{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/55", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 55, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 284014, "name": "Palm Drive Capital LLC", "name_as_filed": "PALM DRIVE CAPITAL LLC", "url": "https://advisorcensus.com/firm/palm-drive-capital-llc-new-york-ny-284014", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 306548, "name": "Palumbo Wealth Management LLC", "name_as_filed": "PALUMBO WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/palumbo-wealth-management-llc-great-neck-ny-306548", "city": "Great Neck", "state": "NY", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 343036, "name": "Palus Advisory LLC", "name_as_filed": "PALUS ADVISORY LLC", "url": "https://advisorcensus.com/firm/palus-advisory-llc-new-york-ny-343036", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 335597, "name": "Pamalican Asset Management US LLC", "name_as_filed": "PAMALICAN ASSET MANAGEMENT US LLC", "url": "https://advisorcensus.com/firm/pamalican-asset-management-us-llc-new-york-ny-335597", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 160860, "name": "Pamplona Capital Management LLC", "name_as_filed": "PAMPLONA CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/pamplona-capital-management-llc-new-york-ny-160860", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 131796, "name": "Papamarkou Wellner Perkin Advisors", "name_as_filed": "PAPAMARKOU WELLNER PERKIN ADVISORS", "url": "https://advisorcensus.com/firm/papamarkou-wellner-perkin-advisors-new-york-ny-131796", "city": "New York", "state": "NY", "years_registered": 22, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 269874, "name": "Parabellum Capital LLC", "name_as_filed": "PARABELLUM CAPITAL LLC", "url": "https://advisorcensus.com/firm/parabellum-capital-llc-new-york-ny-269874", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 111479, "name": "Paradigm Asset Management", "name_as_filed": "PARADIGM ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/paradigm-asset-management-white-plains-ny-111479", "city": "White Plains", "state": "NY", "years_registered": 31, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 312544, "name": "Paradigm Biocapital Advisors LP", "name_as_filed": "PARADIGM BIOCAPITAL ADVISORS LP", "url": "https://advisorcensus.com/firm/paradigm-biocapital-advisors-lp-new-york-ny-312544", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 334370, "name": "Paradigm Investment Advisory, LLC", "name_as_filed": "PARADIGM INVESTMENT ADVISORY, LLC", "url": "https://advisorcensus.com/firm/paradigm-investment-advisory-llc-bridgewater-nj-334370", "city": "Bridgewater", "state": "NJ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 283120, "name": "Paradigm Wealth Advisory LLC", "name_as_filed": "PARADIGM WEALTH ADVISORY LLC", "url": "https://advisorcensus.com/firm/paradigm-wealth-advisory-llc-bridgewater-nj-283120", "city": "Bridgewater", "state": "NJ", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 294670, "name": "Parafi Capital LP", "name_as_filed": "PARAFI CAPITAL LP", "url": "https://advisorcensus.com/firm/parafi-capital-lp-new-york-ny-294670", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 161324, "name": "Paramount Group Real Estate Advisor LLC", "name_as_filed": "PARAMOUNT GROUP REAL ESTATE ADVISOR LLC", "url": "https://advisorcensus.com/firm/paramount-group-real-estate-advisor-llc-new-york-ny-161324", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 313241, "name": "Parataxis Capital Management LLC", "name_as_filed": "PARATAXIS CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/parataxis-capital-management-llc-new-york-ny-313241", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337801, "name": "Parataxis Labs Management LLC", "name_as_filed": "PARATAXIS LABS MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/parataxis-labs-management-llc-new-york-ny-337801", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 286388, "name": "Parisi Gray Wealth Management, LLC", "name_as_filed": "PARISI GRAY WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/parisi-gray-wealth-management-llc-mendham-nj-286388", "city": "Mendham", "state": "NJ", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 175101, "name": "Park Avenue Institutional Advisers LLC", "name_as_filed": "PARK AVENUE INSTITUTIONAL ADVISERS LLC", "url": "https://advisorcensus.com/firm/park-avenue-institutional-advisers-llc-new-york-ny-175101", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 46173, "name": "Park Avenue Securities LLC", "name_as_filed": "PARK AVENUE SECURITIES LLC", "url": "https://advisorcensus.com/firm/park-avenue-securities-llc-new-york-ny-46173", "city": "New York", "state": "NY", "years_registered": 25, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 333164, "name": "Park Rangers Management, LLC", "name_as_filed": "PARK RANGERS MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/park-rangers-management-llc-new-york-ny-333164", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 340991, "name": "Park Road Partners LP", "name_as_filed": "PARK ROAD PARTNERS LP", "url": "https://advisorcensus.com/firm/park-road-partners-lp-new-york-ny-340991", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 338573, "name": "Park Square Capital USA LP", "name_as_filed": "PARK SQUARE CAPITAL USA LP", "url": "https://advisorcensus.com/firm/park-square-capital-usa-lp-new-york-ny-338573", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 133261, "name": "Parkview Capital Management", "name_as_filed": "PARKVIEW CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/parkview-capital-management-highland-park-nj-133261", "city": "Highland Park", "state": "NJ", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 160172, "name": "Parkview US LLC", "name_as_filed": "PARKVIEW US LLC", "url": "https://advisorcensus.com/firm/parkview-us-llc-new-york-ny-160172", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 320938, "name": "Parkway Founders 2 LLC", "name_as_filed": "PARKWAY FOUNDERS 2 LLC", "url": "https://advisorcensus.com/firm/parkway-founders-2-llc-new-york-ny-320938", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 127621, "name": "Partners Capital Services, Inc.", "name_as_filed": "PARTNERS CAPITAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/partners-capital-services-inc-hauppauge-ny-127621", "city": "Hauppauge", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 145228, "name": "Partners Group (USA) Inc.", "name_as_filed": "PARTNERS GROUP (USA) INC.", "url": "https://advisorcensus.com/firm/partners-group-usa-inc-new-york-ny-145228", "city": "New York", "state": "NY", "years_registered": 18, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 293856, "name": "Partners Group US Management CLO LLC", "name_as_filed": "PARTNERS GROUP US MANAGEMENT CLO LLC", "url": "https://advisorcensus.com/firm/partners-group-us-management-clo-llc-new-york-ny-293856", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 106133, "name": "Pasco Investment Advisors Inc", "name_as_filed": "PASCO INVESTMENT ADVISORS INC", "url": "https://advisorcensus.com/firm/pasco-investment-advisors-inc-westfield-nj-106133", "city": "Westfield", "state": "NJ", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 313290, "name": "Passaic Partners LLC", "name_as_filed": "PASSAIC PARTNERS LLC", "url": "https://advisorcensus.com/firm/passaic-partners-llc-newark-nj-313290", "city": "Newark", "state": "NJ", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 314627, "name": "Passive Management LLC", "name_as_filed": "PASSIVE MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/passive-management-llc-new-york-ny-314627", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 338284, "name": "Patagon Markets LLC", "name_as_filed": "PATAGON MARKETS LLC", "url": "https://advisorcensus.com/firm/patagon-markets-llc-new-york-ny-338284", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 151736, "name": "Pathstone", "name_as_filed": "PATHSTONE", "url": "https://advisorcensus.com/firm/pathstone-englewood-nj-151736", "city": "Englewood", "state": "NJ", "years_registered": 16, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 334143, "name": "Pathways Financial Planning", "name_as_filed": "PATHWAYS FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/pathways-financial-planning-neptune-nj-334143", "city": "Neptune", "state": "NJ", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 320902, "name": "Patricof Co", "name_as_filed": "PATRICOF CO", "url": "https://advisorcensus.com/firm/patricof-co-new-york-ny-320902", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 120533, "name": "Patton Wealth Advisors", "name_as_filed": "PATTON WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/patton-wealth-advisors-new-york-ny-120533", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 319259, "name": "Paul M Williams LLC", "name_as_filed": "PAUL M WILLIAMS LLC", "url": "https://advisorcensus.com/firm/paul-m-williams-llc-katonah-ny-319259", "city": "Katonah", "state": "NY", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 322420, "name": "Pave Investment Advisors, LLC.", "name_as_filed": "PAVE INVESTMENT ADVISORS, LLC.", "url": "https://advisorcensus.com/firm/pave-investment-advisors-llc-new-york-ny-322420", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 298486, "name": "Pavise Capital Management LLC", "name_as_filed": "PAVISE CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/pavise-capital-management-llc-mahwah-nj-298486", "city": "Mahwah", "state": "NJ", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 147119, "name": "Payne Capital Management, LLC", "name_as_filed": "PAYNE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/payne-capital-management-llc-new-york-ny-147119", "city": "New York", "state": "NY", "years_registered": 18, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 309784, "name": "PCB Capital LLC", "name_as_filed": "PCB CAPITAL LLC", "url": "https://advisorcensus.com/firm/pcb-capital-llc-east-brunswick-nj-309784", "city": "East Brunswick", "state": "NJ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 163776, "name": "PDT Partners, LLC", "name_as_filed": "PDT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/pdt-partners-llc-new-york-ny-163776", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 338110, "name": "Peak Altitude Partners, LP", "name_as_filed": "PEAK ALTITUDE PARTNERS, LP", "url": "https://advisorcensus.com/firm/peak-altitude-partners-lp-new-york-ny-338110", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 281148, "name": "Peakspan Capital Management, LLC", "name_as_filed": "PEAKSPAN CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/peakspan-capital-management-llc-new-york-ny-281148", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 159963, "name": "Peapod Lane Capital LLC", "name_as_filed": "PEAPOD LANE CAPITAL LLC", "url": "https://advisorcensus.com/firm/peapod-lane-capital-llc-bedford-hills-ny-159963", "city": "Bedford Hills", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 172681, "name": "Pearl Lane Advisors, LLC", "name_as_filed": "PEARL LANE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/pearl-lane-advisors-llc-new-york-ny-172681", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 310121, "name": "Peconic Asset Planning", "name_as_filed": "PECONIC ASSET PLANNING", "url": "https://advisorcensus.com/firm/peconic-asset-planning-riverhead-ny-310121", "city": "Riverhead", "state": "NY", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 108857, "name": "Peconic Partners LLC", "name_as_filed": "PECONIC PARTNERS LLC", "url": "https://advisorcensus.com/firm/peconic-partners-llc-new-york-ny-108857", "city": "New York", "state": "NY", "years_registered": 29, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 104766, "name": "Pegasus Asset Management Inc", "name_as_filed": "PEGASUS ASSET MANAGEMENT INC", "url": "https://advisorcensus.com/firm/pegasus-asset-management-inc-morristown-nj-104766", "city": "Morristown", "state": "NJ", "years_registered": 63, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 113499, "name": "Pegasus Group, LLC", "name_as_filed": "PEGASUS GROUP, LLC", "url": "https://advisorcensus.com/firm/pegasus-group-llc-morristown-nj-113499", "city": "Morristown", "state": "NJ", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 282948, "name": "Pelham S2K Managers, LLC", "name_as_filed": "PELHAM S2K MANAGERS, LLC", "url": 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