{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/67", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 67, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 160330, "name": "Solera Capital", "name_as_filed": "SOLERA CAPITAL", "url": "https://advisorcensus.com/firm/solera-capital-new-york-ny-160330", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 337871, "name": "Solid Decision Management Team LLC", "name_as_filed": "SOLID DECISION MANAGEMENT TEAM LLC", "url": "https://advisorcensus.com/firm/solid-decision-management-team-llc-new-york-ny-337871", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 173830, "name": "Solid Street Capital Management", "name_as_filed": "SOLID STREET CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/solid-street-capital-management-lake-hiawatha-nj-173830", "city": "Lake Hiawatha", "state": "NJ", "years_registered": 11, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 144155, "name": "Solus Alternative Asset Management LP", "name_as_filed": "SOLUS ALTERNATIVE ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/solus-alternative-asset-management-lp-summit-nj-144155", "city": "Summit", "state": "NJ", "years_registered": 19, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 284135, "name": "Somar Capital Management, LP", "name_as_filed": "SOMAR CAPITAL MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/somar-capital-management-lp-new-york-ny-284135", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 291738, "name": "Sona Asset Management (US) LLC", "name_as_filed": "SONA ASSET MANAGEMENT (US) LLC", "url": "https://advisorcensus.com/firm/sona-asset-management-us-llc-new-york-ny-291738", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 327908, "name": "Sondo FI", "name_as_filed": "SONDO FI", "url": "https://advisorcensus.com/firm/sondo-fi-new-york-ny-327908", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 331656, "name": "Sone Capital Management, LLC", "name_as_filed": "SONE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sone-capital-management-llc-new-york-ny-331656", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 170391, "name": "Sophis Investments LLC", "name_as_filed": "SOPHIS INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/sophis-investments-llc-new-york-ny-170391", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 331387, "name": "Sophron Capital Management", "name_as_filed": "SOPHRON CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/sophron-capital-management-summit-nj-331387", "city": "Summit", "state": "NJ", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 157360, "name": "Soroban Capital Partners LP", "name_as_filed": "SOROBAN CAPITAL PARTNERS LP", "url": "https://advisorcensus.com/firm/soroban-capital-partners-lp-new-york-ny-157360", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327452, "name": "Soryn IP Capital Management", "name_as_filed": "SORYN IP CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/soryn-ip-capital-management-millburn-nj-327452", "city": "Millburn", "state": "NJ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 145330, "name": "Sound Asset Management Group, LLC", "name_as_filed": "SOUND ASSET MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/sound-asset-management-group-llc-brooklyn-ny-145330", "city": "Brooklyn", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 157479, "name": "Sound Point Capital Management, LP", "name_as_filed": "SOUND POINT CAPITAL MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/sound-point-capital-management-lp-new-york-ny-157479", "city": "New York", "state": "NY", "years_registered": 15, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 293256, "name": "Sound Point CLO C-MOA, LLC", "name_as_filed": "SOUND POINT CLO C-MOA, LLC", "url": "https://advisorcensus.com/firm/sound-point-clo-c-moa-llc-new-york-ny-293256", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 311808, "name": "Sound Point Commercial Real Estate Finance LLC", "name_as_filed": "SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC", "url": "https://advisorcensus.com/firm/sound-point-commercial-real-estate-finance-llc-new-york-ny-311808", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 128132, "name": "Sound Point Luna LLC", "name_as_filed": "SOUND POINT LUNA LLC", "url": "https://advisorcensus.com/firm/sound-point-luna-llc-new-york-ny-128132", "city": "New York", "state": "NY", "years_registered": 23, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 329887, "name": "Sound Point Meridian Management Company LLC", "name_as_filed": "SOUND POINT MERIDIAN MANAGEMENT COMPANY LLC", "url": "https://advisorcensus.com/firm/sound-point-meridian-management-company-llc-new-york-ny-329887", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 288749, "name": "Soundcore Capital Partners, LLC", "name_as_filed": "SOUNDCORE CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/soundcore-capital-partners-llc-new-york-ny-288749", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 331288, "name": "Soundcore Capital Partners, LP", "name_as_filed": "SOUNDCORE CAPITAL PARTNERS, LP", "url": "https://advisorcensus.com/firm/soundcore-capital-partners-lp-new-york-ny-331288", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 112326, "name": "South Street Advisors, LLC", "name_as_filed": "SOUTH STREET ADVISORS, LLC", "url": "https://advisorcensus.com/firm/south-street-advisors-llc-new-york-ny-112326", "city": "New York", "state": "NY", "years_registered": 28, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333908, "name": "Southold Asset Management, Inc.", "name_as_filed": "SOUTHOLD ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/southold-asset-management-inc-new-york-ny-333908", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 161754, "name": "Southpoint Capital Advisors LP", "name_as_filed": "SOUTHPOINT CAPITAL ADVISORS LP", "url": "https://advisorcensus.com/firm/southpoint-capital-advisors-lp-new-york-ny-161754", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 298418, "name": "Soviero Asset Management, LP", "name_as_filed": "SOVIERO ASSET MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/soviero-asset-management-lp-new-york-ny-298418", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 297220, "name": "SP Capital Partners, LLC", "name_as_filed": "SP CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/sp-capital-partners-llc-new-york-ny-297220", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 311174, "name": "SP8CEVC", "name_as_filed": "SP8CEVC", "url": "https://advisorcensus.com/firm/sp8cevc-new-york-ny-311174", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 287867, "name": "Space Capital", "name_as_filed": "SPACE CAPITAL", "url": "https://advisorcensus.com/firm/space-capital-new-york-ny-287867", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 113588, "name": "Spano Advisory Services Inc.", "name_as_filed": "SPANO ADVISORY SERVICES INC.", "url": "https://advisorcensus.com/firm/spano-advisory-services-inc-mahopac-ny-113588", "city": "Mahopac", "state": "NY", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 160815, "name": "Spark Investment Management LLC", "name_as_filed": "SPARK INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/spark-investment-management-llc-new-york-ny-160815", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 154632, "name": "Spartan Capital Private Wealth Management LLC", "name_as_filed": "SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/spartan-capital-private-wealth-management-llc-new-york-ny-154632", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 157363, "name": "Spectrum Group Management", "name_as_filed": "SPECTRUM GROUP MANAGEMENT", "url": "https://advisorcensus.com/firm/spectrum-group-management-huntington-ny-157363", "city": "Huntington", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 332047, "name": "Spencer Ventures Management LLC", "name_as_filed": "SPENCER VENTURES MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/spencer-ventures-management-llc-new-york-ny-332047", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 299036, "name": "SPF Investment Management, L.P.", "name_as_filed": "SPF INVESTMENT MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/spf-investment-management-l-p-new-york-ny-299036", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 147197, "name": "Spielberger & Brooks, Inc.", "name_as_filed": "SPIELBERGER & BROOKS, INC.", "url": "https://advisorcensus.com/firm/spielberger-and-brooks-inc-woodbury-ny-147197", "city": "Woodbury", "state": "NY", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 128833, "name": "Spinelli Financial Advisors, Inc", "name_as_filed": "SPINELLI FINANCIAL ADVISORS, INC", "url": "https://advisorcensus.com/firm/spinelli-financial-advisors-inc-warren-nj-128833", "city": "Warren", "state": "NJ", "years_registered": 28, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 161581, "name": "Spire Capital Management LLC", "name_as_filed": "SPIRE CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/spire-capital-management-llc-new-york-ny-161581", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 110023, "name": "Spirit of America Management Corp", "name_as_filed": "SPIRIT OF AMERICA MANAGEMENT CORP", "url": "https://advisorcensus.com/firm/spirit-of-america-management-corp-syosset-ny-110023", "city": "Syosset", "state": "NY", "years_registered": 29, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328226, "name": "Sportsology Capital Partners", "name_as_filed": "SPORTSOLOGY CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/sportsology-capital-partners-new-york-ny-328226", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 307539, "name": "Spring Delta Asset Management, LLC", "name_as_filed": "SPRING DELTA ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/spring-delta-asset-management-llc-new-york-ny-307539", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 119126, "name": "Spring Mountain Capital, LP", "name_as_filed": "SPRING MOUNTAIN CAPITAL, LP", "url": "https://advisorcensus.com/firm/spring-mountain-capital-lp-new-york-ny-119126", "city": "New York", "state": "NY", "years_registered": 23, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 338643, "name": "Spring Street Wealth", "name_as_filed": "SPRING STREET WEALTH", "url": "https://advisorcensus.com/firm/spring-street-wealth-new-york-ny-338643", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 306104, "name": "Springboard Growth Capital LLC", "name_as_filed": "SPRINGBOARD GROWTH CAPITAL LLC", "url": "https://advisorcensus.com/firm/springboard-growth-capital-llc-new-york-ny-306104", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 327164, "name": "Springcoast Capital Partners, L.P.", "name_as_filed": "SPRINGCOAST CAPITAL PARTNERS, L.P.", "url": "https://advisorcensus.com/firm/springcoast-capital-partners-l-p-new-york-ny-327164", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337514, "name": "Springview Capital Management LP", "name_as_filed": "SPRINGVIEW CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/springview-capital-management-lp-scarsdale-ny-337514", "city": "Scarsdale", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 163427, "name": "Spruce House Investment Management LLC", "name_as_filed": "SPRUCE HOUSE INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/spruce-house-investment-management-llc-new-york-ny-163427", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 288248, "name": "Spruce Point Capital Management, LLC", "name_as_filed": "SPRUCE POINT CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/spruce-point-capital-management-llc-riverhead-ny-288248", "city": "Riverhead", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 333213, "name": "Spruce Street Capital LP", "name_as_filed": "SPRUCE STREET CAPITAL LP", "url": "https://advisorcensus.com/firm/spruce-street-capital-lp-new-york-ny-333213", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 334301, "name": "SQ Capital LLC", "name_as_filed": "SQ CAPITAL LLC", "url": "https://advisorcensus.com/firm/sq-capital-llc-new-york-ny-334301", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 158704, "name": "SQN Capital Management, LLC", "name_as_filed": "SQN CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sqn-capital-management-llc-new-york-ny-158704", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 318517, "name": "Square Wave Capital", "name_as_filed": "SQUARE WAVE CAPITAL", "url": "https://advisorcensus.com/firm/square-wave-capital-brooklyn-ny-318517", "city": "Brooklyn", "state": "NY", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ny", "label": "Financial advisors in New York" }, "metro": { "path": "/advisors/ny/new-york", "label": "Financial advisors in New York, NY" }, "city_pages": [ { "path": "/advisors/ny/new-york/brooklyn", "label": "Financial advisors in Brooklyn, NY", "firm_count": 69 }, { "path": "/advisors/ny/new-york/white-plains", "label": "Financial advisors in White Plains, NY", "firm_count": 44 }, { "path": "/advisors/ny/new-york/red-bank", "label": "Financial advisors in Red Bank, NJ", "firm_count": 39 }, { "path": "/advisors/ny/new-york/jersey-city", "label": "Financial advisors in Jersey City, NJ", "firm_count": 35 }, { "path": "/advisors/ny/new-york/summit", "label": "Financial advisors in Summit, NJ", "firm_count": 33 }, { "path": "/advisors/ny/new-york/melville", "label": "Financial advisors in Melville, NY", "firm_count": 28 }, { "path": "/advisors/ny/new-york/garden-city", "label": "Financial advisors in Garden City, NY", "firm_count": 27 }, { "path": "/advisors/ny/new-york/rye-brook", "label": "Financial advisors in Rye Brook, NY", "firm_count": 22 }, { "path": "/advisors/ny/new-york/morristown", "label": "Financial advisors in Morristown, NJ", "firm_count": 20 }, { "path": "/advisors/ny/new-york/new-york-city", "label": "Financial advisors in New York City, NY", "firm_count": 20 }, { "path": "/advisors/ny/new-york/newark", "label": "Financial advisors in Newark, NJ", "firm_count": 19 }, { "path": "/advisors/ny/new-york/rye", "label": "Financial advisors in Rye, NY", "firm_count": 18 } ], "fee_pages": [ { "path": "/advisors/ny/new-york/fee-only", "label": "Fee-only financial advisors in New York, NY", "firm_count": 518 }, { "path": "/advisors/ny/new-york/flat-fee", "label": "Flat-fee financial advisors in New York, NY", "firm_count": 999 }, { "path": "/advisors/ny/new-york/hourly", "label": "Hourly financial advisors in New York, NY", "firm_count": 536 } ], "answer_pages": [ { "path": "/advisors/ny/new-york/for-high-net-worth-individuals", "firm_count": 1176, "label": "Financial advisors for high-net-worth individuals in New York, NY" }, { "path": "/advisors/ny/new-york/for-retirement-plans", "firm_count": 603, "label": "Financial advisors for retirement plans in New York, NY" }, { "path": "/advisors/ny/new-york/for-businesses", "firm_count": 685, "label": "Financial advisors for businesses in New York, NY" }, { "path": "/advisors/ny/new-york/for-charities", "firm_count": 560, "label": "Financial advisors for charitable organizations in New York, NY" }, { "path": "/advisors/ny/new-york/no-account-minimum", "firm_count": 195, "label": "Financial advisors with no account minimum in New York, NY" } ], "niche_pages": [ { "path": "/advisors/ny/new-york/business-owners", "firm_count": 2, "label": "Financial advisors for business owners in New York, NY" }, { "path": "/advisors/ny/new-york/cryptocurrency-holders", "firm_count": 2, "label": "Financial advisors for cryptocurrency holders in New York, NY" }, { "path": "/advisors/ny/new-york/divorce", "firm_count": 1, "label": "Financial advisors for divorce in New York, NY" }, { "path": "/advisors/ny/new-york/expats-and-americans-abroad", "firm_count": 1, "label": "Financial advisors for expats and Americans abroad in New York, NY" }, { "path": "/advisors/ny/new-york/immigrants-and-cross-border-families", "firm_count": 1, "label": "Financial advisors for immigrants and cross-border families in New York, NY" }, { "path": "/advisors/ny/new-york/pre-retirees", "firm_count": 1, "label": "Financial advisors for pre-retirees in New York, NY" }, { "path": "/advisors/ny/new-york/retirees", "firm_count": 1, "label": "Financial advisors for retirees in New York, NY" }, { "path": "/advisors/ny/new-york/tech-employees-with-equity-compensation", "firm_count": 1, "label": "Financial advisors for tech employees with equity compensation in New York, NY" }, { "path": "/advisors/ny/new-york/widowhood", "firm_count": 1, "label": "Financial advisors for widows and widowers in New York, NY" } ] }, "csv": "https://advisorcensus.com/advisors/ny/new-york.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }