# Financial advisors in Ohio

> AdvisorCensus lists 961 investment advisory firms with a principal office in Ohio, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/oh/page/9

## At a glance

- Investment advisory firms: 961
- Registration: SEC-registered investment adviser: 405, State-registered investment adviser: 519, Exempt reporting adviser: 37
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 350 (38%); Percentage of assets 846 (92%); Hourly charges 412 (45%); Subscription fees (newsletter or periodical) 12 (1%); Fixed fees 577 (62%); Commissions 30 (3%); Performance-based fees 76 (8%); Other 130 (14%); No compensation arrangements reported 37
- Regulatory assets under management (Item 5.F): Under $25 million 260 (27%); $25 million to $100 million 158 (16%); $100 million to $500 million 239 (25%); $500 million to $1 billion 58 (6%); $1 billion to $5 billion 68 (7%); Over $5 billion 42 (4%); Not reported 136 (14%)
- Years registered: Under 5 years 324 (34%); 5 to 9 years 220 (23%); 10 to 19 years 230 (24%); 20 years or more 186 (19%); Not reported 1 (0%)

## Firms (page 9 of 20, 401 to 450 of 961, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [HPE Capital Management II, LLC](https://advisorcensus.com/firm/hpe-capital-management-ii-llc-cincinnati-oh-283607) ([md](https://advisorcensus.com/firm/hpe-capital-management-ii-llc-cincinnati-oh-283607.md)) | 283607 | Cincinnati, OH | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Performance fee |
| [Hudson Financial Advisors Inc](https://advisorcensus.com/firm/hudson-financial-advisors-inc-streetsboro-oh-113978) ([md](https://advisorcensus.com/firm/hudson-financial-advisors-inc-streetsboro-oh-113978.md)) | 113978 | Streetsboro, OH | State-registered investment adviser | Not reported | 26 | % of assets, Commissions |
| [Huffman Prairie Holdings, LLC](https://advisorcensus.com/firm/huffman-prairie-holdings-llc-miamisburg-oh-310634) ([md](https://advisorcensus.com/firm/huffman-prairie-holdings-llc-miamisburg-oh-310634.md)) | 310634 | Miamisburg, OH | Exempt reporting adviser | Not reported | 5 | Not reported |
| [Huffman Wealth Management](https://advisorcensus.com/firm/huffman-wealth-management-cincinnati-oh-322238) ([md](https://advisorcensus.com/firm/huffman-wealth-management-cincinnati-oh-322238.md)) | 322238 | Cincinnati, OH | State-registered investment adviser | $25 million to $100 million | 4 | % of assets |
| [Hughes Financial Group, LLC](https://advisorcensus.com/firm/hughes-financial-group-llc-perrysburg-oh-168531) ([md](https://advisorcensus.com/firm/hughes-financial-group-llc-perrysburg-oh-168531.md)) | 168531 | Perrysburg, OH | State-registered investment adviser | Under $25 million | 13 | % of assets, Hourly |
| [Hummel Wealth Management, LLC](https://advisorcensus.com/firm/hummel-wealth-management-llc-berlin-oh-143523) ([md](https://advisorcensus.com/firm/hummel-wealth-management-llc-berlin-oh-143523.md)) | 143523 | Berlin, OH | State-registered investment adviser | Not reported | 10 | % of assets, Hourly, Fixed fee |
| [Huntington Financial Advisors](https://advisorcensus.com/firm/huntington-financial-advisors-columbus-oh-16986) ([md](https://advisorcensus.com/firm/huntington-financial-advisors-columbus-oh-16986.md)) | 16986 | Columbus, OH | SEC-registered investment adviser | Over $5 billion | 25 | % of assets |
| [Hyland Wealth Management LLC](https://advisorcensus.com/firm/hyland-wealth-management-llc-green-oh-288231) ([md](https://advisorcensus.com/firm/hyland-wealth-management-llc-green-oh-288231.md)) | 288231 | Green, OH | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly, Fixed fee |
| [IDR Investment Management, LLC](https://advisorcensus.com/firm/idr-investment-management-llc-independence-oh-286208) ([md](https://advisorcensus.com/firm/idr-investment-management-llc-independence-oh-286208.md)) | 286208 | Independence, OH | SEC-registered investment adviser | Over $5 billion | 9 | % of assets |
| [IME Financial, LLC](https://advisorcensus.com/firm/ime-financial-llc-kettering-oh-154630) ([md](https://advisorcensus.com/firm/ime-financial-llc-kettering-oh-154630.md)) | 154630 | Kettering, OH | State-registered investment adviser | Not reported | 15 | Fixed fee |
