# Financial advisors in New York, NY

> Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Updated October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/page/58

## At a glance

- Investment advisory firms: 3,971
- Registration: SEC-registered investment adviser: 2,691, State-registered investment adviser: 551, Exempt reporting adviser: 729
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 518 (16%); Percentage of assets 2,931 (90%); Hourly charges 536 (17%); Subscription fees (newsletter or periodical) 39 (1%); Fixed fees 999 (31%); Commissions 52 (2%); Performance-based fees 1,761 (54%); Other 607 (19%); No compensation arrangements reported 729
- Regulatory assets under management (Item 5.F): Under $25 million 350 (9%); $25 million to $100 million 337 (8%); $100 million to $500 million 761 (19%); $500 million to $1 billion 362 (9%); $1 billion to $5 billion 631 (16%); Over $5 billion 565 (14%); Not reported 965 (24%)
- Years registered: Under 5 years 1,495 (38%); 5 to 9 years 893 (22%); 10 to 19 years 1,047 (26%); 20 years or more 527 (13%); Not reported 9 (0%)

## Firms (page 58 of 80, 2851 to 2900 of 3,971, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Prescott, Adams and Group Inc.](https://advisorcensus.com/firm/prescott-adams-and-group-inc-albertson-ny-137699) ([md](https://advisorcensus.com/firm/prescott-adams-and-group-inc-albertson-ny-137699.md)) | 137699 | Albertson, NY | State-registered investment adviser | Not reported | 20 | % of assets, Hourly, Fixed fee, Other |
| [Prestige Wealth Management Group, LLC](https://advisorcensus.com/firm/prestige-wealth-management-group-llc-flemington-nj-127381) ([md](https://advisorcensus.com/firm/prestige-wealth-management-group-llc-flemington-nj-127381.md)) | 127381 | Flemington, NJ | SEC-registered investment adviser | $500 million to $1 billion | 15 | % of assets, Hourly, Fixed fee |
| [Pretium Credit Management, LLC](https://advisorcensus.com/firm/pretium-credit-management-llc-new-york-ny-154057) ([md](https://advisorcensus.com/firm/pretium-credit-management-llc-new-york-ny-154057.md)) | 154057 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Performance fee |
| [Pretium Residential Credit Management, LLC](https://advisorcensus.com/firm/pretium-residential-credit-management-llc-new-york-ny-171026) ([md](https://advisorcensus.com/firm/pretium-residential-credit-management-llc-new-york-ny-171026.md)) | 171026 | New York, NY | SEC-registered investment adviser | Over $5 billion | 12 | % of assets, Performance fee |
| [Pretium Single-Family Rental Manager III, LLC](https://advisorcensus.com/firm/pretium-single-family-rental-manager-iii-llc-new-york-ny-304443) ([md](https://advisorcensus.com/firm/pretium-single-family-rental-manager-iii-llc-new-york-ny-304443.md)) | 304443 | New York, NY | SEC-registered investment adviser | Over $5 billion | 5 | % of assets, Performance fee |
| [Pricap Advisors LLC](https://advisorcensus.com/firm/pricap-advisors-llc-new-york-ny-159614) ([md](https://advisorcensus.com/firm/pricap-advisors-llc-new-york-ny-159614.md)) | 159614 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | % of assets |
| [Primary Asset Management, LLC](https://advisorcensus.com/firm/primary-asset-management-llc-new-york-ny-170610) ([md](https://advisorcensus.com/firm/primary-asset-management-llc-new-york-ny-170610.md)) | 170610 | New York, NY | State-registered investment adviser | Not reported | 3 | Other |
| [Primary Ventures](https://advisorcensus.com/firm/primary-ventures-new-york-ny-161884) ([md](https://advisorcensus.com/firm/primary-ventures-new-york-ny-161884.md)) | 161884 | New York, NY | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Primary Wave IP Investment Management LLC](https://advisorcensus.com/firm/primary-wave-ip-investment-management-llc-new-york-ny-288266) ([md](https://advisorcensus.com/firm/primary-wave-ip-investment-management-llc-new-york-ny-288266.md)) | 288266 | New York, NY | SEC-registered investment adviser | Over $5 billion | 9 | % of assets, Performance fee |
| [Prime Radiant Management LLC](https://advisorcensus.com/firm/prime-radiant-management-llc-new-york-ny-343706) ([md](https://advisorcensus.com/firm/prime-radiant-management-llc-new-york-ny-343706.md)) | 343706 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Primetime Partners Management Company, LLC](https://advisorcensus.com/firm/primetime-partners-management-company-llc-new-york-ny-310695) ([md](https://advisorcensus.com/firm/primetime-partners-management-company-llc-new-york-ny-310695.md)) | 310695 | New York, NY | Exempt reporting adviser | Not reported | 6 | Not reported |
| [Princeton Capital Management LLC](https://advisorcensus.com/firm/princeton-capital-management-llc-red-bank-nj-113926) ([md](https://advisorcensus.com/firm/princeton-capital-management-llc-red-bank-nj-113926.md)) | 113926 | Red Bank, NJ | SEC-registered investment adviser | $100 million to $500 million | 25 | % of assets, Other |
| [Princeton Value Partners LLC](https://advisorcensus.com/firm/princeton-value-partners-llc-new-york-ny-313153) ([md](https://advisorcensus.com/firm/princeton-value-partners-llc-new-york-ny-313153.md)) | 313153 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets, Performance fee |
