# Financial advisors in White Plains, NY

> AdvisorCensus lists 44 investment advisory firms with a principal office in White Plains, New York (part of the New York metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full New York metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/white-plains

## At a glance

- Investment advisory firms: 44
- Registration: SEC-registered investment adviser: 23, State-registered investment adviser: 8, Exempt reporting adviser: 13
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 10 (32%); Percentage of assets 27 (87%); Hourly charges 9 (29%); Fixed fees 13 (42%); Performance-based fees 10 (32%); Other 10 (32%); No compensation arrangements reported 13
- Regulatory assets under management (Item 5.F): Under $25 million 5 (11%); $25 million to $100 million 4 (9%); $100 million to $500 million 9 (20%); $500 million to $1 billion 4 (9%); $1 billion to $5 billion 5 (11%); Not reported 17 (39%)
- Years registered: Under 5 years 13 (30%); 5 to 9 years 10 (23%); 10 to 19 years 13 (30%); 20 years or more 7 (16%); Not reported 1 (2%)

## Firms (page 1 of 1, 1 to 44 of 44, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Arrowhead Investment Management LLC](https://advisorcensus.com/firm/arrowhead-investment-management-llc-white-plains-ny-285032) ([md](https://advisorcensus.com/firm/arrowhead-investment-management-llc-white-plains-ny-285032.md)) | 285032 | White Plains, NY | SEC-registered investment adviser | $25 million to $100 million | 9 | % of assets, Performance fee, Other |
| [Bradford Equities Management, LLC](https://advisorcensus.com/firm/bradford-equities-management-llc-white-plains-ny-164772) ([md](https://advisorcensus.com/firm/bradford-equities-management-llc-white-plains-ny-164772.md)) | 164772 | White Plains, NY | Exempt reporting adviser | Not reported | 14 | Not reported |
| [CJS Securities IA, Inc.](https://advisorcensus.com/firm/cjs-securities-ia-inc-white-plains-ny-326920) ([md](https://advisorcensus.com/firm/cjs-securities-ia-inc-white-plains-ny-326920.md)) | 326920 | White Plains, NY | State-registered investment adviser | Not reported | 3 | Fixed fee, Other |
| [Cozzene Advisors Inc.](https://advisorcensus.com/firm/cozzene-advisors-inc-white-plains-ny-125915) ([md](https://advisorcensus.com/firm/cozzene-advisors-inc-white-plains-ny-125915.md)) | 125915 | White Plains, NY | State-registered investment adviser | Not reported | 22 | Other |
| [D/B/A Riverside Capital Management](https://advisorcensus.com/firm/d-b-a-riverside-capital-management-white-plains-ny-163078) ([md](https://advisorcensus.com/firm/d-b-a-riverside-capital-management-white-plains-ny-163078.md)) | 163078 | White Plains, NY | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Derivaty Co](https://advisorcensus.com/firm/derivaty-co-white-plains-ny-310249) ([md](https://advisorcensus.com/firm/derivaty-co-white-plains-ny-310249.md)) | 310249 | White Plains, NY | SEC-registered investment adviser | $25 million to $100 million | 6 | % of assets, Other |
| [Development Group LLC](https://advisorcensus.com/firm/development-group-llc-white-plains-ny-167581) ([md](https://advisorcensus.com/firm/development-group-llc-white-plains-ny-167581.md)) | 167581 | White Plains, NY | State-registered investment adviser | Not reported | 12 | % of assets, Hourly, Fixed fee, Other |
| [Downtown Investment Advisory](https://advisorcensus.com/firm/downtown-investment-advisory-white-plains-ny-168812) ([md](https://advisorcensus.com/firm/downtown-investment-advisory-white-plains-ny-168812.md)) | 168812 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Dualitas](https://advisorcensus.com/firm/dualitas-white-plains-ny-322597) ([md](https://advisorcensus.com/firm/dualitas-white-plains-ny-322597.md)) | 322597 | White Plains, NY | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Dynamic Trading Management, LLC.](https://advisorcensus.com/firm/dynamic-trading-management-llc-white-plains-ny-142638) ([md](https://advisorcensus.com/firm/dynamic-trading-management-llc-white-plains-ny-142638.md)) | 142638 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 19 | % of assets |
| [Event Capital Strategies Management, LLC](https://advisorcensus.com/firm/event-capital-strategies-management-llc-white-plains-ny-326921) ([md](https://advisorcensus.com/firm/event-capital-strategies-management-llc-white-plains-ny-326921.md)) | 326921 | White Plains, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [FMD Wealth Advisors LLC](https://advisorcensus.com/firm/fmd-wealth-advisors-llc-white-plains-ny-334596) ([md](https://advisorcensus.com/firm/fmd-wealth-advisors-llc-white-plains-ny-334596.md)) | 334596 | White Plains, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Forepont Capital LLC](https://advisorcensus.com/firm/forepont-capital-llc-white-plains-ny-308323) ([md](https://advisorcensus.com/firm/forepont-capital-llc-white-plains-ny-308323.md)) | 308323 | White Plains, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Fox Financial Services, Inc.](https://advisorcensus.com/firm/fox-financial-services-inc-white-plains-ny-112506) ([md](https://advisorcensus.com/firm/fox-financial-services-inc-white-plains-ny-112506.md)) | 112506 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 25 | % of assets |