| [Independence Capital Co., Inc.](https://advisorcensus.com/firm/independence-capital-co-inc-parma-oh-24723) ([md](https://advisorcensus.com/firm/independence-capital-co-inc-parma-oh-24723.md)) | 24723 | Parma, OH | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly |
| [Independence Wealth Advisors, LLC](https://advisorcensus.com/firm/independence-wealth-advisors-llc-independence-oh-306236) ([md](https://advisorcensus.com/firm/independence-wealth-advisors-llc-independence-oh-306236.md)) | 306236 | Independence, OH | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee |
| [Infinity Wealth Counsel, LLC](https://advisorcensus.com/firm/infinity-wealth-counsel-llc-loveland-oh-171959) ([md](https://advisorcensus.com/firm/infinity-wealth-counsel-llc-loveland-oh-171959.md)) | 171959 | Loveland, OH | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Infresh, Inc.](https://advisorcensus.com/firm/infresh-inc-findlay-oh-156316) ([md](https://advisorcensus.com/firm/infresh-inc-findlay-oh-156316.md)) | 156316 | Findlay, OH | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Hourly, Fixed fee |
| [Innerworks Wealth Management](https://advisorcensus.com/firm/innerworks-wealth-management-cincinnati-oh-340243) ([md](https://advisorcensus.com/firm/innerworks-wealth-management-cincinnati-oh-340243.md)) | 340243 | Cincinnati, OH | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Integrated Wealth Management, Inc.](https://advisorcensus.com/firm/integrated-wealth-management-inc-uniontown-oh-141092) ([md](https://advisorcensus.com/firm/integrated-wealth-management-inc-uniontown-oh-141092.md)) | 141092 | Uniontown, OH | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee, Other |
| [Intelligent Capital Management LLC](https://advisorcensus.com/firm/intelligent-capital-management-llc-150928) ([md](https://advisorcensus.com/firm/intelligent-capital-management-llc-150928.md)) | 150928 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 17 | % of assets |
| [Intentional Wealth Partners](https://advisorcensus.com/firm/intentional-wealth-partners-cleveland-oh-286157) ([md](https://advisorcensus.com/firm/intentional-wealth-partners-cleveland-oh-286157.md)) | 286157 | Cleveland, OH | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly, Fixed fee |
| [Intera Financial Planners LLC](https://advisorcensus.com/firm/intera-financial-planners-llc-321627) ([md](https://advisorcensus.com/firm/intera-financial-planners-llc-321627.md)) | 321627 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 4 | Hourly, Fixed fee |
| [Invest Capital Partners](https://advisorcensus.com/firm/invest-capital-partners-springboro-oh-287987) ([md](https://advisorcensus.com/firm/invest-capital-partners-springboro-oh-287987.md)) | 287987 | Springboro, OH | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Hourly, Fixed fee |
| [Investment Analytics, LLC](https://advisorcensus.com/firm/investment-analytics-llc-cincinnati-oh-321918) ([md](https://advisorcensus.com/firm/investment-analytics-llc-cincinnati-oh-321918.md)) | 321918 | Cincinnati, OH | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly |
| [Investment Network, Inc.](https://advisorcensus.com/firm/investment-network-inc-canton-oh-127724) ([md](https://advisorcensus.com/firm/investment-network-inc-canton-oh-127724.md)) | 127724 | Canton, OH | State-registered investment adviser | Not reported | 11 | % of assets, Hourly, Fixed fee, Commissions |
| [Investments Technology Inc](https://advisorcensus.com/firm/investments-technology-inc-110223) ([md](https://advisorcensus.com/firm/investments-technology-inc-110223.md)) | 110223 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 9 | % of assets |
| [Iron Gate Wealth Advisors, LLC](https://advisorcensus.com/firm/iron-gate-wealth-advisors-llc-poland-oh-156453) ([md](https://advisorcensus.com/firm/iron-gate-wealth-advisors-llc-poland-oh-156453.md)) | 156453 | Poland, OH | State-registered investment adviser | $100 million to $500 million | 9 | % of assets, Hourly, Fixed fee |
| [Ironkoor Retirement, LLC](https://advisorcensus.com/firm/ironkoor-retirement-llc-west-chester-oh-327162) ([md](https://advisorcensus.com/firm/ironkoor-retirement-llc-west-chester-oh-327162.md)) | 327162 | West Chester, OH | State-registered investment adviser | Under $25 million | 3 | % of assets, Fixed fee |
| [Isaacs & Associates, LLC](https://advisorcensus.com/firm/isaacs-and-associates-llc-cincinnati-oh-324222) ([md](https://advisorcensus.com/firm/isaacs-and-associates-llc-cincinnati-oh-324222.md)) | 324222 | Cincinnati, OH | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Fixed fee |
| [J1 Capital LLC](https://advisorcensus.com/firm/j1-capital-llc-310963) ([md](https://advisorcensus.com/firm/j1-capital-llc-310963.md)) | 310963 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 5 | % of assets |
| [Jacobsma Financial](https://advisorcensus.com/firm/jacobsma-financial-330264) ([md](https://advisorcensus.com/firm/jacobsma-financial-330264.md)) | 330264 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [James a Wynne LLC](https://advisorcensus.com/firm/james-a-wynne-llc-323881) ([md](https://advisorcensus.com/firm/james-a-wynne-llc-323881.md)) | 323881 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Fixed fee |
| [James Investment Research Inc](https://advisorcensus.com/firm/james-investment-research-inc-xenia-oh-110433) ([md](https://advisorcensus.com/firm/james-investment-research-inc-xenia-oh-110433.md)) | 110433 | Xenia, OH | SEC-registered investment adviser | $1 billion to $5 billion | 49 | % of assets, Hourly, Fixed fee, Other |
| [James Ruthsatz Pinnacle Advisors LLC](https://advisorcensus.com/firm/james-ruthsatz-pinnacle-advisors-llc-sandusky-oh-134408) ([md](https://advisorcensus.com/firm/james-ruthsatz-pinnacle-advisors-llc-sandusky-oh-134408.md)) | 134408 | Sandusky, OH | State-registered investment adviser | Not reported | 21 | % of assets, Fixed fee |
| [Jameson & Griffin Financial](https://advisorcensus.com/firm/jameson-and-griffin-financial-331653) ([md](https://advisorcensus.com/firm/jameson-and-griffin-financial-331653.md)) | 331653 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Jericho Financial](https://advisorcensus.com/firm/jericho-financial-westerville-oh-288801) ([md](https://advisorcensus.com/firm/jericho-financial-westerville-oh-288801.md)) | 288801 | Westerville, OH | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Jessup Wealth Management](https://advisorcensus.com/firm/jessup-wealth-management-dayton-oh-323035) ([md](https://advisorcensus.com/firm/jessup-wealth-management-dayton-oh-323035.md)) | 323035 | Dayton, OH | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee |
| [JFJ Advisory Services LLC](https://advisorcensus.com/firm/jfj-advisory-services-llc-morrow-oh-322407) ([md](https://advisorcensus.com/firm/jfj-advisory-services-llc-morrow-oh-322407.md)) | 322407 | Morrow, OH | State-registered investment adviser | Under $25 million | 4 | % of assets, Fixed fee |
| [JGR Financial Solutions](https://advisorcensus.com/firm/jgr-financial-solutions-north-canton-oh-226585) ([md](https://advisorcensus.com/firm/jgr-financial-solutions-north-canton-oh-226585.md)) | 226585 | North Canton, OH | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Fixed fee |
| [Jhanti Financial](https://advisorcensus.com/firm/jhanti-financial-165335) ([md](https://advisorcensus.com/firm/jhanti-financial-165335.md)) | 165335 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly, Subscription, Fixed fee |
| [JIM Earl Financial](https://advisorcensus.com/firm/jim-earl-financial-warren-oh-149444) ([md](https://advisorcensus.com/firm/jim-earl-financial-warren-oh-149444.md)) | 149444 | Warren, OH | State-registered investment adviser | Under $25 million | 17 | % of assets, Hourly, Fixed fee |
| [John E. Sestina and Company](https://advisorcensus.com/firm/john-e-sestina-and-company-columbus-oh-108634) ([md](https://advisorcensus.com/firm/john-e-sestina-and-company-columbus-oh-108634.md)) | 108634 | Columbus, OH | SEC-registered investment adviser | $500 million to $1 billion | 33 | % of assets, Fixed fee |
| [Johnson Capital Advisory, LLC](https://advisorcensus.com/firm/johnson-capital-advisory-llc-milford-oh-292270) ([md](https://advisorcensus.com/firm/johnson-capital-advisory-llc-milford-oh-292270.md)) | 292270 | Milford, OH | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Other |
