{ "path": "/advisors/ny/rochester/fee-only", "url": "https://advisorcensus.com/advisors/ny/rochester/fee-only", "page_type": "metro_fee", "title": "Fee-only financial advisors in Rochester, NY", "filters": {}, "scope_total": 46, "faq": [ { "q": "How many financial advisory firms are there in Rochester, NY?", "a": "AdvisorCensus lists 108 investment advisory firms with a principal office in the Rochester metro area, from Form ADV filings as of October 2026: 74 SEC-registered, 29 state-registered, and 5 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Rochester, NY?", "a": "46 of the 108 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Rochester, NY offer financial planning?", "a": "75 of the 103 firms in Rochester, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Rochester, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 46 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 46 investment advisory firms with a principal office in the Rochester metro area that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.", "about_market": "Rochester has 108 investment advisory firms with a principal office in the metro area as of October 2026: 74 SEC-registered, 29 state-registered, and 5 exempt reporting advisers. 46 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 44 report under $100 million in regulatory assets under management. The metro area has 445,836 households, 43,867 of them with income of $200,000 or more, or 406 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Fee-only financial advisors in Rochester, NY: 46 firms from Form ADV filings as of October 2026.", "total_firms": 46, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 32, "state": 14, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 46 }, { "code": "percentage_of_aum", "count": 42 }, { "code": "hourly", "count": 13 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 20 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 0 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 18 }, { "code": "5_to_9", "count": 7 }, { "code": "10_to_19", "count": 10 }, { "code": "20_plus", "count": 11 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 10 }, { "code": "25m_100m", "count": 15 }, { "code": "100m_500m", "count": 11 }, { "code": "500m_1b", "count": 2 }, { "code": "1b_5b", "count": 5 }, { "code": "over_5b", "count": 0 }, { "code": "not_reported", "count": 3 } ], "firms": [ { "crd_number": 151590, "name": "Armbruster Capital Management, Inc.", "name_as_filed": "ARMBRUSTER CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/armbruster-capital-management-inc-pittsford-ny-151590", "city": "Pittsford", "state": "NY", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 125550, "name": "Barrett Wealth Management", "name_as_filed": "BARRETT WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/barrett-wealth-management-rochester-ny-125550", "city": "Rochester", "state": "NY", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 125617, "name": "Capital Designs", "name_as_filed": "CAPITAL DESIGNS", "url": "https://advisorcensus.com/firm/capital-designs-rochester-ny-125617", "city": "Rochester", "state": "NY", "years_registered": 38, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 104588, "name": "Carosa, Stanton & Depaolo Asset Management, LLC", "name_as_filed": "CAROSA, STANTON & DEPAOLO ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/carosa-stanton-and-depaolo-asset-management-llc-mendon-ny-104588", "city": "Mendon", "state": "NY", "years_registered": 29, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 157054, "name": "Elevation Investment Consulting", "name_as_filed": "ELEVATION INVESTMENT CONSULTING", "url": "https://advisorcensus.com/firm/elevation-investment-consulting-rochester-ny-157054", "city": "Rochester", "state": "NY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 297459, "name": "Ever Green Wealth Management, LLC", "name_as_filed": "EVER GREEN WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/ever-green-wealth-management-llc-victor-ny-297459", "city": "Victor", "state": "NY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 341229, "name": "Factorpoint Planning, LLC", "name_as_filed": "FACTORPOINT PLANNING, LLC", "url": "https://advisorcensus.com/firm/factorpoint-planning-llc-pittsford-ny-341229", "city": "Pittsford", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 317659, "name": "Fiduciary First Advising, LLC", "name_as_filed": "FIDUCIARY FIRST ADVISING, LLC", "url": "https://advisorcensus.com/firm/fiduciary-first-advising-llc-rochester-ny-317659", "city": "Rochester", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 114951, "name": "Fien Capital Management, LLC", "name_as_filed": "FIEN CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/fien-capital-management-llc-rochester-ny-114951", "city": "Rochester", "state": "NY", "years_registered": 25, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 319246, "name": "First Main Capital", "name_as_filed": "FIRST MAIN CAPITAL", "url": "https://advisorcensus.com/firm/first-main-capital-rochester-ny-319246", "city": "Rochester", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 281503, "name": "Flower City Capital LLC", "name_as_filed": "FLOWER CITY CAPITAL LLC", "url": "https://advisorcensus.com/firm/flower-city-capital-llc-pittsford-ny-281503", "city": "Pittsford", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 128523, "name": "Generation Capital Management LLC", "name_as_filed": "GENERATION CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/generation-capital-management-llc-pittsford-ny-128523", "city": "Pittsford", "state": "NY", "years_registered": 17, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 105906, "name": "Geovest Advisors Inc", "name_as_filed": "GEOVEST ADVISORS INC", "url": "https://advisorcensus.com/firm/geovest-advisors-inc-fairport-ny-105906", "city": "Fairport", "state": "NY", "years_registered": 38, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 130337, "name": "Gilbert Financial, LLC", "name_as_filed": "GILBERT FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/gilbert-financial-llc-honeoye-falls-ny-130337", "city": "Honeoye Falls", "state": "NY", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 342494, "name": "Gorges Capital Management LLC", "name_as_filed": "GORGES CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/gorges-capital-management-llc-rochester-ny-342494", "city": "Rochester", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339975, "name": "Hamewith Wealth", "name_as_filed": "HAMEWITH WEALTH", "url": "https://advisorcensus.com/firm/hamewith-wealth-rochester-ny-339975", "city": "Rochester", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 141220, "name": "Hayes Asset Management, LLC", "name_as_filed": "HAYES ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/hayes-asset-management-llc-rochester-ny-141220", "city": "Rochester", "state": "NY", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 289541, "name": "High Probability Advisors, LLC", "name_as_filed": "HIGH PROBABILITY ADVISORS, LLC", "url": "https://advisorcensus.com/firm/high-probability-advisors-llc-pittsford-ny-289541", "city": "Pittsford", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 154031, "name": "Highland Wealth Advisory LLC", "name_as_filed": "HIGHLAND WEALTH ADVISORY LLC", "url": "https://advisorcensus.com/firm/highland-wealth-advisory-llc-rochester-ny-154031", "city": "Rochester", "state": "NY", "years_registered": 16, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 149362, "name": "Highroad Wealth Advisers, LLC", "name_as_filed": "HIGHROAD WEALTH ADVISERS, LLC", "url": "https://advisorcensus.com/firm/highroad-wealth-advisers-llc-rochester-ny-149362", "city": "Rochester", "state": "NY", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 104627, "name": "Howe and Rusling, Inc.", "name_as_filed": "HOWE AND RUSLING, INC.", "url": "https://advisorcensus.com/firm/howe-and-rusling-inc-rochester-ny-104627", "city": "Rochester", "state": "NY", "years_registered": 85, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 310132, "name": "Iconoclastic Capital Management LLC", "name_as_filed": "ICONOCLASTIC CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/iconoclastic-capital-management-llc-rochester-ny-310132", "city": "Rochester", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 122620, "name": "Indiano Capital Management", "name_as_filed": "INDIANO CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/indiano-capital-management-rochester-ny-122620", "city": "Rochester", "state": "NY", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 124758, "name": "J.r.pluta Capital Management, Inc.", "name_as_filed": "J.R.PLUTA CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/j-r-pluta-capital-management-inc-pittsford-ny-124758", "city": "Pittsford", "state": "NY", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 170706, "name": "John C. Saunders, C.P.A., P.C.", "name_as_filed": "JOHN C. SAUNDERS, C.P.A., P.C.", "url": "https://advisorcensus.com/firm/john-c-saunders-c-p-a-p-c-rochester-ny-170706", "city": "Rochester", "state": "NY", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 340496, "name": "JQL Wealth", "name_as_filed": "JQL WEALTH", "url": "https://advisorcensus.com/firm/jql-wealth-pittsford-ny-340496", "city": "Pittsford", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110275, "name": "Karpus Investment Management", "name_as_filed": "KARPUS INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/karpus-investment-management-pittsford-ny-110275", "city": "Pittsford", "state": "NY", "years_registered": 39, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 327022, "name": "Kickstand Wealth Advisors", "name_as_filed": "KICKSTAND WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/kickstand-wealth-advisors-pittsford-ny-327022", "city": "Pittsford", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 342726, "name": "Labounty Financial Planning", "name_as_filed": "LABOUNTY FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/labounty-financial-planning-pittsford-ny-342726", "city": "Pittsford", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 285136, "name": "Layline Advisors", "name_as_filed": "LAYLINE ADVISORS", "url": "https://advisorcensus.com/firm/layline-advisors-rochester-ny-285136", "city": "Rochester", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 111311, "name": "Lyon Capital Management, LLC", "name_as_filed": "LYON CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/lyon-capital-management-llc-pittsford-ny-111311", "city": "Pittsford", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 289116, "name": "Milestones Private Investment Advisors LLC", "name_as_filed": "MILESTONES PRIVATE INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/milestones-private-investment-advisors-llc-fairport-ny-289116", "city": "Fairport", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 108201, "name": "Occam Capital Management, LLC", "name_as_filed": "OCCAM CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/occam-capital-management-llc-pittsford-ny-108201", "city": "Pittsford", "state": "NY", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 335723, "name": "Peartree Advisory", "name_as_filed": "PEARTREE ADVISORY", "url": "https://advisorcensus.com/firm/peartree-advisory-rochester-ny-335723", "city": "Rochester", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324027, "name": "Queenbridge Capital, LLC", "name_as_filed": "QUEENBRIDGE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/queenbridge-capital-llc-pittsford-ny-324027", "city": "Pittsford", "state": "NY", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 329749, "name": "RDG Capital Management LLC", "name_as_filed": "RDG CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rdg-capital-management-llc-pittsford-ny-329749", "city": "Pittsford", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 281827, "name": "Royale Asset Management LLC", "name_as_filed": "ROYALE ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/royale-asset-management-llc-pittsford-ny-281827", "city": "Pittsford", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 334978, "name": "Ryse Capital Management", "name_as_filed": "RYSE CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/ryse-capital-management-rochester-ny-334978", "city": "Rochester", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 149745, "name": "Seaway Advisors", "name_as_filed": "SEAWAY ADVISORS", "url": "https://advisorcensus.com/firm/seaway-advisors-fairport-ny-149745", "city": "Fairport", "state": 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