{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/53", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 53, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 285344, "name": "OFF Road Capital Management LLC", "name_as_filed": "OFF ROAD CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/off-road-capital-management-llc-new-york-ny-285344", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 144474, "name": "Offit Capital", "name_as_filed": "OFFIT CAPITAL", "url": "https://advisorcensus.com/firm/offit-capital-new-york-ny-144474", "city": "New York", "state": "NY", "years_registered": 19, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 322289, "name": "OHA Private Credit Advisors II, L.P.", "name_as_filed": "OHA PRIVATE CREDIT ADVISORS II, L.P.", "url": "https://advisorcensus.com/firm/oha-private-credit-advisors-ii-l-p-new-york-ny-322289", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 319664, "name": "OHA Private Credit Advisors LLC", "name_as_filed": "OHA PRIVATE CREDIT ADVISORS LLC", "url": "https://advisorcensus.com/firm/oha-private-credit-advisors-llc-new-york-ny-319664", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 282499, "name": "OIC", "name_as_filed": "OIC", "url": "https://advisorcensus.com/firm/oic-new-york-ny-282499", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 342675, "name": "OKR Digital Holdings Inc.", "name_as_filed": "OKR DIGITAL HOLDINGS INC.", "url": "https://advisorcensus.com/firm/okr-digital-holdings-inc-new-york-ny-342675", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 157569, "name": "Old Bellows Partners L.P.", "name_as_filed": "OLD BELLOWS PARTNERS L.P.", "url": "https://advisorcensus.com/firm/old-bellows-partners-l-p-new-york-ny-157569", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "performance_based" ], "enhanced": false }, { "crd_number": 332180, "name": "Old Bridge Wealth, Inc", "name_as_filed": "OLD BRIDGE WEALTH, INC", "url": "https://advisorcensus.com/firm/old-bridge-wealth-inc-syosset-ny-332180", "city": "Syosset", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 283573, "name": "Old Farm Partners LP", "name_as_filed": "OLD FARM PARTNERS LP", "url": "https://advisorcensus.com/firm/old-farm-partners-lp-new-york-ny-283573", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 134519, "name": "Old Field Advisors LLC", "name_as_filed": "OLD FIELD ADVISORS LLC", "url": "https://advisorcensus.com/firm/old-field-advisors-llc-setauket-ny-134519", "city": "Setauket", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 170641, "name": "Old Orchard Capital Management LP", "name_as_filed": "OLD ORCHARD CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/old-orchard-capital-management-lp-new-york-ny-170641", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 297976, "name": "Old Slip Registered Investment Advisors, LLC", "name_as_filed": "OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/old-slip-registered-investment-advisors-llc-new-york-ny-297976", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 310932, "name": "Oldslip Management LLC", "name_as_filed": "OLDSLIP MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/oldslip-management-llc-new-york-ny-310932", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 170638, "name": "Olesen Capital Management LLC", "name_as_filed": "OLESEN CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/olesen-capital-management-llc-jersey-city-nj-170638", "city": "Jersey City", "state": "NJ", "years_registered": 12, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 169588, "name": "Oliver Luxxe Assets LLC", "name_as_filed": "OLIVER LUXXE ASSETS LLC", "url": "https://advisorcensus.com/firm/oliver-luxxe-assets-llc-gladstone-nj-169588", "city": "Gladstone", "state": "NJ", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 157960, "name": "Olson, Cross & Alamo Advisors LLC", "name_as_filed": "OLSON, CROSS & ALAMO ADVISORS LLC", "url": "https://advisorcensus.com/firm/olson-cross-and-alamo-advisors-llc-red-bank-nj-157960", "city": "Red Bank", "state": "NJ", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 157522, "name": "Olympus Capital Holdings Asia LLC", "name_as_filed": "OLYMPUS CAPITAL HOLDINGS ASIA LLC", "url": "https://advisorcensus.com/firm/olympus-capital-holdings-asia-llc-mount-kisco-ny-157522", "city": "Mount Kisco", "state": "NY", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 309024, "name": "OM Advisers LP", "name_as_filed": "OM ADVISERS LP", "url": "https://advisorcensus.com/firm/om-advisers-lp-summit-nj-309024", "city": "Summit", "state": "NJ", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 129167, "name": "Omega Capital Management, LLC", "name_as_filed": "OMEGA CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/omega-capital-management-llc-flanders-nj-129167", "city": "Flanders", "state": "NJ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 337532, "name": "Omen Advisory, LLC", "name_as_filed": "OMEN ADVISORY, LLC", "url": "https://advisorcensus.com/firm/omen-advisory-llc-new-york-ny-337532", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "subscription" ], "enhanced": false }, { "crd_number": 170309, "name": "Omers Infrastructure and Omers Infrastructure US", "name_as_filed": "OMERS INFRASTRUCTURE AND OMERS INFRASTRUCTURE US", "url": "https://advisorcensus.com/firm/omers-infrastructure-and-omers-infrastructure-us-new-york-ny-170309", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 124878, "name": "Omni 360 Wealth, Inc.", "name_as_filed": "OMNI 360 WEALTH, INC.", "url": "https://advisorcensus.com/firm/omni-360-wealth-inc-plainsboro-nj-124878", "city": "Plainsboro", "state": "NJ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 298001, "name": "Omni Bridgeway Management (USA) LLC", "name_as_filed": "OMNI BRIDGEWAY MANAGEMENT (USA) LLC", "url": "https://advisorcensus.com/firm/omni-bridgeway-management-usa-llc-new-york-ny-298001", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 289714, "name": "Once Capital Management, LLC", "name_as_filed": "ONCE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/once-capital-management-llc-new-york-ny-289714", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 161034, "name": "One Across Capital, LLC", "name_as_filed": "ONE ACROSS CAPITAL, LLC", "url": "https://advisorcensus.com/firm/one-across-capital-llc-maplewood-nj-161034", "city": "Maplewood", "state": "NJ", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 323617, "name": "One Investment Management US LLC", "name_as_filed": "ONE INVESTMENT MANAGEMENT US LLC", "url": "https://advisorcensus.com/firm/one-investment-management-us-llc-new-york-ny-323617", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 320876, "name": "One Madison Group LLC", "name_as_filed": "ONE MADISON GROUP LLC", "url": "https://advisorcensus.com/firm/one-madison-group-llc-new-york-ny-320876", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 170339, "name": "One Oak Capital Management, LLC", "name_as_filed": "ONE OAK CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/one-oak-capital-management-llc-purchase-ny-170339", "city": "Purchase", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 344610, "name": "One Orchard LLC", "name_as_filed": "ONE ORCHARD LLC", "url": "https://advisorcensus.com/firm/one-orchard-llc-new-york-ny-344610", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 160972, "name": "One Rock Capital", "name_as_filed": "ONE ROCK CAPITAL", "url": "https://advisorcensus.com/firm/one-rock-capital-new-york-ny-160972", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 150522, "name": "One William Street Capital Management, LP.", "name_as_filed": "ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.", "url": "https://advisorcensus.com/firm/one-william-street-capital-management-lp-new-york-ny-150522", "city": "New York", "state": "NY", "years_registered": 17, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 284585, "name": "ONE68 Global Capital, LLC", "name_as_filed": "ONE68 GLOBAL CAPITAL, LLC", "url": "https://advisorcensus.com/firm/one68-global-capital-llc-new-york-ny-284585", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 318366, "name": "Onepoint BFG Wealth Partners", "name_as_filed": "ONEPOINT BFG WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/onepoint-bfg-wealth-partners-parsippany-nj-318366", "city": "Parsippany", "state": "NJ", "years_registered": 4, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 325277, "name": "Onewelth Inc", "name_as_filed": "ONEWELTH INC", "url": "https://advisorcensus.com/firm/onewelth-inc-new-york-ny-325277", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 330076, "name": "Onex Credit Advisor, LLC", "name_as_filed": "ONEX CREDIT ADVISOR, LLC", "url": "https://advisorcensus.com/firm/onex-credit-advisor-llc-englewood-cliffs-nj-330076", "city": "Englewood Cliffs", "state": "NJ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 138941, "name": "Onex Credit Partners, LLC", "name_as_filed": "ONEX CREDIT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/onex-credit-partners-llc-englewood-cliffs-nj-138941", "city": "Englewood Cliffs", "state": "NJ", "years_registered": 20, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 306097, "name": "Onyx Bridge Wealth Group LLC", "name_as_filed": "ONYX BRIDGE WEALTH GROUP LLC", "url": "https://advisorcensus.com/firm/onyx-bridge-wealth-group-llc-tarrytown-ny-306097", "city": "Tarrytown", "state": "NY", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288356, "name": "Onyxpoint Global Management LP", "name_as_filed": "ONYXPOINT GLOBAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/onyxpoint-global-management-lp-new-york-ny-288356", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 340076, "name": "Oori Capital LLC", "name_as_filed": "OORI CAPITAL LLC", "url": "https://advisorcensus.com/firm/oori-capital-llc-new-york-ny-340076", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 289759, "name": "Opal Wealth Advisors, LLC", "name_as_filed": "OPAL WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/opal-wealth-advisors-llc-jericho-ny-289759", "city": "Jericho", "state": "NY", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 136313, "name": "Open Field Capital LLC", "name_as_filed": "OPEN FIELD CAPITAL LLC", "url": "https://advisorcensus.com/firm/open-field-capital-llc-new-york-ny-136313", "city": "New York", "state": "NY", "years_registered": 21, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 335678, "name": "Open Investment Management LP", "name_as_filed": "OPEN INVESTMENT MANAGEMENT LP", "url": "https://advisorcensus.com/firm/open-investment-management-lp-new-york-ny-335678", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 213518, "name": "Opengate Capital Management, LLC", "name_as_filed": "OPENGATE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/opengate-capital-management-llc-new-york-ny-213518", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 249, "name": "Oppenheimer & Co. Inc.", "name_as_filed": "OPPENHEIMER & CO. INC.", "url": "https://advisorcensus.com/firm/oppenheimer-and-co-inc-new-york-ny-249", "city": "New York", "state": "NY", "years_registered": 71, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 15168, "name": "Oppenheimer + Close, LLC", "name_as_filed": "OPPENHEIMER + CLOSE, LLC", "url": "https://advisorcensus.com/firm/oppenheimer-plus-close-llc-new-york-ny-15168", "city": "New York", "state": "NY", "years_registered": 37, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based" ], "enhanced": false }, { "crd_number": 140485, "name": "Oppenheimer Alternative Investment Management, LLC", "name_as_filed": "OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/oppenheimer-alternative-investment-management-llc-new-york-ny-140485", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 105559, "name": "Oppenheimer Asset Management", "name_as_filed": "OPPENHEIMER ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/oppenheimer-asset-management-new-york-ny-105559", "city": "New York", "state": "NY", "years_registered": 38, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 133243, "name": "Oppenheimer Investment Management LLC", "name_as_filed": "OPPENHEIMER INVESTMENT MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/oppenheimer-investment-management-llc-new-york-ny-133243", "city": "New York", "state": "NY", "years_registered": 21, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 296317, "name": "Oppvest, LLC", "name_as_filed": "OPPVEST, LLC", "url": "https://advisorcensus.com/firm/oppvest-llc-new-york-ny-296317", "city": "New 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