{ "path": "/advisors/ny/syracuse/for-high-net-worth-individuals", "url": "https://advisorcensus.com/advisors/ny/syracuse/for-high-net-worth-individuals", "page_type": "metro_answer", "title": "Financial advisors for high-net-worth individuals in Syracuse, NY", "filters": {}, "scope_total": 31, "faq": [ { "q": "Which financial advisors in Syracuse, NY work with high-net-worth individuals?", "a": "31 investment advisory firms with a principal office in the Syracuse metro area report high-net-worth individuals among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one." }, { "q": "How many financial advisory firms are there in Syracuse, NY?", "a": "AdvisorCensus lists 41 investment advisory firms with a principal office in the Syracuse metro area, from Form ADV filings as of October 2026: 28 SEC-registered, 12 state-registered, and 1 exempt reporting adviser. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Syracuse, NY?", "a": "17 of the 41 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Syracuse, NY offer financial planning?", "a": "29 of the 40 firms in Syracuse, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Syracuse, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 17 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 31 investment advisory firms with a principal office in the Syracuse metro area that report high-net-worth individuals among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.", "about_market": "Syracuse has 41 investment advisory firms with a principal office in the metro area as of October 2026: 28 SEC-registered, 12 state-registered, and 1 exempt reporting adviser. 17 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 19 report under $100 million in regulatory assets under management. The metro area has 271,251 households, 26,555 of them with income of $200,000 or more, or 648 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors for high-net-worth individuals in Syracuse, NY: 31 firms from Form ADV filings as of October 2026.", "total_firms": 31, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 27, "state": 4, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 15 }, { "code": "percentage_of_aum", "count": 31 }, { "code": "hourly", "count": 16 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 11 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 6 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 8 }, { "code": "5_to_9", "count": 7 }, { "code": "10_to_19", "count": 10 }, { "code": "20_plus", "count": 6 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 3 }, { "code": "25m_100m", "count": 8 }, { "code": "100m_500m", "count": 13 }, { "code": "500m_1b", "count": 3 }, { "code": "1b_5b", "count": 4 }, { "code": "over_5b", "count": 0 }, { "code": "not_reported", "count": 0 } ], "firms": [ { "crd_number": 133305, "name": "Adirondack Capital Advisors, LLC", "name_as_filed": "ADIRONDACK CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/adirondack-capital-advisors-llc-syracuse-ny-133305", "city": "Syracuse", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 149008, "name": "Armory Capital Management, LLC", "name_as_filed": "ARMORY CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/armory-capital-management-llc-syracuse-ny-149008", "city": "Syracuse", "state": "NY", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 284429, "name": "BPC Advisors LLC", "name_as_filed": "BPC ADVISORS LLC", "url": "https://advisorcensus.com/firm/bpc-advisors-llc-east-syracuse-ny-284429", "city": "East Syracuse", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 158205, "name": "Carswell Investments, LLC", "name_as_filed": "CARSWELL INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/carswell-investments-llc-east-syracuse-ny-158205", "city": "East Syracuse", "state": "NY", "years_registered": 15, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 339413, "name": "Champion, Jessica", "name_as_filed": "CHAMPION, JESSICA", "url": "https://advisorcensus.com/firm/champion-jessica-chittenango-ny-339413", "city": "Chittenango", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 125704, "name": "Constellation Asset Management, Inc.", "name_as_filed": "CONSTELLATION ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/constellation-asset-management-inc-fayetteville-ny-125704", "city": "Fayetteville", "state": "NY", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 159999, "name": "Dark Horse Wealth LLC", "name_as_filed": "DARK HORSE WEALTH LLC", "url": "https://advisorcensus.com/firm/dark-horse-wealth-llc-cazenovia-ny-159999", "city": "Cazenovia", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 126599, "name": "Eagan Capital Management, LLC", "name_as_filed": "EAGAN CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/eagan-capital-management-llc-fayetteville-ny-126599", "city": "Fayetteville", "state": "NY", "years_registered": 18, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 151462, "name": "Hazard & Siegel Advisory Services LLC", "name_as_filed": "HAZARD & SIEGEL ADVISORY SERVICES LLC", "url": "https://advisorcensus.com/firm/hazard-and-siegel-advisory-services-llc-dewitt-ny-151462", "city": "Dewitt", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 293288, "name": "IBN Advisory Services, Inc.", "name_as_filed": "IBN ADVISORY SERVICES, INC.", "url": "https://advisorcensus.com/firm/ibn-advisory-services-inc-liverpool-ny-293288", "city": "Liverpool", "state": "NY", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 42360, "name": "IBN Financial Services, Inc", "name_as_filed": "IBN FINANCIAL SERVICES, INC", "url": "https://advisorcensus.com/firm/ibn-financial-services-inc-liverpool-ny-42360", "city": "Liverpool", "state": "NY", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 341031, "name": "Ives Hill Wealth Management", "name_as_filed": "IVES HILL WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/ives-hill-wealth-management-dewitt-ny-341031", "city": "Dewitt", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 107835, "name": "J.w.burns & Company, Inc.", "name_as_filed": "J.W.BURNS & COMPANY, INC.", "url": "https://advisorcensus.com/firm/j-w-burns-and-company-inc-dewitt-ny-107835", "city": "Dewitt", "state": "NY", "years_registered": 49, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 38751, "name": "Leigh