{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/33", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 33, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 156798, "name": "Gtis Partners", "name_as_filed": "GTIS PARTNERS", "url": "https://advisorcensus.com/firm/gtis-partners-new-york-ny-156798", "city": "New York", "state": "NY", "years_registered": 15, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 310806, "name": "GTS Asset Management LP", "name_as_filed": "GTS ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/gts-asset-management-lp-new-york-ny-310806", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 310203, "name": "Guardian Wealth Partners, LLC", "name_as_filed": "GUARDIAN WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/guardian-wealth-partners-llc-new-york-ny-310203", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 313489, "name": "Guerra Pan Advisors, LLC", "name_as_filed": "GUERRA PAN ADVISORS, LLC", "url": "https://advisorcensus.com/firm/guerra-pan-advisors-llc-montclair-nj-313489", "city": "Montclair", "state": "NJ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 340242, "name": "Guggenheim Asset-Backed Finance Company, LLC", "name_as_filed": "GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC", "url": "https://advisorcensus.com/firm/guggenheim-asset-backed-finance-company-llc-new-york-ny-340242", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 300895, "name": "Guggenheim Corporate Funding, LLC", "name_as_filed": "GUGGENHEIM CORPORATE FUNDING, LLC", "url": "https://advisorcensus.com/firm/guggenheim-corporate-funding-llc-new-york-ny-300895", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 108263, "name": "Guggenheim Investment Advisors, LLC", "name_as_filed": "GUGGENHEIM INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/guggenheim-investment-advisors-llc-new-york-ny-108263", "city": "New York", "state": "NY", "years_registered": 26, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105477, "name": "Guggenheim Investments", "name_as_filed": "GUGGENHEIM INVESTMENTS", "url": "https://advisorcensus.com/firm/guggenheim-investments-new-york-ny-105477", "city": "New York", "state": "NY", "years_registered": 54, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 137432, "name": "Guggenheim Partners Investment Management, LLC", "name_as_filed": "GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/guggenheim-partners-investment-management-llc-new-york-ny-137432", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 331479, "name": "Guggenheim Private Investments, LLC", "name_as_filed": "GUGGENHEIM PRIVATE INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/guggenheim-private-investments-llc-new-york-ny-331479", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 321248, "name": "Guidance Wealth Advisors LLC", "name_as_filed": "GUIDANCE WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/guidance-wealth-advisors-llc-lebanon-nj-321248", "city": "Lebanon", "state": "NJ", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 165459, "name": "Gulfstream CM, LLC", "name_as_filed": "GULFSTREAM CM, LLC", "url": "https://advisorcensus.com/firm/gulfstream-cm-llc-summit-nj-165459", "city": "Summit", "state": "NJ", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 328451, "name": "Gumshoe Capital Management LLC", "name_as_filed": "GUMSHOE CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/gumshoe-capital-management-llc-new-york-ny-328451", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 338969, "name": "Guzhuna Asset Management", "name_as_filed": "GUZHUNA ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/guzhuna-asset-management-new-york-ny-338969", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 161041, "name": "H Partners Management LLC", "name_as_filed": "H PARTNERS MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/h-partners-management-llc-new-york-ny-161041", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 325633, "name": "H Squared Management LP", "name_as_filed": "H SQUARED MANAGEMENT LP", "url": "https://advisorcensus.com/firm/h-squared-management-lp-new-york-ny-325633", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 290643, "name": "H&S Tax and Wealth Advisors LLC", "name_as_filed": "H&S TAX AND WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/h-and-s-tax-and-wealth-advisors-llc-red-bank-nj-290643", "city": "Red Bank", "state": "NJ", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 318138, "name": "Habitat Partners Management LLC", "name_as_filed": "HABITAT PARTNERS MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/habitat-partners-management-llc-new-york-ny-318138", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 159798, "name": "Haidar Capital Management LLC", "name_as_filed": "HAIDAR CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/haidar-capital-management-llc-pearl-river-ny-159798", "city": "Pearl River", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 157220, "name": "Hale Capital Management, LP", "name_as_filed": "HALE CAPITAL MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/hale-capital-management-lp-new-york-ny-157220", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 284088, "name": "Half Court Ventures", "name_as_filed": "HALF COURT VENTURES", "url": "https://advisorcensus.com/firm/half-court-ventures-new-york-ny-284088", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 293703, "name": "Half Moon Capital, LLC", "name_as_filed": "HALF MOON CAPITAL, LLC", "url": "https://advisorcensus.com/firm/half-moon-capital-llc-larchmont-ny-293703", "city": "Larchmont", "state": "NY", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 307156, "name": "Halle Capital Management LP", "name_as_filed": "HALLE CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/halle-capital-management-lp-new-york-ny-307156", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 334506, "name": "Halo Capital Fund Management LP", "name_as_filed": "HALO CAPITAL FUND MANAGEMENT LP", "url": "https://advisorcensus.com/firm/halo-capital-fund-management-lp-new-york-ny-334506", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 325613, "name": "Halo Investment Services, LLC", "name_as_filed": "HALO INVESTMENT SERVICES, LLC", "url": "https://advisorcensus.com/firm/halo-investment-services-llc-manhasset-ny-325613", "city": "Manhasset", "state": "NY", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 154493, "name": "Halyard Asset Management LLC", "name_as_filed": "HALYARD ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/halyard-asset-management-llc-white-plains-ny-154493", "city": "White Plains", "state": "NY", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 338881, "name": "Hamilton Square Partners Management, LP", "name_as_filed": "HAMILTON SQUARE PARTNERS MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/hamilton-square-partners-management-lp-new-york-ny-338881", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 119278, "name": "Hamlin Capital Management, LLC", "name_as_filed": "HAMLIN CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/hamlin-capital-management-llc-new-york-ny-119278", "city": "New York", "state": "NY", "years_registered": 24, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333166, "name": "Handal Dunaway LLC", "name_as_filed": "HANDAL DUNAWAY LLC", "url": "https://advisorcensus.com/firm/handal-dunaway-llc-new-york-ny-333166", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 160538, "name": "Harbinger Capital Partners LLC", "name_as_filed": "HARBINGER CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/harbinger-capital-partners-llc-new-york-ny-160538", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 167747, "name": "Harbor Spring Capital, LLC", "name_as_filed": "HARBOR SPRING CAPITAL, LLC", "url": "https://advisorcensus.com/firm/harbor-spring-capital-llc-new-york-ny-167747", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 315050, "name": "Harbourview Equity Partners, LLC", "name_as_filed": "HARBOURVIEW EQUITY PARTNERS, LLC", "url": "https://advisorcensus.com/firm/harbourview-equity-partners-llc-newark-nj-315050", "city": "Newark", "state": "NJ", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 126053, "name": "Harding & Company", "name_as_filed": "HARDING & COMPANY", "url": "https://advisorcensus.com/firm/harding-and-company-garden-city-ny-126053", "city": "Garden City", "state": "NY", "years_registered": 39, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 104543, "name": "Harding Loevner LP", "name_as_filed": "HARDING LOEVNER LP", "url": "https://advisorcensus.com/firm/harding-loevner-lp-bridgewater-nj-104543", "city": "Bridgewater", "state": "NJ", "years_registered": 36, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 339318, "name": "Hark Capital Advisors LLC", "name_as_filed": "HARK CAPITAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/hark-capital-advisors-llc-new-york-ny-339318", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 289882, "name": "Harkness Capital Management LLC", "name_as_filed": "HARKNESS CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/harkness-capital-management-llc-new-york-ny-289882", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 301531, "name": "Harlem Capital Partners Management Company, LLC", "name_as_filed": "HARLEM CAPITAL PARTNERS MANAGEMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/harlem-capital-partners-management-company-llc-new-york-ny-301531", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 164029, "name": "Harmony Partners Management Company, LLC", "name_as_filed": "HARMONY PARTNERS MANAGEMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/harmony-partners-management-company-llc-new-york-ny-164029", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 299795, "name": "Harness Wealth", "name_as_filed": "HARNESS WEALTH", "url": "https://advisorcensus.com/firm/harness-wealth-new-york-ny-299795", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 130229, "name": "Harper Capital Management, Ltd.", "name_as_filed": "HARPER CAPITAL MANAGEMENT, LTD.", "url": "https://advisorcensus.com/firm/harper-capital-management-ltd-cold-spring-ny-130229", "city": "Cold Spring", "state": "NY", "years_registered": 13, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 310227, "name": "Harraden Circle Investments, LLC", "name_as_filed": "HARRADEN CIRCLE INVESTMENTS, LLC", "url": "https://advisorcensus.com/firm/harraden-circle-investments-llc-new-york-ny-310227", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 155845, "name": "Harrison Fiduciary Group", "name_as_filed": "HARRISON FIDUCIARY GROUP", "url": "https://advisorcensus.com/firm/harrison-fiduciary-group-new-york-ny-155845", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 150897, "name": "Hartshorne Group, LLC", "name_as_filed": "HARTSHORNE GROUP, LLC", "url": "https://advisorcensus.com/firm/hartshorne-group-llc-red-bank-nj-150897", "city": "Red Bank", "state": "NJ", "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 124477, "name": "Harvest Management, L.L.C.", "name_as_filed": "HARVEST MANAGEMENT, L.L.C.", "url": "https://advisorcensus.com/firm/harvest-management-l-l-c-new-york-ny-124477", "city": "New York", "state": "NY", "years_registered": 23, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 158284, "name": "Harvest Partners, LP", "name_as_filed": "HARVEST PARTNERS, LP", "url": "https://advisorcensus.com/firm/harvest-partners-lp-new-york-ny-158284", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327590, "name": "Harvey Capital Partners, L.P.", "name_as_filed": "HARVEY CAPITAL PARTNERS, L.P.", "url": "https://advisorcensus.com/firm/harvey-capital-partners-l-p-new-york-ny-327590", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 160681, "name": "Harvey Partners, LLC", "name_as_filed": "HARVEY PARTNERS, LLC", "url": "https://advisorcensus.com/firm/harvey-partners-llc-tarrytown-ny-160681", "city": "Tarrytown", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 332278, "name": "Haussmann 1864 Capital Management LLC", "name_as_filed": "HAUSSMANN 1864 CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/haussmann-1864-capital-management-llc-new-york-ny-332278", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 335627, "name": "Haven Capital Partners", "name_as_filed": "HAVEN CAPITAL PARTNERS", "url": 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