| [Future Proof Consulting Group LLC](https://advisorcensus.com/firm/future-proof-consulting-group-llc-white-plains-ny-343853) ([md](https://advisorcensus.com/firm/future-proof-consulting-group-llc-white-plains-ny-343853.md)) | 343853 | White Plains, NY | State-registered investment adviser | Not reported | 0 | Hourly, Fixed fee |
| [Halyard Asset Management LLC](https://advisorcensus.com/firm/halyard-asset-management-llc-white-plains-ny-154493) ([md](https://advisorcensus.com/firm/halyard-asset-management-llc-white-plains-ny-154493.md)) | 154493 | White Plains, NY | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets |
| [HI2 Investment Management, LLC](https://advisorcensus.com/firm/hi2-investment-management-llc-white-plains-ny-283555) ([md](https://advisorcensus.com/firm/hi2-investment-management-llc-white-plains-ny-283555.md)) | 283555 | White Plains, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Huygens Capital LLC](https://advisorcensus.com/firm/huygens-capital-llc-white-plains-ny-168438) ([md](https://advisorcensus.com/firm/huygens-capital-llc-white-plains-ny-168438.md)) | 168438 | White Plains, NY | State-registered investment adviser | Under $25 million | 9 | % of assets, Performance fee |
| [Jade Mountain Partners, LLC](https://advisorcensus.com/firm/jade-mountain-partners-llc-white-plains-ny-290415) ([md](https://advisorcensus.com/firm/jade-mountain-partners-llc-white-plains-ny-290415.md)) | 290415 | White Plains, NY | SEC-registered investment adviser | $500 million to $1 billion | 8 | % of assets, Performance fee |
| [Kalka Investment Management, LLC](https://advisorcensus.com/firm/kalka-investment-management-llc-white-plains-ny-175274) ([md](https://advisorcensus.com/firm/kalka-investment-management-llc-white-plains-ny-175274.md)) | 175274 | White Plains, NY | Exempt reporting adviser | Not reported | 11 | Not reported |
| [Lanx Management, LLC](https://advisorcensus.com/firm/lanx-management-llc-white-plains-ny-138305) ([md](https://advisorcensus.com/firm/lanx-management-llc-white-plains-ny-138305.md)) | 138305 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 16 | % of assets, Performance fee, Other |
| [Layer 7 Management LLC](https://advisorcensus.com/firm/layer-7-management-llc-white-plains-ny-288461) ([md](https://advisorcensus.com/firm/layer-7-management-llc-white-plains-ny-288461.md)) | 288461 | White Plains, NY | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [LCP Advisor I LLC](https://advisorcensus.com/firm/lcp-advisor-i-llc-white-plains-ny-297085) ([md](https://advisorcensus.com/firm/lcp-advisor-i-llc-white-plains-ny-297085.md)) | 297085 | White Plains, NY | Exempt reporting adviser | Not reported | 5 | Not reported |
| [LNK Partners, LLC](https://advisorcensus.com/firm/lnk-partners-llc-white-plains-ny-157725) ([md](https://advisorcensus.com/firm/lnk-partners-llc-white-plains-ny-157725.md)) | 157725 | White Plains, NY | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Performance fee |
| [Lsaf Management, LLC](https://advisorcensus.com/firm/lsaf-management-llc-white-plains-ny-284238) ([md](https://advisorcensus.com/firm/lsaf-management-llc-white-plains-ny-284238.md)) | 284238 | White Plains, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Lsof Manager LLC](https://advisorcensus.com/firm/lsof-manager-llc-white-plains-ny-334172) ([md](https://advisorcensus.com/firm/lsof-manager-llc-white-plains-ny-334172.md)) | 334172 | White Plains, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Lyonross Capital Management, LLC](https://advisorcensus.com/firm/lyonross-capital-management-llc-white-plains-ny-156637) ([md](https://advisorcensus.com/firm/lyonross-capital-management-llc-white-plains-ny-156637.md)) | 156637 | White Plains, NY | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Fixed fee, Performance fee |
| [Madison Advisory Services, Inc.](https://advisorcensus.com/firm/madison-advisory-services-inc-white-plains-ny-132386) ([md](https://advisorcensus.com/firm/madison-advisory-services-inc-white-plains-ny-132386.md)) | 132386 | White Plains, NY | SEC-registered investment adviser | $500 million to $1 billion | 11 | % of assets, Hourly, Fixed fee |
| [Matrix Asset Advisors Inc](https://advisorcensus.com/firm/matrix-asset-advisors-inc-white-plains-ny-107408) ([md](https://advisorcensus.com/firm/matrix-asset-advisors-inc-white-plains-ny-107408.md)) | 107408 | White Plains, NY | SEC-registered investment adviser | $1 billion to $5 billion | 36 | % of assets, Fixed fee, Other |
| [Midfield Private Wealth, LLC](https://advisorcensus.com/firm/midfield-private-wealth-llc-white-plains-ny-343256) ([md](https://advisorcensus.com/firm/midfield-private-wealth-llc-white-plains-ny-343256.md)) | 343256 | White Plains, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Milagre Wealth Management, Inc.](https://advisorcensus.com/firm/milagre-wealth-management-inc-white-plains-ny-309185) ([md](https://advisorcensus.com/firm/milagre-wealth-management-inc-white-plains-ny-309185.md)) | 309185 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets |
| [MMA Pan Asia Fund I Management, LLC](https://advisorcensus.com/firm/mma-pan-asia-fund-i-management-llc-white-plains-ny-159941) ([md](https://advisorcensus.com/firm/mma-pan-asia-fund-i-management-llc-white-plains-ny-159941.md)) | 159941 | White Plains, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Paradigm Asset Management](https://advisorcensus.com/firm/paradigm-asset-management-white-plains-ny-111479) ([md](https://advisorcensus.com/firm/paradigm-asset-management-white-plains-ny-111479.md)) | 111479 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 31 | % of assets, Fixed fee |
| [Prato Capital Management](https://advisorcensus.com/firm/prato-capital-management-white-plains-ny-289917) ([md](https://advisorcensus.com/firm/prato-capital-management-white-plains-ny-289917.md)) | 289917 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Prism Planning and Solutions Group](https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003) ([md](https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003.md)) | 340003 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Rethink Capital Partners, LLC](https://advisorcensus.com/firm/rethink-capital-partners-llc-white-plains-ny-171118) ([md](https://advisorcensus.com/firm/rethink-capital-partners-llc-white-plains-ny-171118.md)) | 171118 | White Plains, NY | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee, Other |
| [Saposh & Malter, Inc.](https://advisorcensus.com/firm/saposh-and-malter-inc-white-plains-ny-119514) ([md](https://advisorcensus.com/firm/saposh-and-malter-inc-white-plains-ny-119514.md)) | 119514 | White Plains, NY | State-registered investment adviser | Under $25 million | 28 | % of assets, Hourly |
| [Stonebridge Partners LLC](https://advisorcensus.com/firm/stonebridge-partners-llc-white-plains-ny-160018) ([md](https://advisorcensus.com/firm/stonebridge-partners-llc-white-plains-ny-160018.md)) | 160018 | White Plains, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | Fixed fee, Performance fee, Other |
| [The Mannsion Group LLC](https://advisorcensus.com/firm/the-mannsion-group-llc-white-plains-ny-340763) ([md](https://advisorcensus.com/firm/the-mannsion-group-llc-white-plains-ny-340763.md)) | 340763 | White Plains, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [The Portfolio Strategy Group, LLC](https://advisorcensus.com/firm/the-portfolio-strategy-group-llc-white-plains-ny-166593) ([md](https://advisorcensus.com/firm/the-portfolio-strategy-group-llc-white-plains-ny-166593.md)) | 166593 | White Plains, NY | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Hourly, Performance fee |
| [Timber Point Capital Management](https://advisorcensus.com/firm/timber-point-capital-management-white-plains-ny-307366) ([md](https://advisorcensus.com/firm/timber-point-capital-management-white-plains-ny-307366.md)) | 307366 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets |
| [Tortoise Investment Management, LLC](https://advisorcensus.com/firm/tortoise-investment-management-llc-white-plains-ny-128723) ([md](https://advisorcensus.com/firm/tortoise-investment-management-llc-white-plains-ny-128723.md)) | 128723 | White Plains, NY | SEC-registered investment adviser | $1 billion to $5 billion | 20 | % of assets |
| [Whippoorwill Associates Inc](https://advisorcensus.com/firm/whippoorwill-associates-inc-white-plains-ny-107497) ([md](https://advisorcensus.com/firm/whippoorwill-associates-inc-white-plains-ny-107497.md)) | 107497 | White Plains, NY | SEC-registered investment adviser | $25 million to $100 million | 33 | % of assets, Performance fee |
| [Yoshida Wealth Management, Inc.](https://advisorcensus.com/firm/yoshida-wealth-management-inc-white-plains-ny-305049) ([md](https://advisorcensus.com/firm/yoshida-wealth-management-inc-white-plains-ny-305049.md)) | 305049 | White Plains, NY | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Fixed fee, Other |

## Questions people ask

**How many financial advisory firms are there in White Plains, NY?**
AdvisorCensus lists 44 investment advisory firms with a principal office in White Plains, New York (part of the New York metro area), from Form ADV filings as of October 2026: 23 SEC-registered, 8 state-registered, and 13 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in White Plains, NY?**
10 of the 44 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in White Plains, NY offer financial planning?**
13 of the 31 firms in White Plains, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in White Plains, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 10 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Cite as: AdvisorCensus. Financial advisors in White Plains, NY: 44 firms from Form ADV filings as of October 2026.