Baldwin & Co., LLC", "name_as_filed": "LEIGH BALDWIN & CO., LLC", "url": "https://advisorcensus.com/firm/leigh-baldwin-and-co-llc-cazenovia-ny-38751", "city": "Cazenovia", "state": "NY", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 132737, "name": "Lipe & Dalton Investment Counsel", "name_as_filed": "LIPE & DALTON INVESTMENT COUNSEL", "url": "https://advisorcensus.com/firm/lipe-and-dalton-investment-counsel-syracuse-ny-132737", "city": "Syracuse", "state": "NY", "years_registered": 20, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 338992, "name": "LTS Wealth Management", "name_as_filed": "LTS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/lts-wealth-management-syracuse-ny-338992", "city": "Syracuse", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 335595, "name": "MPM Advisors Group LLC", "name_as_filed": "MPM ADVISORS GROUP LLC", "url": "https://advisorcensus.com/firm/mpm-advisors-group-llc-liverpool-ny-335595", "city": "Liverpool", "state": "NY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 129860, "name": "Newman Ladd Capital Advisors, LLC.", "name_as_filed": "NEWMAN LADD CAPITAL ADVISORS, LLC.", "url": "https://advisorcensus.com/firm/newman-ladd-capital-advisors-llc-camillus-ny-129860", "city": "Camillus", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 306971, "name": "Nottingham Wealth Partners, Inc.", "name_as_filed": "NOTTINGHAM WEALTH PARTNERS, INC.", "url": "https://advisorcensus.com/firm/nottingham-wealth-partners-inc-syracuse-ny-306971", "city": "Syracuse", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 110528, "name": "OMC Financial Services Ltd", "name_as_filed": "OMC FINANCIAL SERVICES LTD", "url": "https://advisorcensus.com/firm/omc-financial-services-ltd-dewitt-ny-110528", "city": "Dewitt", "state": "NY", "years_registered": 39, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 142870, "name": "Passive Capital Management, LLC", "name_as_filed": "PASSIVE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/passive-capital-management-llc-syracuse-ny-142870", "city": "Syracuse", "state": "NY", "years_registered": 18, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 141661, "name": "Pinnacle Capital Management, LLC", "name_as_filed": "PINNACLE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/pinnacle-capital-management-llc-east-syracuse-ny-141661", "city": "East Syracuse", "state": "NY", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 142910, "name": "Pinnacle Investments, LLC", "name_as_filed": "PINNACLE INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/pinnacle-investments-llc-east-syracuse-ny-142910", "city": "East Syracuse", "state": "NY", "years_registered": 19, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 226674, "name": "Pushkin Advisory Group, LLC", "name_as_filed": "PUSHKIN ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/pushkin-advisory-group-llc-skaneateles-ny-226674", "city": "Skaneateles", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 143462, "name": "R.S. Petrell & Associates, LLC D/B/A Strategic Wealth Advisors", "name_as_filed": "R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/r-s-petrell-and-associates-llc-d-b-a-strategic-wealth-advisors-dewitt-ny-143462", "city": "Dewitt", "state": "NY", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 161648, "name": "Reagan Companies Asset Management, Inc", "name_as_filed": "REAGAN COMPANIES ASSET MANAGEMENT, INC", "url": "https://advisorcensus.com/firm/reagan-companies-asset-management-inc-syracuse-ny-161648", "city": "Syracuse", "state": "NY", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 319411, "name": "Rialto Wealth Management", "name_as_filed": "RIALTO WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/rialto-wealth-management-syracuse-ny-319411", "city": "Syracuse", "state": "NY", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 115754, "name": "Rockbridge Investment Management, LLC", "name_as_filed": "ROCKBRIDGE INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754", "city": "Syracuse", "state": "NY", "years_registered": 24, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 144056, "name": "Shope Advisors Group", "name_as_filed": "SHOPE ADVISORS GROUP", "url": "https://advisorcensus.com/firm/shope-advisors-group-camillus-ny-144056", "city": "Camillus", "state": "NY", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 118559, "name": "Sinopoli & Sinopoli Financial Services, LLC", "name_as_filed": "SINOPOLI & SINOPOLI FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/sinopoli-and-sinopoli-financial-services-llc-east-syracuse-ny-118559", "city": "East Syracuse", "state": "NY", "years_registered": 24, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 125994, "name": "Summit Planning Group, Inc.", "name_as_filed": "SUMMIT PLANNING GROUP, INC.", "url": "https://advisorcensus.com/firm/summit-planning-group-inc-e-syracuse-ny-125994", "city": "E. Syracuse", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ny", "label": "Financial advisors in New York" }, "metro": { "path": "/advisors/ny/syracuse", "label": "Financial advisors in Syracuse, NY" }, "city_pages": [], "fee_pages": [ { "path": "/advisors/ny/syracuse/fee-only", "label": "Fee-only financial advisors in Syracuse, NY", "firm_count": 17 }, { "path": "/advisors/ny/syracuse/flat-fee", "label": "Flat-fee financial advisors in Syracuse, NY", "firm_count": 13 }, { "path": "/advisors/ny/syracuse/hourly", "label": "Hourly financial advisors in Syracuse, NY", "firm_count": 18 } ], "answer_pages": [ { "path": "/advisors/ny/syracuse/for-retirement-plans", "firm_count": 18, "label": "Financial advisors for retirement plans in Syracuse, NY" }, { "path": "/advisors/ny/syracuse/for-businesses", "firm_count": 15, "label": "Financial advisors for businesses in Syracuse, NY" }, { "path": "/advisors/ny/syracuse/for-charities", "firm_count": 13, "label": "Financial advisors for charitable organizations in Syracuse, NY" }, { "path": "/advisors/ny/syracuse/no-account-minimum", "firm_count": 6, "label": "Financial advisors with no account minimum in Syracuse, NY" } ], "niche_pages": [ { "path": "/advisors/ny/syracuse/educators", "firm_count": 1, "label": "Financial advisors for educators in Syracuse, NY" } ] }, "csv": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }