{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/72", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 72, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 305052, "name": "The Wealth Alliance, LLC", "name_as_filed": "THE WEALTH ALLIANCE, LLC", "url": "https://advisorcensus.com/firm/the-wealth-alliance-llc-melville-ny-305052", "city": "Melville", "state": "NY", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 317291, "name": "The Wealth Boutique", "name_as_filed": "THE WEALTH BOUTIQUE", "url": "https://advisorcensus.com/firm/the-wealth-boutique-chester-nj-317291", "city": "Chester", "state": "NJ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 306820, "name": "The Wealthplan LLC", "name_as_filed": "THE WEALTHPLAN LLC", "url": "https://advisorcensus.com/firm/the-wealthplan-llc-great-neck-ny-306820", "city": "Great Neck", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 157918, "name": "The Wicks Group of Companies III, LLC", "name_as_filed": "THE WICKS GROUP OF COMPANIES III, LLC", "url": "https://advisorcensus.com/firm/the-wicks-group-of-companies-iii-llc-new-york-ny-157918", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 281280, "name": "Theorem", "name_as_filed": "THEOREM", "url": "https://advisorcensus.com/firm/theorem-new-york-ny-281280", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 287476, "name": "Thinking Big Financial", "name_as_filed": "THINKING BIG FINANCIAL", "url": "https://advisorcensus.com/firm/thinking-big-financial-brooklyn-ny-287476", "city": "Brooklyn", "state": "NY", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 107545, "name": "Third Avenue Management LLC", "name_as_filed": "THIRD AVENUE MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/third-avenue-management-llc-new-york-ny-107545", "city": "New York", "state": "NY", "years_registered": 40, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 343219, "name": "Third Harbor", "name_as_filed": "THIRD HARBOR", "url": "https://advisorcensus.com/firm/third-harbor-cold-spring-harbor-ny-343219", "city": "Cold Spring Harbor", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 288091, "name": "Third Kind Venture Capital", "name_as_filed": "THIRD KIND VENTURE CAPITAL", "url": "https://advisorcensus.com/firm/third-kind-venture-capital-new-york-ny-288091", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 285348, "name": "Third North Capital LP", "name_as_filed": "THIRD NORTH CAPITAL LP", "url": "https://advisorcensus.com/firm/third-north-capital-lp-new-york-ny-285348", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 137927, "name": "Third Point LLC", "name_as_filed": "THIRD POINT LLC", "url": "https://advisorcensus.com/firm/third-point-llc-new-york-ny-137927", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 332857, "name": "Third Point Private Capital LLC", "name_as_filed": "THIRD POINT PRIVATE CAPITAL LLC", "url": "https://advisorcensus.com/firm/third-point-private-capital-llc-new-york-ny-332857", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 286375, "name": "Third Prime Capital Management L.P.", "name_as_filed": "THIRD PRIME CAPITAL MANAGEMENT L.P.", "url": "https://advisorcensus.com/firm/third-prime-capital-management-l-p-new-york-ny-286375", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 337586, "name": "Third Space Capital Management LP", "name_as_filed": "THIRD SPACE CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/third-space-capital-management-lp-new-york-ny-337586", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 297631, "name": "Thirty Seven Capital Management LP", "name_as_filed": "THIRTY SEVEN CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/thirty-seven-capital-management-lp-new-york-ny-297631", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 298222, "name": "Thomaslloyd Climate Solutions LLC", "name_as_filed": "THOMASLLOYD CLIMATE SOLUTIONS LLC", "url": "https://advisorcensus.com/firm/thomaslloyd-climate-solutions-llc-pleasantville-ny-298222", "city": "Pleasantville", "state": "NY", "years_registered": 8, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 160021, "name": "Three Bridges Capital, LP", "name_as_filed": "THREE BRIDGES CAPITAL, LP", "url": "https://advisorcensus.com/firm/three-bridges-capital-lp-monmouth-beach-nj-160021", "city": "Monmouth Beach", "state": "NJ", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 170477, "name": "Three Court, LP", "name_as_filed": "THREE COURT, LP", "url": "https://advisorcensus.com/firm/three-court-lp-new-york-ny-170477", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 342640, "name": "Three Dots Advisory LLC", "name_as_filed": "THREE DOTS ADVISORY LLC", "url": "https://advisorcensus.com/firm/three-dots-advisory-llc-new-york-ny-342640", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based" ], "enhanced": false }, { "crd_number": 162771, "name": "Thrive Capital", "name_as_filed": "THRIVE CAPITAL", "url": "https://advisorcensus.com/firm/thrive-capital-new-york-ny-162771", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 334925, "name": "TIAA Wealth Investment Management LLC", "name_as_filed": "TIAA WEALTH INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/tiaa-wealth-investment-management-llc-new-york-ny-334925", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107168, "name": "TIAA-CREF Investment Management LLC", "name_as_filed": "TIAA-CREF INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/tiaa-cref-investment-management-llc-new-york-ny-107168", "city": "New York", "state": "NY", "years_registered": 35, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 108580, "name": "TIAA-CREF Tuition Financing, Inc.", "name_as_filed": "TIAA-CREF TUITION FINANCING, INC.", "url": "https://advisorcensus.com/firm/tiaa-cref-tuition-financing-inc-new-york-ny-108580", "city": "New York", "state": "NY", "years_registered": 27, "raum_band": "over_5b", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 147189, "name": "Tiedemann Advisors, LLC", "name_as_filed": "TIEDEMANN ADVISORS, LLC", "url": "https://advisorcensus.com/firm/tiedemann-advisors-llc-new-york-ny-147189", "city": "New York", "state": "NY", "years_registered": 17, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 138306, "name": "TIG Advisors LLC", "name_as_filed": "TIG ADVISORS LLC", "url": "https://advisorcensus.com/firm/tig-advisors-llc-new-york-ny-138306", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 160318, "name": "Tiger Global Management, LLC", "name_as_filed": "TIGER GLOBAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/tiger-global-management-llc-new-york-ny-160318", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 161551, "name": "Tiger Infrastructure Partners LP", "name_as_filed": "TIGER INFRASTRUCTURE PARTNERS LP", "url": "https://advisorcensus.com/firm/tiger-infrastructure-partners-lp-new-york-ny-161551", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 167099, "name": "Tiger Pacific Capital LP", "name_as_filed": "TIGER PACIFIC CAPITAL LP", "url": "https://advisorcensus.com/firm/tiger-pacific-capital-lp-new-york-ny-167099", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 154717, "name": "Tigress Financial Partners LLC", "name_as_filed": "TIGRESS FINANCIAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/tigress-financial-partners-llc-new-york-ny-154717", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 289075, "name": "Tikehau Capital North America LLC", "name_as_filed": "TIKEHAU CAPITAL NORTH AMERICA LLC", "url": "https://advisorcensus.com/firm/tikehau-capital-north-america-llc-new-york-ny-289075", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 161836, "name": "Tilden Park Capital Management LP", "name_as_filed": "TILDEN PARK CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/tilden-park-capital-management-lp-new-york-ny-161836", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 110890, "name": "Tilson Financial Group Inc", "name_as_filed": "TILSON FINANCIAL GROUP INC", "url": "https://advisorcensus.com/firm/tilson-financial-group-inc-new-providence-nj-110890", "city": "New Providence", "state": "NJ", "years_registered": 21, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 307366, "name": "Timber Point Capital Management", "name_as_filed": "TIMBER POINT CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/timber-point-capital-management-white-plains-ny-307366", "city": "White Plains", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105672, "name": "Timecapital Investor Advisory Services Inc", "name_as_filed": "TIMECAPITAL INVESTOR ADVISORY SERVICES INC", "url": "https://advisorcensus.com/firm/timecapital-investor-advisory-services-inc-port-jefferson-station-ny-105672", "city": "Port Jefferson Station", "state": "NY", "years_registered": 50, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 132694, "name": "Timessquare Capital Management, LLC", "name_as_filed": "TIMESSQUARE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/timessquare-capital-management-llc-new-york-ny-132694", "city": "New York", "state": "NY", "years_registered": 22, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 157298, "name": "Tinicum Incorporated", "name_as_filed": "TINICUM INCORPORATED", "url": "https://advisorcensus.com/firm/tinicum-incorporated-new-york-ny-157298", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 321701, "name": "Tinicum Venture Partners LLC", "name_as_filed": "TINICUM VENTURE PARTNERS LLC", "url": "https://advisorcensus.com/firm/tinicum-venture-partners-llc-new-york-ny-321701", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 137758, "name": "Tiptree Advisors, LLC", "name_as_filed": "TIPTREE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/tiptree-advisors-llc-new-york-ny-137758", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 241788, "name": "Tishman Capital Partners", "name_as_filed": "TISHMAN CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/tishman-capital-partners-new-york-ny-241788", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 160079, "name": "Tishman Speyer Properties, L.P.", "name_as_filed": "TISHMAN SPEYER PROPERTIES, L.P.", "url": "https://advisorcensus.com/firm/tishman-speyer-properties-l-p-new-york-ny-160079", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 290111, "name": "Titan", "name_as_filed": "TITAN", "url": "https://advisorcensus.com/firm/titan-new-york-ny-290111", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 129384, "name": "Titan Financial Services, LLC", "name_as_filed": "TITAN FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/titan-financial-services-llc-emerson-nj-129384", "city": "Emerson", "state": "NJ", "years_registered": 27, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 340774, "name": "Titanbridge Capital Ltd", "name_as_filed": "TITANBRIDGE CAPITAL LTD", "url": "https://advisorcensus.com/firm/titanbridge-capital-ltd-new-york-ny-340774", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 310921, "name": "Titanhub Capital Management LLC", "name_as_filed": "TITANHUB CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/titanhub-capital-management-llc-jackson-heights-ny-310921", "city": "Jackson Heights", "state": "NY", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 160313, "name": "TJC LP", "name_as_filed": "TJC LP", "url": "https://advisorcensus.com/firm/tjc-lp-new-york-ny-160313", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 282938, "name": "TJW Fiduciary Plan Consultants, LLC", "name_as_filed": "TJW FIDUCIARY PLAN CONSULTANTS, LLC", "url": "https://advisorcensus.com/firm/tjw-fiduciary-plan-consultants-llc-red-bank-nj-282938", "city": "Red Bank", "state": "NJ", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324156, "name": "TKG Wealth Advisers LLC", "name_as_filed": "TKG WEALTH ADVISERS LLC", "url": "https://advisorcensus.com/firm/tkg-wealth-advisers-llc-cranford-nj-324156", "city": "Cranford", "state": "NJ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 111052, "name": "TLG Advisors, Inc.", "name_as_filed": "TLG ADVISORS, INC.", "url": "https://advisorcensus.com/firm/tlg-advisors-inc-summit-nj-111052", "city": "Summit", "state": "NJ", "years_registered": 25, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 105690, "name": "Tocqueville Asset Management LP", "name_as_filed": "TOCQUEVILLE ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/tocqueville-asset-management-lp-new-york-ny-105690", "city": "New York", "state": "NY", "years_registered": 36, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 158632, "name": 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