{
  "path": "/advisors/ny/new-york",
  "url": "https://advisorcensus.com/advisors/ny/new-york/page/28",
  "page_type": "metro",
  "title": "Financial advisors in New York, NY",
  "filters": {},
  "scope_total": 3971,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.",
  "total_firms": 3971,
  "page": 28,
  "total_pages": 80,
  "sort": "name",
  "registration_types": {
    "sec": 2691,
    "state": 551,
    "exempt": 729
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 518
    },
    {
      "code": "percentage_of_aum",
      "count": 2931
    },
    {
      "code": "hourly",
      "count": 536
    },
    {
      "code": "subscription",
      "count": 39
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 52
    },
    {
      "code": "performance_based",
      "count": 1761
    },
    {
      "code": "other",
      "count": 607
    },
    {
      "code": "not_reported",
      "count": 729
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 1495
    },
    {
      "code": "5_to_9",
      "count": 893
    },
    {
      "code": "10_to_19",
      "count": 1047
    },
    {
      "code": "20_plus",
      "count": 527
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 350
    },
    {
      "code": "25m_100m",
      "count": 337
    },
    {
      "code": "100m_500m",
      "count": 761
    },
    {
      "code": "500m_1b",
      "count": 362
    },
    {
      "code": "1b_5b",
      "count": 631
    },
    {
      "code": "over_5b",
      "count": 565
    },
    {
      "code": "not_reported",
      "count": 965
    }
  ],
  "firms": [
    {
      "crd_number": 107755,
      "name": "Financial Decisions, LLC",
      "name_as_filed": "FINANCIAL DECISIONS, LLC",
      "url": "https://advisorcensus.com/firm/financial-decisions-llc-new-york-ny-107755",
      "city": "New York",
      "state": "NY",
      "years_registered": 34,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128900,
      "name": "Financial Futures",
      "name_as_filed": "FINANCIAL FUTURES",
      "url": "https://advisorcensus.com/firm/financial-futures-brielle-nj-128900",
      "city": "Brielle",
      "state": "NJ",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 121338,
      "name": "Financial Planning Analysts, LLC",
      "name_as_filed": "FINANCIAL PLANNING ANALYSTS, LLC",
      "url": "https://advisorcensus.com/firm/financial-planning-analysts-llc-melville-ny-121338",
      "city": "Melville",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 129894,
      "name": "Financial Planning Group Inc. (The)",
      "name_as_filed": "FINANCIAL PLANNING GROUP INC. (THE)",
      "url": "https://advisorcensus.com/firm/financial-planning-group-inc-the-scotch-plains-nj-129894",
      "city": "Scotch Plains",
      "state": "NJ",
      "years_registered": 30,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166378,
      "name": "Financial Spyglass®",
      "name_as_filed": "FINANCIAL SPYGLASS®",
      "url": "https://advisorcensus.com/firm/financial-spyglass-rye-ny-166378",
      "city": "Rye",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338396,
      "name": "Fincadia Advisors LLC",
      "name_as_filed": "FINCADIA ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/fincadia-advisors-llc-melville-ny-338396",
      "city": "Melville",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "1b_5b",
      "compensation_types": [
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312342,
      "name": "Fincera",
      "name_as_filed": "FINCERA",
      "url": "https://advisorcensus.com/firm/fincera-new-york-ny-312342",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 307394,
      "name": "Findell Capital Management LLC",
      "name_as_filed": "FINDELL CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/findell-capital-management-llc-new-york-ny-307394",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156889,
      "name": "Fine Capital Partners, L.P.",
      "name_as_filed": "FINE CAPITAL PARTNERS, L.P.",
      "url": "https://advisorcensus.com/firm/fine-capital-partners-l-p-new-york-ny-156889",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 210522,
      "name": "Finhabits Advisors, LLC",
      "name_as_filed": "FINHABITS ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/finhabits-advisors-llc-new-york-ny-210522",
      "city": "New York",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "subscription"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288031,
      "name": "Fintech Collective Management LLC",
      "name_as_filed": "FINTECH COLLECTIVE MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/fintech-collective-management-llc-new-york-ny-288031",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300903,
      "name": "FIO Advisors LP",
      "name_as_filed": "FIO ADVISORS LP",
      "url": "https://advisorcensus.com/firm/fio-advisors-lp-new-york-ny-300903",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136559,
      "name": "Firebird Management",
      "name_as_filed": "FIREBIRD MANAGEMENT",
      "url": "https://advisorcensus.com/firm/firebird-management-new-york-ny-136559",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323080,
      "name": "Fireside Investments",
      "name_as_filed": "FIRESIDE INVESTMENTS",
      "url": "https://advisorcensus.com/firm/fireside-investments-rye-ny-323080",
      "city": "Rye",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 333456,
      "name": "Fireweed Ventures Management, LLC",
      "name_as_filed": "FIREWEED VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/fireweed-ventures-management-llc-sea-girt-nj-333456",
      "city": "Sea Girt",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 326863,
      "name": "Firmament Advisors Parallel IV, LLC",
      "name_as_filed": "FIRMAMENT ADVISORS PARALLEL IV, LLC",
      "url": "https://advisorcensus.com/firm/firmament-advisors-parallel-iv-llc-new-york-ny-326863",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 282254,
      "name": "First American Asset Advisory, LLC",
      "name_as_filed": "FIRST AMERICAN ASSET ADVISORY, LLC",
      "url": "https://advisorcensus.com/firm/first-american-asset-advisory-llc-garden-city-ny-282254",
      "city": "Garden City",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285836,
      "name": "First Citizens Institutional Asset Management, LLC",
      "name_as_filed": "FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/first-citizens-institutional-asset-management-llc-new-york-ny-285836",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334971,
      "name": "First Close Partners Management, LLC",
      "name_as_filed": "FIRST CLOSE PARTNERS MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/first-close-partners-management-llc-new-york-ny-334971",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 108260,
      "name": "First Eagle Investment Management, LLC",
      "name_as_filed": "FIRST EAGLE INVESTMENT MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/first-eagle-investment-management-llc-new-york-ny-108260",
      "city": "New York",
      "state": "NY",
      "years_registered": 30,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300359,
      "name": "First Eagle Separate Account Management, LLC",
      "name_as_filed": "FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/first-eagle-separate-account-management-llc-new-york-ny-300359",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125551,
      "name": "First Financial Services",
      "name_as_filed": "FIRST FINANCIAL SERVICES",
      "url": "https://advisorcensus.com/firm/first-financial-services-hauppage-ny-125551",
      "city": "Hauppage",
      "state": "NY",
      "years_registered": 27,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "commissions",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291214,
      "name": "First Light Wealth Advisors, LLC",
      "name_as_filed": "FIRST LIGHT WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/first-light-wealth-advisors-llc-little-falls-nj-291214",
      "city": "Little Falls",
      "state": "NJ",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167212,
      "name": "First Long Island Investors, LLC",
      "name_as_filed": "FIRST LONG ISLAND INVESTORS, LLC",
      "url": "https://advisorcensus.com/firm/first-long-island-investors-llc-jericho-ny-167212",
      "city": "Jericho",
      "state": "NY",
      "years_registered": 42,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325281,
      "name": "First Manhattan Co. LLC",
      "name_as_filed": "FIRST MANHATTAN CO. LLC",
      "url": "https://advisorcensus.com/firm/first-manhattan-co-llc-new-york-ny-325281",
      "city": "New York",
      "state": "NY",
      "years_registered": 49,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317116,
      "name": "First Principles Investment Manager LLC",
      "name_as_filed": "FIRST PRINCIPLES INVESTMENT MANAGER LLC",
      "url": "https://advisorcensus.com/firm/first-principles-investment-manager-llc-basking-ridge-nj-317116",
      "city": "Basking Ridge",
      "state": "NJ",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 170739,
      "name": "First Sentier Investors (US) LLC",
      "name_as_filed": "FIRST SENTIER INVESTORS (US) LLC",
      "url": "https://advisorcensus.com/firm/first-sentier-investors-us-llc-new-york-ny-170739",
      "city": "New York",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 162883,
      "name": "Firstmark Capital, LLC",
      "name_as_filed": "FIRSTMARK CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/firstmark-capital-llc-new-york-ny-162883",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 287509,
      "name": "Fithian LLC",
      "name_as_filed": "FITHIAN LLC",
      "url": "https://advisorcensus.com/firm/fithian-llc-new-york-ny-287509",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 311629,
      "name": "Fitzwalter Capital (US) LLC",
      "name_as_filed": "FITZWALTER CAPITAL (US) LLC",
      "url": "https://advisorcensus.com/firm/fitzwalter-capital-us-llc-new-york-ny-311629",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "1b_5b",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 286195,
      "name": "Five Arrows Managers (USA) LLC",
      "name_as_filed": "FIVE ARROWS MANAGERS (USA) LLC",
      "url": "https://advisorcensus.com/firm/five-arrows-managers-usa-llc-new-york-ny-286195",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334002,
      "name": "Five Eleven Partners",
      "name_as_filed": "FIVE ELEVEN PARTNERS",
      "url": "https://advisorcensus.com/firm/five-eleven-partners-garden-city-ny-334002",
      "city": "Garden City",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 164516,
      "name": "Five Factor Capital Advisors",
      "name_as_filed": "FIVE FACTOR CAPITAL ADVISORS",
      "url": "https://advisorcensus.com/firm/five-factor-capital-advisors-rye-brook-ny-164516",
      "city": "Rye Brook",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312920,
      "name": "FJ Labs Management LP",
      "name_as_filed": "FJ LABS MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/fj-labs-management-lp-new-york-ny-312920",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 104233,
      "name": "Flagstar Securities, Inc.",
      "name_as_filed": "FLAGSTAR SECURITIES, INC.",
      "url": "https://advisorcensus.com/firm/flagstar-securities-inc-new-york-ny-104233",
      "city": "New York",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 314505,
      "name": "Flatiron RR LLC, Manager Series",
      "name_as_filed": "FLATIRON RR LLC, MANAGER SERIES",
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  "source": {
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    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
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}