| [Johnson Investment Counsel, Inc.](https://advisorcensus.com/firm/johnson-investment-counsel-inc-cincinnati-oh-117054) ([md](https://advisorcensus.com/firm/johnson-investment-counsel-inc-cincinnati-oh-117054.md)) | 117054 | Cincinnati, OH | SEC-registered investment adviser | Over $5 billion | 24 | % of assets, Fixed fee |
| [Journey Wealth Management](https://advisorcensus.com/firm/journey-wealth-management-cleveland-oh-298904) ([md](https://advisorcensus.com/firm/journey-wealth-management-cleveland-oh-298904.md)) | 298904 | Cleveland, OH | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Fixed fee |
| [Jovan, Ltd.](https://advisorcensus.com/firm/jovan-ltd-ashland-oh-121116) ([md](https://advisorcensus.com/firm/jovan-ltd-ashland-oh-121116.md)) | 121116 | Ashland, OH | State-registered investment adviser | Not reported | 26 | % of assets, Fixed fee |
| [JPS Financial, LLC](https://advisorcensus.com/firm/jps-financial-llc-westlake-oh-169208) ([md](https://advisorcensus.com/firm/jps-financial-llc-westlake-oh-169208.md)) | 169208 | Westlake, OH | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Hourly, Fixed fee |
| [JR Mesenburg and Associates, LLC](https://advisorcensus.com/firm/jr-mesenburg-and-associates-llc-columbus-oh-144645) ([md](https://advisorcensus.com/firm/jr-mesenburg-and-associates-llc-columbus-oh-144645.md)) | 144645 | Columbus, OH | State-registered investment adviser | $100 million to $500 million | 13 | % of assets |
| [JRP Capital Corp](https://advisorcensus.com/firm/jrp-capital-corp-dublin-oh-106285) ([md](https://advisorcensus.com/firm/jrp-capital-corp-dublin-oh-106285.md)) | 106285 | Dublin, OH | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [Juarez, Andreas](https://advisorcensus.com/firm/juarez-andreas-337687) ([md](https://advisorcensus.com/firm/juarez-andreas-337687.md)) | 337687 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Julius Arthur Seibert & Company, LLC](https://advisorcensus.com/firm/julius-arthur-seibert-and-company-llc-cincinnati-oh-142288) ([md](https://advisorcensus.com/firm/julius-arthur-seibert-and-company-llc-cincinnati-oh-142288.md)) | 142288 | Cincinnati, OH | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [Kanu Asset Management, LLC](https://advisorcensus.com/firm/kanu-asset-management-llc-cincinnati-oh-168070) ([md](https://advisorcensus.com/firm/kanu-asset-management-llc-cincinnati-oh-168070.md)) | 168070 | Cincinnati, OH | State-registered investment adviser | Under $25 million | 12 | % of assets, Hourly, Fixed fee, Commissions |
| [Kapstone Financial Advisors LLC](https://advisorcensus.com/firm/kapstone-financial-advisors-llc-lebanon-oh-318885) ([md](https://advisorcensus.com/firm/kapstone-financial-advisors-llc-lebanon-oh-318885.md)) | 318885 | Lebanon, OH | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |

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## Questions people ask

**How many financial advisory firms are there in Ohio?**
AdvisorCensus lists 961 investment advisory firms with a principal office in Ohio, from Form ADV filings as of October 2026: 405 SEC-registered, 519 state-registered, and 37 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Ohio?**
350 of the 961 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Ohio offer financial planning?**
666 of the 924 firms in Ohio that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Ohio fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 350 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Ohio](https://advisorcensus.com/advisors/oh) (https://advisorcensus.com/advisors/oh.md)
- [Fee-only financial advisors in Ohio](https://advisorcensus.com/advisors/oh/fee-only) (https://advisorcensus.com/advisors/oh/fee-only.md)
- [Flat-fee financial advisors in Ohio](https://advisorcensus.com/advisors/oh/flat-fee) (https://advisorcensus.com/advisors/oh/flat-fee.md)
- [Hourly financial advisors in Ohio](https://advisorcensus.com/advisors/oh/hourly) (https://advisorcensus.com/advisors/oh/hourly.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/oh.csv

Cite as: AdvisorCensus. Financial advisors in Ohio: 961 firms from Form ADV filings as of October 2026.