| [Prism Planning and Solutions Group](https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003) ([md](https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003.md)) | 340003 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Privacore](https://advisorcensus.com/firm/privacore-new-york-ny-330893) ([md](https://advisorcensus.com/firm/privacore-new-york-ny-330893.md)) | 330893 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Private Advisor Group, LLC](https://advisorcensus.com/firm/private-advisor-group-llc-morristown-nj-155216) ([md](https://advisorcensus.com/firm/private-advisor-group-llc-morristown-nj-155216.md)) | 155216 | Morristown, NJ | SEC-registered investment adviser | Over $5 billion | 15 | % of assets, Hourly, Fixed fee, Other |
| [Private Advisor Network, LLC](https://advisorcensus.com/firm/private-advisor-network-llc-morristown-nj-299133) ([md](https://advisorcensus.com/firm/private-advisor-network-llc-morristown-nj-299133.md)) | 299133 | Morristown, NJ | SEC-registered investment adviser | Not reported | 7 | % of assets, Hourly, Fixed fee |
| [Private Client Asset Management, Inc.](https://advisorcensus.com/firm/private-client-asset-management-inc-massapequa-ny-147052) ([md](https://advisorcensus.com/firm/private-client-asset-management-inc-massapequa-ny-147052.md)) | 147052 | Massapequa, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly, Fixed fee |
| [Private Client Group Asset Management](https://advisorcensus.com/firm/private-client-group-asset-management-gladstone-nj-148208) ([md](https://advisorcensus.com/firm/private-client-group-asset-management-gladstone-nj-148208.md)) | 148208 | Gladstone, NJ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Private Equity Investors, Inc.](https://advisorcensus.com/firm/private-equity-investors-inc-new-york-ny-160559) ([md](https://advisorcensus.com/firm/private-equity-investors-inc-new-york-ny-160559.md)) | 160559 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | % of assets, Performance fee |
| [Procapita Partners, LLC](https://advisorcensus.com/firm/procapita-partners-llc-new-york-ny-300292) ([md](https://advisorcensus.com/firm/procapita-partners-llc-new-york-ny-300292.md)) | 300292 | New York, NY | SEC-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Fixed fee |
| [Prolific Solutions](https://advisorcensus.com/firm/prolific-solutions-new-york-ny-322770) ([md](https://advisorcensus.com/firm/prolific-solutions-new-york-ny-322770.md)) | 322770 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee |
| [Prospect Financial Services LLC](https://advisorcensus.com/firm/prospect-financial-services-llc-melville-ny-314154) ([md](https://advisorcensus.com/firm/prospect-financial-services-llc-melville-ny-314154.md)) | 314154 | Melville, NY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Prospect Hill Management, LLC](https://advisorcensus.com/firm/prospect-hill-management-llc-short-hills-nj-134080) ([md](https://advisorcensus.com/firm/prospect-hill-management-llc-short-hills-nj-134080.md)) | 134080 | Short Hills, NJ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Prospect Ridge](https://advisorcensus.com/firm/prospect-ridge-new-york-ny-299594) ([md](https://advisorcensus.com/firm/prospect-ridge-new-york-ny-299594.md)) | 299594 | New York, NY | SEC-registered investment adviser | Over $5 billion | 7 | % of assets, Performance fee, Other |
| [Prosperity Advisors LLC](https://advisorcensus.com/firm/prosperity-advisors-llc-new-york-ny-331280) ([md](https://advisorcensus.com/firm/prosperity-advisors-llc-new-york-ny-331280.md)) | 331280 | New York, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Prosus Wealth Management](https://advisorcensus.com/firm/prosus-wealth-management-new-york-ny-312172) ([md](https://advisorcensus.com/firm/prosus-wealth-management-new-york-ny-312172.md)) | 312172 | New York, NY | State-registered investment adviser | Under $25 million | 5 | % of assets, Hourly, Fixed fee |
| [Pruco Securities, LLC](https://advisorcensus.com/firm/pruco-securities-llc-newark-nj-5685) ([md](https://advisorcensus.com/firm/pruco-securities-llc-newark-nj-5685.md)) | 5685 | Newark, NJ | SEC-registered investment adviser | Not reported | 30 | Other |
| [Prudence](https://advisorcensus.com/firm/prudence-new-york-ny-331317) ([md](https://advisorcensus.com/firm/prudence-new-york-ny-331317.md)) | 331317 | New York, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Prudent Investment Advisors, Inc.](https://advisorcensus.com/firm/prudent-investment-advisors-inc-rego-park-ny-126501) ([md](https://advisorcensus.com/firm/prudent-investment-advisors-inc-rego-park-ny-126501.md)) | 126501 | Rego Park, NY | State-registered investment adviser | Under $25 million | 27 | % of assets |
| [Prudential Capital Group Inc.](https://advisorcensus.com/firm/prudential-capital-group-inc-new-york-ny-337894) ([md](https://advisorcensus.com/firm/prudential-capital-group-inc-new-york-ny-337894.md)) | 337894 | New York, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Prudential Select Strategies LLC](https://advisorcensus.com/firm/prudential-select-strategies-llc-newark-nj-286153) ([md](https://advisorcensus.com/firm/prudential-select-strategies-llc-newark-nj-286153.md)) | 286153 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 9 | % of assets |
| [Public Advisors LLC](https://advisorcensus.com/firm/public-advisors-llc-new-york-ny-318234) ([md](https://advisorcensus.com/firm/public-advisors-llc-new-york-ny-318234.md)) | 318234 | New York, NY | SEC-registered investment adviser | Under $25 million | 4 | % of assets |
| [Public Resources Advisory Group](https://advisorcensus.com/firm/public-resources-advisory-group-new-york-ny-113338) ([md](https://advisorcensus.com/firm/public-resources-advisory-group-new-york-ny-113338.md)) | 113338 | New York, NY | State-registered investment adviser | Not reported | 25 | Hourly, Fixed fee, Other |
| [Pulver Capital Management LLC](https://advisorcensus.com/firm/pulver-capital-management-llc-summit-nj-152304) ([md](https://advisorcensus.com/firm/pulver-capital-management-llc-summit-nj-152304.md)) | 152304 | Summit, NJ | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly |
| [Pura Vida Investments, LLC](https://advisorcensus.com/firm/pura-vida-investments-llc-new-york-ny-166703) ([md](https://advisorcensus.com/firm/pura-vida-investments-llc-new-york-ny-166703.md)) | 166703 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 11 | % of assets, Performance fee |
| [Purevest](https://advisorcensus.com/firm/purevest-staten-island-ny-318332) ([md](https://advisorcensus.com/firm/purevest-staten-island-ny-318332.md)) | 318332 | Staten Island, NY | SEC-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Purple DOG Investments LLC](https://advisorcensus.com/firm/purple-dog-investments-llc-springfield-nj-300905) ([md](https://advisorcensus.com/firm/purple-dog-investments-llc-springfield-nj-300905.md)) | 300905 | Springfield, NJ | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly |
| [Pzena Investment Management LLC](https://advisorcensus.com/firm/pzena-investment-management-llc-new-york-ny-106847) ([md](https://advisorcensus.com/firm/pzena-investment-management-llc-new-york-ny-106847.md)) | 106847 | New York, NY | SEC-registered investment adviser | Over $5 billion | 30 | % of assets, Performance fee |
| [Qapital Invest, LLC](https://advisorcensus.com/firm/qapital-invest-llc-new-york-ny-283762) ([md](https://advisorcensus.com/firm/qapital-invest-llc-new-york-ny-283762.md)) | 283762 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 8 | Fixed fee |
| [QIC](https://advisorcensus.com/firm/qic-new-york-ny-161705) ([md](https://advisorcensus.com/firm/qic-new-york-ny-161705.md)) | 161705 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee, Other |
| [Qsemble Capital Management, LP](https://advisorcensus.com/firm/qsemble-capital-management-lp-new-york-city-ny-290920) ([md](https://advisorcensus.com/firm/qsemble-capital-management-lp-new-york-city-ny-290920.md)) | 290920 | New York City, NY | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Performance fee |
| [QT Securities Inc.](https://advisorcensus.com/firm/qt-securities-inc-new-york-ny-333654) ([md](https://advisorcensus.com/firm/qt-securities-inc-new-york-ny-333654.md)) | 333654 | New York, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Quad Partners LLC](https://advisorcensus.com/firm/quad-partners-llc-new-york-ny-160097) ([md](https://advisorcensus.com/firm/quad-partners-llc-new-york-ny-160097.md)) | 160097 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Performance fee, Other |
| [Quadpoint Partners LLC](https://advisorcensus.com/firm/quadpoint-partners-llc-brooklyn-ny-327511) ([md](https://advisorcensus.com/firm/quadpoint-partners-llc-brooklyn-ny-327511.md)) | 327511 | Brooklyn, NY | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Quadrivio Capital America Inc.](https://advisorcensus.com/firm/quadrivio-capital-america-inc-new-york-ny-317491) ([md](https://advisorcensus.com/firm/quadrivio-capital-america-inc-new-york-ny-317491.md)) | 317491 | New York, NY | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Quan Vest Consultants Inc](https://advisorcensus.com/firm/quan-vest-consultants-inc-manhasset-ny-104714) ([md](https://advisorcensus.com/firm/quan-vest-consultants-inc-manhasset-ny-104714.md)) | 104714 | Manhasset, NY | SEC-registered investment adviser | Not reported | 42 | % of assets, Hourly, Fixed fee |
| [Quantbase](https://advisorcensus.com/firm/quantbase-new-york-ny-315414) ([md](https://advisorcensus.com/firm/quantbase-new-york-ny-315414.md)) | 315414 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee, Performance fee |
| [Quantbot Technologies, LP](https://advisorcensus.com/firm/quantbot-technologies-lp-new-york-ny-170824) ([md](https://advisorcensus.com/firm/quantbot-technologies-lp-new-york-ny-170824.md)) | 170824 | New York, NY | SEC-registered investment adviser | Over $5 billion | 12 | Performance fee |
| [Quantech Solution Partners North America Inc.](https://advisorcensus.com/firm/quantech-solution-partners-north-america-inc-ny-ny-315603) ([md](https://advisorcensus.com/firm/quantech-solution-partners-north-america-inc-ny-ny-315603.md)) | 315603 | Ny, NY | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Fixed fee |

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## Questions people ask

**How many financial advisory firms are there in New York, NY?**
AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York, NY?**
518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York, NY offer financial planning?**
851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in Rye Brook, NY](https://advisorcensus.com/advisors/ny/new-york/rye-brook) (https://advisorcensus.com/advisors/ny/new-york/rye-brook.md)
- [Financial advisors in Morristown, NJ](https://advisorcensus.com/advisors/ny/new-york/morristown) (https://advisorcensus.com/advisors/ny/new-york/morristown.md)
- [Financial advisors in New York City, NY](https://advisorcensus.com/advisors/ny/new-york/new-york-city) (https://advisorcensus.com/advisors/ny/new-york/new-york-city.md)
- [Financial advisors in Newark, NJ](https://advisorcensus.com/advisors/ny/new-york/newark) (https://advisorcensus.com/advisors/ny/new-york/newark.md)
- [Financial advisors in Rye, NY](https://advisorcensus.com/advisors/ny/new-york/rye) (https://advisorcensus.com/advisors/ny/new-york/rye.md)
- [Financial advisors in Rochester](https://advisorcensus.com/advisors/ny/rochester) (https://advisorcensus.com/advisors/ny/rochester.md)
- [Financial advisors in Albany](https://advisorcensus.com/advisors/ny/albany) (https://advisorcensus.com/advisors/ny/albany.md)
- [Financial advisors in Buffalo](https://advisorcensus.com/advisors/ny/buffalo) (https://advisorcensus.com/advisors/ny/buffalo.md)
- [Financial advisors in Syracuse](https://advisorcensus.com/advisors/ny/syracuse) (https://advisorcensus.com/advisors/ny/syracuse.md)
- [Financial advisors in Kiryas Joel](https://advisorcensus.com/advisors/ny/kiryas-joel) (https://advisorcensus.com/advisors/ny/kiryas-joel.md)
- [Financial advisors in Utica](https://advisorcensus.com/advisors/ny/utica) (https://advisorcensus.com/advisors/ny/utica.md)
- [Financial advisors in Kingston](https://advisorcensus.com/advisors/ny/kingston) (https://advisorcensus.com/advisors/ny/kingston.md)
- [Financial advisors in Ithaca](https://advisorcensus.com/advisors/ny/ithaca) (https://advisorcensus.com/advisors/ny/ithaca.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ny/new-york.csv

Cite as: AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.