{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/74", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 74, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 316225, "name": "TRU Arrow Management, LP", "name_as_filed": "TRU ARROW MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/tru-arrow-management-lp-new-york-ny-316225", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 324835, "name": "TRU-Capital Investment Fund, LLC", "name_as_filed": "TRU-CAPITAL INVESTMENT FUND, LLC", "url": "https://advisorcensus.com/firm/tru-capital-investment-fund-llc-new-york-ny-324835", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 312288, "name": "Truarc Partners, LP", "name_as_filed": "TRUARC PARTNERS, LP", "url": "https://advisorcensus.com/firm/truarc-partners-lp-new-york-ny-312288", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 164329, "name": "Truck Capital", "name_as_filed": "TRUCK CAPITAL", "url": "https://advisorcensus.com/firm/truck-capital-new-york-ny-164329", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 113174, "name": "Trufton Investment Management, Inc.", "name_as_filed": "TRUFTON INVESTMENT MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/trufton-investment-management-inc-bronxville-ny-113174", "city": "Bronxville", "state": "NY", "years_registered": 11, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 156659, "name": "Truman Capital Advisors, LP", "name_as_filed": "TRUMAN CAPITAL ADVISORS, LP", "url": "https://advisorcensus.com/firm/truman-capital-advisors-lp-armonk-ny-156659", "city": "Armonk", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 281980, "name": "Trutino Capital Management, LLC", "name_as_filed": "TRUTINO CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/trutino-capital-management-llc-new-york-ny-281980", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 106440, "name": "TSA Management Inc", "name_as_filed": "TSA MANAGEMENT INC", "url": "https://advisorcensus.com/firm/tsa-management-inc-glen-head-ny-106440", "city": "Glen Head", "state": "NY", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 319493, "name": "TSG Alpha Partners, LLC", "name_as_filed": "TSG ALPHA PARTNERS, LLC", "url": "https://advisorcensus.com/firm/tsg-alpha-partners-llc-old-bridge-nj-319493", "city": "Old Bridge", "state": "NJ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 131889, "name": "TSP Capital Management Group, LLC", "name_as_filed": "TSP CAPITAL MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/tsp-capital-management-group-llc-summit-nj-131889", "city": "Summit", "state": "NJ", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 291090, "name": "Tspi, LP", "name_as_filed": "TSPI, LP", "url": "https://advisorcensus.com/firm/tspi-lp-new-york-ny-291090", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 333720, "name": "Tucker's Farm", "name_as_filed": "TUCKER'S FARM", "url": "https://advisorcensus.com/firm/tucker-s-farm-long-island-city-ny-333720", "city": "Long Island City", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 291631, "name": "Turnbridge RE Fund Management Company I LLC", "name_as_filed": "TURNBRIDGE RE FUND MANAGEMENT COMPANY I LLC", "url": "https://advisorcensus.com/firm/turnbridge-re-fund-management-company-i-llc-new-york-ny-291631", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "500m_1b", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 287608, "name": "Turning Rock Partners, L.P.", "name_as_filed": "TURNING ROCK PARTNERS, L.P.", "url": "https://advisorcensus.com/firm/turning-rock-partners-l-p-new-york-ny-287608", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 311053, "name": "Turnspire Capital Partners LLC", "name_as_filed": "TURNSPIRE CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/turnspire-capital-partners-llc-new-york-ny-311053", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 301055, "name": "Tusk Venture Partners Advisor LLC", "name_as_filed": "TUSK VENTURE PARTNERS ADVISOR LLC", "url": "https://advisorcensus.com/firm/tusk-venture-partners-advisor-llc-new-york-ny-301055", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 300907, "name": "Tusk Ventures Management, LLC", "name_as_filed": "TUSK VENTURES MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/tusk-ventures-management-llc-new-york-ny-300907", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 141505, "name": "Tuttle Financial Services, Ltd.", "name_as_filed": "TUTTLE FINANCIAL SERVICES, LTD.", "url": "https://advisorcensus.com/firm/tuttle-financial-services-ltd-new-york-ny-141505", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 318447, "name": "Twelve Below", "name_as_filed": "TWELVE BELOW", "url": "https://advisorcensus.com/firm/twelve-below-new-york-ny-318447", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 285791, "name": "Twentyfour Asset Management (US) LP", "name_as_filed": "TWENTYFOUR ASSET MANAGEMENT (US) LP", "url": "https://advisorcensus.com/firm/twentyfour-asset-management-us-lp-new-york-ny-285791", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 332537, "name": "Twentythree Advisory", "name_as_filed": "TWENTYTHREE ADVISORY", "url": "https://advisorcensus.com/firm/twentythree-advisory-new-york-ny-332537", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 343402, "name": "Twin Bridges Advisory", "name_as_filed": "TWIN BRIDGES ADVISORY", "url": "https://advisorcensus.com/firm/twin-bridges-advisory-new-york-ny-343402", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 161896, "name": "Twin Oaks Partners", "name_as_filed": "TWIN OAKS PARTNERS", "url": "https://advisorcensus.com/firm/twin-oaks-partners-chatham-nj-161896", "city": "Chatham", "state": "NJ", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 281731, "name": "Twin Point Capital LLC", "name_as_filed": "TWIN POINT CAPITAL LLC", "url": "https://advisorcensus.com/firm/twin-point-capital-llc-new-york-ny-281731", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 158318, "name": "Twin Securities, Inc.", "name_as_filed": "TWIN SECURITIES, INC.", "url": "https://advisorcensus.com/firm/twin-securities-inc-new-york-ny-158318", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 298583, "name": "Twinbeech Capital LP", "name_as_filed": "TWINBEECH CAPITAL LP", "url": "https://advisorcensus.com/firm/twinbeech-capital-lp-purchase-ny-298583", "city": "Purchase", "state": "NY", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 333142, "name": "Two Parks Capital LLC", "name_as_filed": "TWO PARKS CAPITAL LLC", "url": "https://advisorcensus.com/firm/two-parks-capital-llc-new-york-ny-333142", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 326470, "name": "Two Roads Partners Management, LP", "name_as_filed": "TWO ROADS PARTNERS MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/two-roads-partners-management-lp-new-york-ny-326470", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 310191, "name": "Two Seas Capital LP", "name_as_filed": "TWO SEAS CAPITAL LP", "url": "https://advisorcensus.com/firm/two-seas-capital-lp-rye-ny-310191", "city": "Rye", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 137137, "name": "Two Sigma Investments, LP", "name_as_filed": "TWO SIGMA INVESTMENTS, LP", "url": "https://advisorcensus.com/firm/two-sigma-investments-lp-new-york-ny-137137", "city": "New York", "state": "NY", "years_registered": 17, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 324210, "name": "Two Sigma Real Estate, LP", "name_as_filed": "TWO SIGMA REAL ESTATE, LP", "url": "https://advisorcensus.com/firm/two-sigma-real-estate-lp-new-york-ny-324210", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 160907, "name": "TZP Management Associates, LLC", "name_as_filed": "TZP MANAGEMENT ASSOCIATES, LLC", "url": "https://advisorcensus.com/firm/tzp-management-associates-llc-new-york-ny-160907", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 141062, "name": "U.S. Wealth Group, LLC", "name_as_filed": "U.S. WEALTH GROUP, LLC", "url": "https://advisorcensus.com/firm/u-s-wealth-group-llc-syosset-ny-141062", "city": "Syosset", "state": "NY", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 21274, "name": "UAS Asset Management", "name_as_filed": "UAS ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/uas-asset-management-new-york-ny-21274", "city": "New York", "state": "NY", "years_registered": 38, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 106838, "name": "UBS Asset Management (Americas) LLC", "name_as_filed": "UBS ASSET MANAGEMENT (AMERICAS) LLC", "url": "https://advisorcensus.com/firm/ubs-asset-management-americas-llc-new-york-ny-106838", "city": "New York", "state": "NY", "years_registered": 37, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 8174, "name": "UBS Financial Services Inc.", "name_as_filed": "UBS FINANCIAL SERVICES INC.", "url": "https://advisorcensus.com/firm/ubs-financial-services-inc-weehawken-nj-8174", "city": "Weehawken", "state": "NJ", "years_registered": 55, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions", "other" ], "enhanced": false }, { "crd_number": 342346, "name": "UDY Road Holdings", "name_as_filed": "UDY ROAD HOLDINGS", "url": "https://advisorcensus.com/firm/udy-road-holdings-new-york-ny-342346", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 157251, "name": "Ulysses Management LLC", "name_as_filed": "ULYSSES MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/ulysses-management-llc-new-york-ny-157251", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 333751, "name": "Uncommon Denominator Management LLC", "name_as_filed": "UNCOMMON DENOMINATOR MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/uncommon-denominator-management-llc-new-york-ny-333751", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 136572, "name": "Unfcu Advisors LLC", "name_as_filed": "UNFCU ADVISORS LLC", "url": "https://advisorcensus.com/firm/unfcu-advisors-llc-long-island-city-ny-136572", "city": "Long Island City", "state": "NY", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 338128, "name": "Uniborn GP LLC", "name_as_filed": "UNIBORN GP LLC", "url": "https://advisorcensus.com/firm/uniborn-gp-llc-new-york-ny-338128", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 330942, "name": "Unifi Asset Management LP", "name_as_filed": "UNIFI ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/unifi-asset-management-lp-new-york-ny-330942", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 341550, "name": "Unified Retirement Planning Group", "name_as_filed": "UNIFIED RETIREMENT PLANNING GROUP", "url": "https://advisorcensus.com/firm/unified-retirement-planning-group-briarcliff-manor-ny-341550", "city": "Briarcliff Manor", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 305038, "name": "Unigestion (US) Ltd", "name_as_filed": "UNIGESTION (US) LTD", "url": "https://advisorcensus.com/firm/unigestion-us-ltd-new-york-ny-305038", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 170880, "name": "Union Grove Venture Partners", "name_as_filed": "UNION GROVE VENTURE PARTNERS", "url": "https://advisorcensus.com/firm/union-grove-venture-partners-summit-nj-170880", "city": "Summit", "state": "NJ", "years_registered": 12, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 175471, "name": "Union Square Park Capital Management, LLC", "name_as_filed": "UNION SQUARE PARK CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/union-square-park-capital-management-llc-new-york-ny-175471", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 162375, "name": "Union Square Ventures", "name_as_filed": "UNION SQUARE VENTURES", "url": "https://advisorcensus.com/firm/union-square-ventures-new-york-ny-162375", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 174124, "name": "Unique Financial Advisors LLC", "name_as_filed": "UNIQUE FINANCIAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/unique-financial-advisors-llc-holmdel-nj-174124", "city": "Holmdel", "state": "NJ", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 164908, "name": "United Advisors Investment Management, LLC", "name_as_filed": "UNITED ADVISORS INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/united-advisors-investment-management-llc-new-york-ny-164908", "city": "New York", "state": "NY", "years_registered": 13, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107434, "name": "United Asset Strategies Inc.", "name_as_filed": "UNITED ASSET STRATEGIES INC.", "url": "https://advisorcensus.com/firm/united-asset-strategies-inc-garden-city-ny-107434", "city": "Garden City", "state": "NY", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ny", "label": "Financial advisors in New York" }, "metro": { "path": "/advisors/ny/new-york", "label": "Financial advisors in New York, NY" }, "city_pages": [ { "path": "/advisors/ny/new-york/brooklyn", "label": "Financial advisors in Brooklyn, NY", "firm_count": 69 }, { "path": "/advisors/ny/new-york/white-plains", "label": "Financial advisors in White Plains, NY", "firm_count": 44 }, { "path": "/advisors/ny/new-york/red-bank", "label": "Financial advisors in Red Bank, NJ", "firm_count": 39 }, { "path": "/advisors/ny/new-york/jersey-city", "label": "Financial advisors in Jersey City, NJ", "firm_count": 35 }, { "path": "/advisors/ny/new-york/summit", "label": "Financial advisors in Summit, NJ", "firm_count": 33 }, { "path": "/advisors/ny/new-york/melville", "label": "Financial advisors in Melville, NY", "firm_count": 28 }, { "path": "/advisors/ny/new-york/garden-city", "label": "Financial advisors in Garden City, NY", "firm_count": 27 }, { "path": "/advisors/ny/new-york/rye-brook", "label": "Financial advisors in Rye Brook, NY", "firm_count": 22 }, { "path": "/advisors/ny/new-york/morristown", "label": "Financial advisors in Morristown, NJ", "firm_count": 20 }, { "path": "/advisors/ny/new-york/new-york-city", "label": "Financial advisors in New York City, NY", "firm_count": 20 }, { "path": "/advisors/ny/new-york/newark", "label": "Financial advisors in Newark, NJ", "firm_count": 19 }, { "path": "/advisors/ny/new-york/rye", "label": "Financial advisors in Rye, NY", "firm_count": 18 } ], "fee_pages": [ { "path": "/advisors/ny/new-york/fee-only", "label": "Fee-only financial advisors in New York, NY", "firm_count": 518 }, { "path": "/advisors/ny/new-york/flat-fee", "label": "Flat-fee financial advisors in New York, NY", "firm_count": 999 }, { "path": "/advisors/ny/new-york/hourly", "label": "Hourly financial advisors in New York, NY", "firm_count": 536 } ], "answer_pages": [ { "path": "/advisors/ny/new-york/for-high-net-worth-individuals", "firm_count": 1176, "label": "Financial advisors for high-net-worth individuals in New York, NY" }, { "path": "/advisors/ny/new-york/for-retirement-plans", "firm_count": 603, "label": "Financial advisors for retirement plans in New York, NY" }, { "path": "/advisors/ny/new-york/for-businesses", "firm_count": 685, "label": "Financial advisors for businesses in New York, NY" }, { "path": "/advisors/ny/new-york/for-charities", "firm_count": 560, "label": "Financial advisors for charitable organizations in New York, NY" }, { "path": "/advisors/ny/new-york/no-account-minimum", "firm_count": 195, "label": "Financial advisors with no account minimum in New York, NY" } ], "niche_pages": [ { "path": "/advisors/ny/new-york/business-owners", "firm_count": 2, "label": "Financial advisors for business owners in New York, NY" }, { "path": "/advisors/ny/new-york/cryptocurrency-holders", "firm_count": 2, "label": "Financial advisors for cryptocurrency holders in New York, NY" }, { "path": "/advisors/ny/new-york/divorce", "firm_count": 1, "label": "Financial advisors for divorce in New York, NY" }, { "path": "/advisors/ny/new-york/expats-and-americans-abroad", "firm_count": 1, "label": "Financial advisors for expats and Americans abroad in New York, NY" }, { "path": "/advisors/ny/new-york/immigrants-and-cross-border-families", "firm_count": 1, "label": "Financial advisors for immigrants and cross-border families in New York, NY" }, { "path": "/advisors/ny/new-york/pre-retirees", "firm_count": 1, "label": "Financial advisors for pre-retirees in New York, NY" }, { "path": "/advisors/ny/new-york/retirees", "firm_count": 1, "label": "Financial advisors for retirees in New York, NY" }, { "path": "/advisors/ny/new-york/tech-employees-with-equity-compensation", "firm_count": 1, "label": "Financial advisors for tech employees with equity compensation in New York, NY" }, { "path": "/advisors/ny/new-york/widowhood", "firm_count": 1, "label": "Financial advisors for widows and widowers in New York, NY" } ] }, "csv": "https://advisorcensus.com/advisors/ny/new-york.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }