{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/29", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 29, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 300358, "name": "Fogel Neale Wealth Management, LLC", "name_as_filed": "FOGEL NEALE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/fogel-neale-wealth-management-llc-new-york-ny-300358", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 306142, "name": "Footpath Ventures LP", "name_as_filed": "FOOTPATH VENTURES LP", "url": "https://advisorcensus.com/firm/footpath-ventures-lp-new-york-ny-306142", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 282588, "name": "Ford Financial Solutions, LLC", "name_as_filed": "FORD FINANCIAL SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/ford-financial-solutions-llc-new-york-ny-282588", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 308323, "name": "Forepont Capital LLC", "name_as_filed": "FOREPONT CAPITAL LLC", "url": "https://advisorcensus.com/firm/forepont-capital-llc-white-plains-ny-308323", "city": "White Plains", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 281818, "name": "Foresight Global Investors, Inc.", "name_as_filed": "FORESIGHT GLOBAL INVESTORS, INC.", "url": "https://advisorcensus.com/firm/foresight-global-investors-inc-purchase-ny-281818", "city": "Purchase", "state": "NY", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 285005, "name": "Formula Growth Management Corp", "name_as_filed": "FORMULA GROWTH MANAGEMENT CORP", "url": "https://advisorcensus.com/firm/formula-growth-management-corp-new-york-ny-285005", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337490, "name": "Fornext Inc.", "name_as_filed": "FORNEXT INC.", "url": "https://advisorcensus.com/firm/fornext-inc-new-york-ny-337490", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 310545, "name": "Forsyth Street Asset Management LLC", "name_as_filed": "FORSYTH STREET ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/forsyth-street-asset-management-llc-new-york-ny-310545", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 108314, "name": "Forteris Wealth Management, Inc.", "name_as_filed": "FORTERIS WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/forteris-wealth-management-inc-armonk-ny-108314", "city": "Armonk", "state": "NY", "years_registered": 32, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 290427, "name": "Fortis Group Advisors LLC", "name_as_filed": "FORTIS GROUP ADVISORS LLC", "url": "https://advisorcensus.com/firm/fortis-group-advisors-llc-westwood-nj-290427", "city": "Westwood", "state": "NJ", "years_registered": 8, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 129612, "name": "Fortress Investment Group", "name_as_filed": "FORTRESS INVESTMENT GROUP", "url": "https://advisorcensus.com/firm/fortress-investment-group-new-york-ny-129612", "city": "New York", "state": "NY", "years_registered": 22, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 289517, "name": "Fortune Advisory Services", "name_as_filed": "FORTUNE ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/fortune-advisory-services-brooklyn-ny-289517", "city": "Brooklyn", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 319468, "name": "Forum Ventures Management, LLC", "name_as_filed": "FORUM VENTURES MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/forum-ventures-management-llc-new-york-ny-319468", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 340612, "name": "Forvm Global Investments LLC", "name_as_filed": "FORVM GLOBAL INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/forvm-global-investments-llc-new-york-ny-340612", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 329156, "name": "Forza Investment Group, LP", "name_as_filed": "FORZA INVESTMENT GROUP, LP", "url": "https://advisorcensus.com/firm/forza-investment-group-lp-summit-nj-329156", "city": "Summit", "state": "NJ", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 287468, "name": "Four Corners Financial", "name_as_filed": "FOUR CORNERS FINANCIAL", "url": "https://advisorcensus.com/firm/four-corners-financial-melville-ny-287468", "city": "Melville", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 333602, "name": "Four Lion Capital, LP", "name_as_filed": "FOUR LION CAPITAL, LP", "url": "https://advisorcensus.com/firm/four-lion-capital-lp-new-york-ny-333602", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 171720, "name": "Four Points Advisors, LLC", "name_as_filed": "FOUR POINTS ADVISORS, LLC", "url": "https://advisorcensus.com/firm/four-points-advisors-llc-new-york-ny-171720", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 311299, "name": "Foursixthree Capital LP", "name_as_filed": "FOURSIXTHREE CAPITAL LP", "url": "https://advisorcensus.com/firm/foursixthree-capital-lp-new-york-ny-311299", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 284138, "name": "Fourworld Capital Management LLC", "name_as_filed": "FOURWORLD CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/fourworld-capital-management-llc-new-york-ny-284138", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 112506, "name": "Fox Financial Services, Inc.", "name_as_filed": "FOX FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/fox-financial-services-inc-white-plains-ny-112506", "city": "White Plains", "state": "NY", "years_registered": 25, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 331708, "name": "Foxpath Capital Partners LP", "name_as_filed": "FOXPATH CAPITAL PARTNERS LP", "url": "https://advisorcensus.com/firm/foxpath-capital-partners-lp-new-york-ny-331708", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 331881, "name": "FPLF Management LLC", "name_as_filed": "FPLF MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/fplf-management-llc-new-york-ny-331881", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 338868, "name": "Framework Digital Advisors", "name_as_filed": "FRAMEWORK DIGITAL ADVISORS", "url": "https://advisorcensus.com/firm/framework-digital-advisors-new-york-ny-338868", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 128067, "name": "Francis Financial", "name_as_filed": "FRANCIS FINANCIAL", "url": "https://advisorcensus.com/firm/francis-financial-new-york-ny-128067", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 137587, "name": "Franco Financial Advisors, Inc.", "name_as_filed": "FRANCO FINANCIAL ADVISORS, INC.", "url": "https://advisorcensus.com/firm/franco-financial-advisors-inc-new-york-ny-137587", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 341347, "name": "Franklin Advisors Corp", "name_as_filed": "FRANKLIN ADVISORS CORP", "url": "https://advisorcensus.com/firm/franklin-advisors-corp-new-york-ny-341347", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 307684, "name": "Franklin BSP Capital Adviser LLC", "name_as_filed": "FRANKLIN BSP CAPITAL ADVISER LLC", "url": "https://advisorcensus.com/firm/franklin-bsp-capital-adviser-llc-new-york-ny-307684", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 111376, "name": "Franklin Mutual Advisers, LLC", "name_as_filed": "FRANKLIN MUTUAL ADVISERS, LLC", "url": "https://advisorcensus.com/firm/franklin-mutual-advisers-llc-short-hills-nj-111376", "city": "Short Hills", "state": "NJ", "years_registered": 29, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 140432, "name": "Franklin Templeton Fund Adviser, LLC", "name_as_filed": "FRANKLIN TEMPLETON FUND ADVISER, LLC", "url": "https://advisorcensus.com/firm/franklin-templeton-fund-adviser-llc-new-york-ny-140432", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 117384, "name": "Franklin Templeton Institutional, LLC", "name_as_filed": "FRANKLIN TEMPLETON INSTITUTIONAL, LLC", "url": "https://advisorcensus.com/firm/franklin-templeton-institutional-llc-new-york-ny-117384", "city": "New York", "state": "NY", "years_registered": 24, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 339083, "name": "Franklin Templeton Private Markets Adviser, LLC", "name_as_filed": "FRANKLIN TEMPLETON PRIVATE MARKETS ADVISER, LLC", "url": "https://advisorcensus.com/firm/franklin-templeton-private-markets-adviser-llc-new-york-ny-339083", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 142219, "name": "Franklin Templeton Private Portfolio Group, LLC", "name_as_filed": "FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC", "url": "https://advisorcensus.com/firm/franklin-templeton-private-portfolio-group-llc-new-york-ny-142219", "city": "New York", "state": "NY", "years_registered": 19, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 147883, "name": "Frasca & Associates LLC", "name_as_filed": "FRASCA & ASSOCIATES LLC", "url": "https://advisorcensus.com/firm/frasca-and-associates-llc-new-york-ny-147883", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 106750, "name": "Fred Alger Management, LLC", "name_as_filed": "FRED ALGER MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/fred-alger-management-llc-new-york-ny-106750", "city": "New York", "state": "NY", "years_registered": 56, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 170786, "name": "Freedom 3 Capital LLC", "name_as_filed": "FREEDOM 3 CAPITAL LLC", "url": "https://advisorcensus.com/firm/freedom-3-capital-llc-new-york-ny-170786", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 306009, "name": "Freedom Found Financial", "name_as_filed": "FREEDOM FOUND FINANCIAL", "url": "https://advisorcensus.com/firm/freedom-found-financial-towaco-nj-306009", "city": "Towaco", "state": "NJ", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323452, "name": "Freedom Investments, Corp.", "name_as_filed": "FREEDOM INVESTMENTS, CORP.", "url": "https://advisorcensus.com/firm/freedom-investments-corp-new-york-ny-323452", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 158448, "name": "Freshford Capital Management, LLC", "name_as_filed": "FRESHFORD CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/freshford-capital-management-llc-harrison-ny-158448", "city": "Harrison", "state": "NY", "years_registered": 15, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 126524, "name": "Frisch Financial Group, Inc.", "name_as_filed": "FRISCH FINANCIAL GROUP, INC.", "url": "https://advisorcensus.com/firm/frisch-financial-group-inc-melville-ny-126524", "city": "Melville", "state": "NY", "years_registered": 23, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 124675, "name": "Frontier Financial Planning & Capital Management, Inc.", "name_as_filed": "FRONTIER FINANCIAL PLANNING & CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/frontier-financial-planning-and-capital-management-inc-hillsborough-nj-124675", "city": "Hillsborough", "state": "NJ", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 322603, "name": "Fruitful", "name_as_filed": "FRUITFUL", "url": "https://advisorcensus.com/firm/fruitful-new-york-ny-322603", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "subscription" ], "enhanced": false }, { "crd_number": 284662, "name": "Fukoku Life International (America) Inc.", "name_as_filed": "FUKOKU LIFE INTERNATIONAL (AMERICA) INC.", "url": "https://advisorcensus.com/firm/fukoku-life-international-america-inc-new-york-ny-284662", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 309967, "name": "Full in Partners", "name_as_filed": "FULL IN PARTNERS", "url": "https://advisorcensus.com/firm/full-in-partners-new-york-ny-309967", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 157899, "name": "Fundamental Advisors LP", "name_as_filed": "FUNDAMENTAL ADVISORS LP", "url": "https://advisorcensus.com/firm/fundamental-advisors-lp-new-york-ny-157899", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 341173, "name": "Fundamental Works, LLC", "name_as_filed": "FUNDAMENTAL WORKS, LLC", "url": "https://advisorcensus.com/firm/fundamental-works-llc-new-york-ny-341173", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 326725, "name": "Fundomo Management, LLC", "name_as_filed": "FUNDOMO MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/fundomo-management-llc-new-york-ny-326725", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 341926, "name": "Funds Club Private Markets LLC", "name_as_filed": "FUNDS CLUB PRIVATE MARKETS LLC", "url": "https://advisorcensus.com/firm/funds-club-private-markets-llc-new-york-ny-341926", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 332163, "name": "Fundstrat Capital", "name_as_filed": "FUNDSTRAT CAPITAL", "url": "https://advisorcensus.com/firm/fundstrat-capital-new-york-ny-332163", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "1b_5b", "compensation_types": [ 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