{
  "path": "/advisors/ny/new-york",
  "url": "https://advisorcensus.com/advisors/ny/new-york/page/71",
  "page_type": "metro",
  "title": "Financial advisors in New York, NY",
  "filters": {},
  "scope_total": 3971,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.",
  "total_firms": 3971,
  "page": 71,
  "total_pages": 80,
  "sort": "name",
  "registration_types": {
    "sec": 2691,
    "state": 551,
    "exempt": 729
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 518
    },
    {
      "code": "percentage_of_aum",
      "count": 2931
    },
    {
      "code": "hourly",
      "count": 536
    },
    {
      "code": "subscription",
      "count": 39
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 52
    },
    {
      "code": "performance_based",
      "count": 1761
    },
    {
      "code": "other",
      "count": 607
    },
    {
      "code": "not_reported",
      "count": 729
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 1495
    },
    {
      "code": "5_to_9",
      "count": 893
    },
    {
      "code": "10_to_19",
      "count": 1047
    },
    {
      "code": "20_plus",
      "count": 527
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 350
    },
    {
      "code": "25m_100m",
      "count": 337
    },
    {
      "code": "100m_500m",
      "count": 761
    },
    {
      "code": "500m_1b",
      "count": 362
    },
    {
      "code": "1b_5b",
      "count": 631
    },
    {
      "code": "over_5b",
      "count": 565
    },
    {
      "code": "not_reported",
      "count": 965
    }
  ],
  "firms": [
    {
      "crd_number": 122038,
      "name": "Teplitz Financial Group LLC",
      "name_as_filed": "TEPLITZ FINANCIAL GROUP LLC",
      "url": "https://advisorcensus.com/firm/teplitz-financial-group-llc-old-bridge-nj-122038",
      "city": "Old Bridge",
      "state": "NJ",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283899,
      "name": "Tepp Wealth Management",
      "name_as_filed": "TEPP WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/tepp-wealth-management-westfield-nj-283899",
      "city": "Westfield",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111676,
      "name": "Terra Nova Asset Management LLC",
      "name_as_filed": "TERRA NOVA ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/terra-nova-asset-management-llc-new-york-ny-111676",
      "city": "New York",
      "state": "NY",
      "years_registered": 28,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341122,
      "name": "Terra Nova Capital Advisors LLC",
      "name_as_filed": "TERRA NOVA CAPITAL ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/terra-nova-capital-advisors-llc-new-york-ny-341122",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 290571,
      "name": "Terra Reit Advisors, LLC",
      "name_as_filed": "TERRA REIT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/terra-reit-advisors-llc-new-york-ny-290571",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317282,
      "name": "Terramont Infrastructure Management LLC",
      "name_as_filed": "TERRAMONT INFRASTRUCTURE MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/terramont-infrastructure-management-llc-new-york-ny-317282",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156041,
      "name": "Tetragon Financial Management LP",
      "name_as_filed": "TETRAGON FINANCIAL MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/tetragon-financial-management-lp-new-york-ny-156041",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156040,
      "name": "Tetragon Partners L.P.",
      "name_as_filed": "TETRAGON PARTNERS L.P.",
      "url": "https://advisorcensus.com/firm/tetragon-partners-l-p-new-york-ny-156040",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108905,
      "name": "TGM Associates L.P.",
      "name_as_filed": "TGM ASSOCIATES L.P.",
      "url": "https://advisorcensus.com/firm/tgm-associates-l-p-new-york-ny-108905",
      "city": "New York",
      "state": "NY",
      "years_registered": 31,
      "raum_band": "1b_5b",
      "compensation_types": [
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106559,
      "name": "Thames Asset Management, Inc",
      "name_as_filed": "THAMES ASSET MANAGEMENT, INC",
      "url": "https://advisorcensus.com/firm/thames-asset-management-inc-hackensack-nj-106559",
      "city": "Hackensack",
      "state": "NJ",
      "years_registered": 33,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288755,
      "name": "Thames Capital Management, LLC",
      "name_as_filed": "THAMES CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/thames-capital-management-llc-roseland-nj-288755",
      "city": "Roseland",
      "state": "NJ",
      "years_registered": 8,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170763,
      "name": "Thayer Street Partners Management, LLC",
      "name_as_filed": "THAYER STREET PARTNERS MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/thayer-street-partners-management-llc-new-york-ny-170763",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 120217,
      "name": "The Astorino Financial Group, Inc.",
      "name_as_filed": "THE ASTORINO FINANCIAL GROUP, INC.",
      "url": "https://advisorcensus.com/firm/the-astorino-financial-group-inc-fairfield-nj-120217",
      "city": "Fairfield",
      "state": "NJ",
      "years_registered": 34,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343505,
      "name": "The Astro Group LLC",
      "name_as_filed": "THE ASTRO GROUP LLC",
      "url": "https://advisorcensus.com/firm/the-astro-group-llc-new-york-ny-343505",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 314683,
      "name": "The August Wealth Management Group",
      "name_as_filed": "THE AUGUST WEALTH MANAGEMENT GROUP",
      "url": "https://advisorcensus.com/firm/the-august-wealth-management-group-new-york-ny-314683",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 118999,
      "name": "The Bendix Financial Group, Inc.",
      "name_as_filed": "THE BENDIX FINANCIAL GROUP, INC.",
      "url": "https://advisorcensus.com/firm/the-bendix-financial-group-inc-garden-city-ny-118999",
      "city": "Garden City",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 130170,
      "name": "The Capital Preserve, Inc.",
      "name_as_filed": "THE CAPITAL PRESERVE, INC.",
      "url": "https://advisorcensus.com/firm/the-capital-preserve-inc-tarrytown-ny-130170",
      "city": "Tarrytown",
      "state": "NY",
      "years_registered": 21,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298795,
      "name": "The Community Development Venture Capital Alliance",
      "name_as_filed": "THE COMMUNITY DEVELOPMENT VENTURE CAPITAL ALLIANCE",
      "url": "https://advisorcensus.com/firm/the-community-development-venture-capital-alliance-new-york-ny-298795",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 118660,
      "name": "The Debart Group Inc.",
      "name_as_filed": "THE DEBART GROUP INC.",
      "url": "https://advisorcensus.com/firm/the-debart-group-inc-new-york-ny-118660",
      "city": "New York",
      "state": "NY",
      "years_registered": 26,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161407,
      "name": "The Electrum Group LLC",
      "name_as_filed": "THE ELECTRUM GROUP LLC",
      "url": "https://advisorcensus.com/firm/the-electrum-group-llc-new-york-ny-161407",
      "city": "New York",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 326652,
      "name": "The Equity Alliance",
      "name_as_filed": "THE EQUITY ALLIANCE",
      "url": "https://advisorcensus.com/firm/the-equity-alliance-new-york-ny-326652",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 159936,
      "name": "The Faragi Group",
      "name_as_filed": "THE FARAGI GROUP",
      "url": "https://advisorcensus.com/firm/the-faragi-group-forked-river-nj-159936",
      "city": "Forked River",
      "state": "NJ",
      "years_registered": 14,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332155,
      "name": "The Financial Planning Center, LLC",
      "name_as_filed": "THE FINANCIAL PLANNING CENTER, LLC",
      "url": "https://advisorcensus.com/firm/the-financial-planning-center-llc-schooleys-mountain-nj-332155",
      "city": "Schooleys Mountain",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288027,
      "name": "The Florio Wealth Management Group",
      "name_as_filed": "THE FLORIO WEALTH MANAGEMENT GROUP",
      "url": "https://advisorcensus.com/firm/the-florio-wealth-management-group-westbury-ny-288027",
      "city": "Westbury",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323953,
      "name": "The Gate Advisor",
      "name_as_filed": "THE GATE ADVISOR",
      "url": "https://advisorcensus.com/firm/the-gate-advisor-new-york-ny-323953",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 341306,
      "name": "The Gate Technologies",
      "name_as_filed": "THE GATE TECHNOLOGIES",
      "url": "https://advisorcensus.com/firm/the-gate-technologies-new-york-ny-341306",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 154569,
      "name": "The Genwealth Group, Inc.",
      "name_as_filed": "THE GENWEALTH GROUP, INC.",
      "url": "https://advisorcensus.com/firm/the-genwealth-group-inc-maplewood-nj-154569",
      "city": "Maplewood",
      "state": "NJ",
      "years_registered": 15,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167130,
      "name": "The Haggerty Investment Group, LLC",
      "name_as_filed": "THE HAGGERTY INVESTMENT GROUP, LLC",
      "url": "https://advisorcensus.com/firm/the-haggerty-investment-group-llc-ridgewood-nj-167130",
      "city": "Ridgewood",
      "state": "NJ",
      "years_registered": 10,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289331,
      "name": "The Hajdari Group, LLC",
      "name_as_filed": "THE HAJDARI GROUP, LLC",
      "url": "https://advisorcensus.com/firm/the-hajdari-group-llc-staten-island-ny-289331",
      "city": "Staten Island",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333122,
      "name": "The Inspired Network Wealth Advisory",
      "name_as_filed": "THE INSPIRED NETWORK WEALTH ADVISORY",
      "url": "https://advisorcensus.com/firm/the-inspired-network-wealth-advisory-highlands-nj-333122",
      "city": "Highlands",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171533,
      "name": "The Investment Connection LLC",
      "name_as_filed": "THE INVESTMENT CONNECTION LLC",
      "url": "https://advisorcensus.com/firm/the-investment-connection-llc-bridgewater-nj-171533",
      "city": "Bridgewater",
      "state": "NJ",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166040,
      "name": "The Keminton Group",
      "name_as_filed": "THE KEMINTON GROUP",
      "url": "https://advisorcensus.com/firm/the-keminton-group-new-york-ny-166040",
      "city": "New York",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298662,
      "name": "The Knox Group Wealth Management",
      "name_as_filed": "THE KNOX GROUP WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/the-knox-group-wealth-management-short-hills-nj-298662",
      "city": "Short Hills",
      "state": "NJ",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 290338,
      "name": "The Lind Partners, LLC",
      "name_as_filed": "THE LIND PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/the-lind-partners-llc-new-york-ny-290338",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 326550,
      "name": "The Linonia Partnership LP",
      "name_as_filed": "THE LINONIA PARTNERSHIP LP",
      "url": "https://advisorcensus.com/firm/the-linonia-partnership-lp-new-york-ny-326550",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "over_5b",
      "compensation_types": [
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}
