# Financial advisors in New York, NY

> AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/page/7

## At a glance

- Investment advisory firms: 3,971
- Registration: SEC-registered investment adviser: 2,691, State-registered investment adviser: 551, Exempt reporting adviser: 729
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 518 (16%); Percentage of assets 2,931 (90%); Hourly charges 536 (17%); Subscription fees (newsletter or periodical) 39 (1%); Fixed fees 999 (31%); Commissions 52 (2%); Performance-based fees 1,761 (54%); Other 607 (19%); No compensation arrangements reported 729
- Regulatory assets under management (Item 5.F): Under $25 million 350 (9%); $25 million to $100 million 337 (8%); $100 million to $500 million 761 (19%); $500 million to $1 billion 362 (9%); $1 billion to $5 billion 631 (16%); Over $5 billion 565 (14%); Not reported 965 (24%)
- Years registered: Under 5 years 1,495 (38%); 5 to 9 years 893 (22%); 10 to 19 years 1,047 (26%); 20 years or more 527 (13%); Not reported 9 (0%)

## Firms (page 7 of 80, 301 to 350 of 3,971, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [ARC Capital Management LLC](https://advisorcensus.com/firm/arc-capital-management-llc-garden-city-ny-337561) ([md](https://advisorcensus.com/firm/arc-capital-management-llc-garden-city-ny-337561.md)) | 337561 | Garden City, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [ARC24 Management, LP](https://advisorcensus.com/firm/arc24-management-lp-new-york-ny-331983) ([md](https://advisorcensus.com/firm/arc24-management-lp-new-york-ny-331983.md)) | 331983 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [Arcadia Investment Partners](https://advisorcensus.com/firm/arcadia-investment-partners-new-york-ny-161426) ([md](https://advisorcensus.com/firm/arcadia-investment-partners-new-york-ny-161426.md)) | 161426 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | Fixed fee, Performance fee, Other |
| [Arcadia Wealth Management](https://advisorcensus.com/firm/arcadia-wealth-management-smithtown-ny-165504) ([md](https://advisorcensus.com/firm/arcadia-wealth-management-smithtown-ny-165504.md)) | 165504 | Smithtown, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly |
| [Arcanum Capital Management LLC](https://advisorcensus.com/firm/arcanum-capital-management-llc-new-york-ny-335833) ([md](https://advisorcensus.com/firm/arcanum-capital-management-llc-new-york-ny-335833.md)) | 335833 | New York, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee, Performance fee |
| [Arcap Partners LLC](https://advisorcensus.com/firm/arcap-partners-llc-plainview-ny-313006) ([md](https://advisorcensus.com/firm/arcap-partners-llc-plainview-ny-313006.md)) | 313006 | Plainview, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Fixed fee |
| [Arch Global Advisors, LLC](https://advisorcensus.com/firm/arch-global-advisors-llc-new-york-ny-297397) ([md](https://advisorcensus.com/firm/arch-global-advisors-llc-new-york-ny-297397.md)) | 297397 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Fixed fee |
| [Archetype Management LLC](https://advisorcensus.com/firm/archetype-management-llc-new-york-ny-316144) ([md](https://advisorcensus.com/firm/archetype-management-llc-new-york-ny-316144.md)) | 316144 | New York, NY | Exempt reporting adviser | Not reported | 5 | Not reported |
| [Ardian](https://advisorcensus.com/firm/ardian-new-york-ny-121326) ([md](https://advisorcensus.com/firm/ardian-new-york-ny-121326.md)) | 121326 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 22 | % of assets, Performance fee |
| [Ardinall Investment Management LP](https://advisorcensus.com/firm/ardinall-investment-management-lp-new-york-ny-298114) ([md](https://advisorcensus.com/firm/ardinall-investment-management-lp-new-york-ny-298114.md)) | 298114 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Performance fee |
| [Arel Capital, LP](https://advisorcensus.com/firm/arel-capital-lp-new-york-ny-170574) ([md](https://advisorcensus.com/firm/arel-capital-lp-new-york-ny-170574.md)) | 170574 | New York, NY | Exempt reporting adviser | Not reported | 5 | Not reported |
| [Aretex Capital Management, LP](https://advisorcensus.com/firm/aretex-capital-management-lp-new-york-ny-296753) ([md](https://advisorcensus.com/firm/aretex-capital-management-lp-new-york-ny-296753.md)) | 296753 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Performance fee |
| [Arex Capital Management, LP](https://advisorcensus.com/firm/arex-capital-management-lp-new-york-ny-289595) ([md](https://advisorcensus.com/firm/arex-capital-management-lp-new-york-ny-289595.md)) | 289595 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 9 | % of assets, Performance fee |
| [Argand Partners, LP](https://advisorcensus.com/firm/argand-partners-lp-new-york-ny-282127) ([md](https://advisorcensus.com/firm/argand-partners-lp-new-york-ny-282127.md)) | 282127 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets, Performance fee |
| [Argentem Creek Partners](https://advisorcensus.com/firm/argentem-creek-partners-new-york-ny-282070) ([md](https://advisorcensus.com/firm/argentem-creek-partners-new-york-ny-282070.md)) | 282070 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets, Fixed fee, Performance fee |
| [Argentic](https://advisorcensus.com/firm/argentic-new-york-ny-289502) ([md](https://advisorcensus.com/firm/argentic-new-york-ny-289502.md)) | 289502 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Performance fee, Other |
| [Argo Infrastructure Management, LP](https://advisorcensus.com/firm/argo-infrastructure-management-lp-new-york-ny-335508) ([md](https://advisorcensus.com/firm/argo-infrastructure-management-lp-new-york-ny-335508.md)) | 335508 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [Argo Infrastructure Partners LP](https://advisorcensus.com/firm/argo-infrastructure-partners-lp-new-york-ny-171246) ([md](https://advisorcensus.com/firm/argo-infrastructure-partners-lp-new-york-ny-171246.md)) | 171246 | New York, NY | SEC-registered investment adviser | Over $5 billion | 11 | % of assets, Performance fee |
| [Argus Investors' Counsel, Inc.](https://advisorcensus.com/firm/argus-investors-counsel-inc-new-york-ny-106981) ([md](https://advisorcensus.com/firm/argus-investors-counsel-inc-new-york-ny-106981.md)) | 106981 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 65 | % of assets, Fixed fee |
| [ARI Group, LLC](https://advisorcensus.com/firm/ari-group-llc-new-york-ny-286049) ([md](https://advisorcensus.com/firm/ari-group-llc-new-york-ny-286049.md)) | 286049 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Performance fee |
| [Aria Growth Partners LP](https://advisorcensus.com/firm/aria-growth-partners-lp-new-york-ny-315978) ([md](https://advisorcensus.com/firm/aria-growth-partners-lp-new-york-ny-315978.md)) | 315978 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Performance fee |
| [Arielle Holdings LLC](https://advisorcensus.com/firm/arielle-holdings-llc-new-york-ny-343492) ([md](https://advisorcensus.com/firm/arielle-holdings-llc-new-york-ny-343492.md)) | 343492 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Aries Investment Advisors, LLC](https://advisorcensus.com/firm/aries-investment-advisors-llc-garden-city-ny-152137) ([md](https://advisorcensus.com/firm/aries-investment-advisors-llc-garden-city-ny-152137.md)) | 152137 | Garden City, NY | State-registered investment adviser | Under $25 million | 16 | % of assets, Hourly |
| [Arini Capital Management US LLC](https://advisorcensus.com/firm/arini-capital-management-us-llc-new-york-ny-331263) ([md](https://advisorcensus.com/firm/arini-capital-management-us-llc-new-york-ny-331263.md)) | 331263 | New York, NY | SEC-registered investment adviser | Over $5 billion | 2 | % of assets, Performance fee |
| [Aris Management, LLC](https://advisorcensus.com/firm/aris-management-llc-new-york-ny-317315) ([md](https://advisorcensus.com/firm/aris-management-llc-new-york-ny-317315.md)) | 317315 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Performance fee |
| [Aristo Advisors LLC](https://advisorcensus.com/firm/aristo-advisors-llc-new-york-ny-170696) ([md](https://advisorcensus.com/firm/aristo-advisors-llc-new-york-ny-170696.md)) | 170696 | New York, NY | State-registered investment adviser | Under $25 million | 12 | % of assets |
| [Arkay Ventures](https://advisorcensus.com/firm/arkay-ventures-new-york-ny-311732) ([md](https://advisorcensus.com/firm/arkay-ventures-new-york-ny-311732.md)) | 311732 | New York, NY | Exempt reporting adviser | Not reported | 5 | Not reported |
| [Arkhouse](https://advisorcensus.com/firm/arkhouse-new-york-ny-325180) ([md](https://advisorcensus.com/firm/arkhouse-new-york-ny-325180.md)) | 325180 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Arles Advisors Inc](https://advisorcensus.com/firm/arles-advisors-inc-new-york-ny-162378) ([md](https://advisorcensus.com/firm/arles-advisors-inc-new-york-ny-162378.md)) | 162378 | New York, NY | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Arlon Advisor LLC](https://advisorcensus.com/firm/arlon-advisor-llc-new-york-ny-160635) ([md](https://advisorcensus.com/firm/arlon-advisor-llc-new-york-ny-160635.md)) | 160635 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee, Other |
| [Armadale Asset Management LLC](https://advisorcensus.com/firm/armadale-asset-management-llc-mineola-ny-327824) ([md](https://advisorcensus.com/firm/armadale-asset-management-llc-mineola-ny-327824.md)) | 327824 | Mineola, NY | State-registered investment adviser | Under $25 million | 2 | % of assets |
| [Armistice Capital LLC](https://advisorcensus.com/firm/armistice-capital-llc-new-york-ny-168978) ([md](https://advisorcensus.com/firm/armistice-capital-llc-new-york-ny-168978.md)) | 168978 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee |
| [Armor Advisors, L.L.C.](https://advisorcensus.com/firm/armor-advisors-l-l-c-new-york-ny-157238) ([md](https://advisorcensus.com/firm/armor-advisors-l-l-c-new-york-ny-157238.md)) | 157238 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee |
| [Armyn Capital LLC](https://advisorcensus.com/firm/armyn-capital-llc-new-york-ny-337772) ([md](https://advisorcensus.com/firm/armyn-capital-llc-new-york-ny-337772.md)) | 337772 | New York, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Arnhold LLC](https://advisorcensus.com/firm/arnhold-llc-new-york-ny-290117) ([md](https://advisorcensus.com/firm/arnhold-llc-new-york-ny-290117.md)) | 290117 | New York, NY | SEC-registered investment adviser | Over $5 billion | 8 | % of assets, Performance fee |
| [Arpp](https://advisorcensus.com/firm/arpp-freehold-nj-145291) ([md](https://advisorcensus.com/firm/arpp-freehold-nj-145291.md)) | 145291 | Freehold, NJ | State-registered investment adviser | Not reported | 4 | % of assets, Hourly, Fixed fee, Commissions, Other |
| [Arrival Capital Management LLC](https://advisorcensus.com/firm/arrival-capital-management-llc-new-york-ny-126547) ([md](https://advisorcensus.com/firm/arrival-capital-management-llc-new-york-ny-126547.md)) | 126547 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets |
| [Arrive Opportunities Management, LLC](https://advisorcensus.com/firm/arrive-opportunities-management-llc-new-york-ny-300466) ([md](https://advisorcensus.com/firm/arrive-opportunities-management-llc-new-york-ny-300466.md)) | 300466 | New York, NY | Exempt reporting adviser | Not reported | 7 | Not reported |
| [Arrow Capital Management, LLC](https://advisorcensus.com/firm/arrow-capital-management-llc-new-york-ny-165190) ([md](https://advisorcensus.com/firm/arrow-capital-management-llc-new-york-ny-165190.md)) | 165190 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [Arrow Investment Management, LLC](https://advisorcensus.com/firm/arrow-investment-management-llc-new-york-ny-334614) ([md](https://advisorcensus.com/firm/arrow-investment-management-llc-new-york-ny-334614.md)) | 334614 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets, Fixed fee |
| [Arrow Partners, Inc.](https://advisorcensus.com/firm/arrow-partners-inc-rye-brook-ny-282416) ([md](https://advisorcensus.com/firm/arrow-partners-inc-rye-brook-ny-282416.md)) | 282416 | Rye Brook, NY | State-registered investment adviser | Not reported | 9 | Fixed fee, Other |
| [Arrowhead Investment Management LLC](https://advisorcensus.com/firm/arrowhead-investment-management-llc-white-plains-ny-285032) ([md](https://advisorcensus.com/firm/arrowhead-investment-management-llc-white-plains-ny-285032.md)) | 285032 | White Plains, NY | SEC-registered investment adviser | $25 million to $100 million | 9 | % of assets, Performance fee, Other |
| [ARS Investment Partners, LLC](https://advisorcensus.com/firm/ars-investment-partners-llc-new-york-ny-5845) ([md](https://advisorcensus.com/firm/ars-investment-partners-llc-new-york-ny-5845.md)) | 5845 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 55 | % of assets, Performance fee |
| [Arsenal Capital Management LP](https://advisorcensus.com/firm/arsenal-capital-management-lp-new-york-ny-156896) ([md](https://advisorcensus.com/firm/arsenal-capital-management-lp-new-york-ny-156896.md)) | 156896 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee, Other |
| [Artemis Wealth Advisors](https://advisorcensus.com/firm/artemis-wealth-advisors-flemington-nj-319184) ([md](https://advisorcensus.com/firm/artemis-wealth-advisors-flemington-nj-319184.md)) | 319184 | Flemington, NJ | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Artemis Wealth Advisors, LLC](https://advisorcensus.com/firm/artemis-wealth-advisors-llc-port-washington-ny-150810) ([md](https://advisorcensus.com/firm/artemis-wealth-advisors-llc-port-washington-ny-150810.md)) | 150810 | Port Washington, NY | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Performance fee |
| [Artesian Capital Management (Delaware) LP](https://advisorcensus.com/firm/artesian-capital-management-delaware-lp-new-york-ny-325768) ([md](https://advisorcensus.com/firm/artesian-capital-management-delaware-lp-new-york-ny-325768.md)) | 325768 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Performance fee |
| [Artist Capital Management LLC](https://advisorcensus.com/firm/artist-capital-management-llc-new-york-ny-296835) ([md](https://advisorcensus.com/firm/artist-capital-management-llc-new-york-ny-296835.md)) | 296835 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Performance fee |
| [ARV Management, LLC](https://advisorcensus.com/firm/arv-management-llc-new-york-ny-323641) ([md](https://advisorcensus.com/firm/arv-management-llc-new-york-ny-323641.md)) | 323641 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Arène Capital Management LP](https://advisorcensus.com/firm/arene-capital-management-lp-new-york-ny-337916) ([md](https://advisorcensus.com/firm/arene-capital-management-lp-new-york-ny-337916.md)) | 337916 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Performance fee |

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## Questions people ask

**How many financial advisory firms are there in New York, NY?**
AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York, NY?**
518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York, NY offer financial planning?**
851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in Rye Brook, NY](https://advisorcensus.com/advisors/ny/new-york/rye-brook) (https://advisorcensus.com/advisors/ny/new-york/rye-brook.md)
- [Financial advisors in Morristown, NJ](https://advisorcensus.com/advisors/ny/new-york/morristown) (https://advisorcensus.com/advisors/ny/new-york/morristown.md)
- [Financial advisors in New York City, NY](https://advisorcensus.com/advisors/ny/new-york/new-york-city) (https://advisorcensus.com/advisors/ny/new-york/new-york-city.md)
- [Financial advisors in Newark, NJ](https://advisorcensus.com/advisors/ny/new-york/newark) (https://advisorcensus.com/advisors/ny/new-york/newark.md)
- [Financial advisors in Rye, NY](https://advisorcensus.com/advisors/ny/new-york/rye) (https://advisorcensus.com/advisors/ny/new-york/rye.md)
- [Financial advisors in Rochester](https://advisorcensus.com/advisors/ny/rochester) (https://advisorcensus.com/advisors/ny/rochester.md)
- [Financial advisors in Albany](https://advisorcensus.com/advisors/ny/albany) (https://advisorcensus.com/advisors/ny/albany.md)
- [Financial advisors in Buffalo](https://advisorcensus.com/advisors/ny/buffalo) (https://advisorcensus.com/advisors/ny/buffalo.md)
- [Financial advisors in Syracuse](https://advisorcensus.com/advisors/ny/syracuse) (https://advisorcensus.com/advisors/ny/syracuse.md)
- [Financial advisors in Kiryas Joel](https://advisorcensus.com/advisors/ny/kiryas-joel) (https://advisorcensus.com/advisors/ny/kiryas-joel.md)
- [Financial advisors in Utica](https://advisorcensus.com/advisors/ny/utica) (https://advisorcensus.com/advisors/ny/utica.md)
- [Financial advisors in Kingston](https://advisorcensus.com/advisors/ny/kingston) (https://advisorcensus.com/advisors/ny/kingston.md)
- [Financial advisors in Ithaca](https://advisorcensus.com/advisors/ny/ithaca) (https://advisorcensus.com/advisors/ny/ithaca.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ny/new-york.csv

Cite as: AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.