{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/24", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 24, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 330588, "name": "Dria Capital Management LLC", "name_as_filed": "DRIA CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/dria-capital-management-llc-new-york-ny-330588", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 328909, "name": "Drucker Wealth", "name_as_filed": "DRUCKER WEALTH", "url": "https://advisorcensus.com/firm/drucker-wealth-woodcliff-lake-nj-328909", "city": "Woodcliff Lake", "state": "NJ", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 172648, "name": "Dryden Capital, LLC", "name_as_filed": "DRYDEN CAPITAL, LLC", "url": "https://advisorcensus.com/firm/dryden-capital-llc-new-york-ny-172648", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 296590, "name": "DSC Meridian Capital LP", "name_as_filed": "DSC MERIDIAN CAPITAL LP", "url": "https://advisorcensus.com/firm/dsc-meridian-capital-lp-new-york-ny-296590", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 321216, "name": "DSJ Wealth Management LLC", "name_as_filed": "DSJ WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/dsj-wealth-management-llc-westbury-ny-321216", "city": "Westbury", "state": "NY", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 288452, "name": "DTM Advisory Group LLC", "name_as_filed": "DTM ADVISORY GROUP LLC", "url": "https://advisorcensus.com/firm/dtm-advisory-group-llc-neptune-nj-288452", "city": "Neptune", "state": "NJ", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 322597, "name": "Dualitas", "name_as_filed": "DUALITAS", "url": "https://advisorcensus.com/firm/dualitas-white-plains-ny-322597", "city": "White Plains", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 305883, "name": "Dumont Global LP", "name_as_filed": "DUMONT GLOBAL LP", "url": "https://advisorcensus.com/firm/dumont-global-lp-new-york-ny-305883", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 338510, "name": "Dunbar", "name_as_filed": "DUNBAR", "url": "https://advisorcensus.com/firm/dunbar-hicksville-ny-338510", "city": "Hicksville", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 131102, "name": "Duncan Financial Group, LLC", "name_as_filed": "DUNCAN FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/duncan-financial-group-llc-midland-park-nj-131102", "city": "Midland Park", "state": "NJ", "years_registered": 22, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 157455, "name": "Dune Real Estate Partners LP", "name_as_filed": "DUNE REAL ESTATE PARTNERS LP", "url": "https://advisorcensus.com/firm/dune-real-estate-partners-lp-new-york-ny-157455", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 172538, "name": "Dunes Point Capital, L.P.", "name_as_filed": "DUNES POINT CAPITAL, L.P.", "url": "https://advisorcensus.com/firm/dunes-point-capital-l-p-rye-ny-172538", "city": "Rye", "state": "NY", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 289189, "name": "Duracapital", "name_as_filed": "DURACAPITAL", "url": "https://advisorcensus.com/firm/duracapital-staten-island-ny-289189", "city": "Staten Island", "state": "NY", "years_registered": 8, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 329842, "name": "Duration Capital Partners LLC", "name_as_filed": "DURATION CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/duration-capital-partners-llc-new-york-ny-329842", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 291371, "name": "Durational Capital Management LP", "name_as_filed": "DURATIONAL CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/durational-capital-management-lp-new-york-ny-291371", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 155459, "name": "DW Partners, LP", "name_as_filed": "DW PARTNERS, LP", "url": "https://advisorcensus.com/firm/dw-partners-lp-new-york-ny-155459", "city": "New York", "state": "NY", "years_registered": 15, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 310131, "name": "Dwayne Anthony Verley, CPA", "name_as_filed": "DWAYNE ANTHONY VERLEY, CPA", "url": "https://advisorcensus.com/firm/dwayne-anthony-verley-cpa-new-york-ny-310131", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 104518, "name": "DWS Investment Management Americas, Inc.", "name_as_filed": "DWS INVESTMENT MANAGEMENT AMERICAS, INC.", "url": "https://advisorcensus.com/firm/dws-investment-management-americas-inc-new-york-ny-104518", "city": "New York", "state": "NY", "years_registered": 85, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 142638, "name": "Dynamic Trading Management, LLC.", "name_as_filed": "DYNAMIC TRADING MANAGEMENT, LLC.", "url": "https://advisorcensus.com/firm/dynamic-trading-management-llc-white-plains-ny-142638", "city": "White Plains", "state": "NY", "years_registered": 19, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 327607, "name": "Dynasty Equity Partners Management, LLC", "name_as_filed": "DYNASTY EQUITY PARTNERS MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/dynasty-equity-partners-management-llc-new-york-ny-327607", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 14268, "name": "E. Magnus Oppenheim & Co. Inc.", "name_as_filed": "E. MAGNUS OPPENHEIM & CO. INC.", "url": "https://advisorcensus.com/firm/e-magnus-oppenheim-and-co-inc-new-york-ny-14268", "city": "New York", "state": "NY", "years_registered": 48, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 139375, "name": "Eagil Financial Services", "name_as_filed": "EAGIL FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/eagil-financial-services-woodcliff-lake-nj-139375", "city": "Woodcliff Lake", "state": "NJ", "years_registered": 20, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 281675, "name": "Eagle Bay Family Office", "name_as_filed": "EAGLE BAY FAMILY OFFICE", "url": "https://advisorcensus.com/firm/eagle-bay-family-office-new-york-ny-281675", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 106422, "name": "Eagle Capital Management LLC", "name_as_filed": "EAGLE CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eagle-capital-management-llc-new-york-ny-106422", "city": "New York", "state": "NY", "years_registered": 31, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 283096, "name": "Eagle Grove Advisors LLC", "name_as_filed": "EAGLE GROVE ADVISORS LLC", "url": "https://advisorcensus.com/firm/eagle-grove-advisors-llc-jersey-city-nj-283096", "city": "Jersey City", "state": "NJ", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 110826, "name": "Eagle Strategies LLC", "name_as_filed": "EAGLE STRATEGIES LLC", "url": "https://advisorcensus.com/firm/eagle-strategies-llc-new-york-ny-110826", "city": "New York", "state": "NY", "years_registered": 37, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 124875, "name": "Eagle Tax Planning & Advisory Group.llc", "name_as_filed": "EAGLE TAX PLANNING & ADVISORY GROUP.LLC", "url": "https://advisorcensus.com/firm/eagle-tax-planning-and-advisory-group-llc-ozone-park-ny-124875", "city": "Ozone Park", "state": "NY", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 161978, "name": "Eagle Value Partners, LLC", "name_as_filed": "EAGLE VALUE PARTNERS, LLC", "url": "https://advisorcensus.com/firm/eagle-value-partners-llc-east-rockaway-ny-161978", "city": "East Rockaway", "state": "NY", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 335252, "name": "Eagle's Crest Advisors, LLC", "name_as_filed": "EAGLE'S CREST ADVISORS, LLC", "url": "https://advisorcensus.com/firm/eagle-s-crest-advisors-llc-huntington-ny-335252", "city": "Huntington", "state": "NY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 160494, "name": "Eagle's View Capital Management LLC", "name_as_filed": "EAGLE'S VIEW CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eagle-s-view-capital-management-llc-new-york-ny-160494", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 304438, "name": "Eaglebrook Advisors", "name_as_filed": "EAGLEBROOK ADVISORS", "url": "https://advisorcensus.com/firm/eaglebrook-advisors-new-york-ny-304438", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 297958, "name": "Eaglestone Capital Management LLC", "name_as_filed": "EAGLESTONE CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eaglestone-capital-management-llc-bronxville-ny-297958", "city": "Bronxville", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 281137, "name": "Eagletree Capital, LP", "name_as_filed": "EAGLETREE CAPITAL, LP", "url": "https://advisorcensus.com/firm/eagletree-capital-lp-new-york-ny-281137", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 136155, "name": "East Coast Wealth Management, Inc.", "name_as_filed": "EAST COAST WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/east-coast-wealth-management-inc-florham-park-nj-136155", "city": "Florham Park", "state": "NJ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 147144, "name": "East End Advisors, LLC", "name_as_filed": "EAST END ADVISORS, LLC", "url": "https://advisorcensus.com/firm/east-end-advisors-llc-new-york-ny-147144", "city": "New York", "state": "NY", "years_registered": 18, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 110584, "name": "East End Financial Group, Inc.", "name_as_filed": "EAST END FINANCIAL GROUP, INC.", "url": "https://advisorcensus.com/firm/east-end-financial-group-inc-riverhead-ny-110584", "city": "Riverhead", "state": "NY", "years_registered": 37, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 160261, "name": "East End Wealth Management", "name_as_filed": "EAST END WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/east-end-wealth-management-hampton-bays-ny-160261", "city": "Hampton Bays", "state": "NY", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 157433, "name": "East Rock Capital, LLC", "name_as_filed": "EAST ROCK CAPITAL, LLC", "url": "https://advisorcensus.com/firm/east-rock-capital-llc-new-york-ny-157433", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 343520, "name": "EC Capital Management LLC", "name_as_filed": "EC CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/ec-capital-management-llc-great-neck-ny-343520", "city": "Great Neck", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 167090, "name": "ECC Fund Manager II, LLC", "name_as_filed": "ECC FUND MANAGER II, LLC", "url": "https://advisorcensus.com/firm/ecc-fund-manager-ii-llc-new-york-ny-167090", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 341916, "name": "Eckuity Capital Management LLC", "name_as_filed": "ECKUITY CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eckuity-capital-management-llc-new-york-ny-341916", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 331127, "name": "Ecobridge Capital Management LP", "name_as_filed": "ECOBRIDGE CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/ecobridge-capital-management-lp-new-york-ny-331127", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 340448, "name": "Economic Cycle Fund Management, LP", "name_as_filed": "ECONOMIC CYCLE FUND MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/economic-cycle-fund-management-lp-new-york-ny-340448", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 155020, "name": "ECP", "name_as_filed": "ECP", "url": "https://advisorcensus.com/firm/ecp-summit-nj-155020", "city": "Summit", "state": "NJ", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 290418, "name": "Eden Capital Management LLC", "name_as_filed": "EDEN CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/eden-capital-management-llc-new-york-ny-290418", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 317761, "name": "Eden Global Advisors LLC", "name_as_filed": "EDEN GLOBAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/eden-global-advisors-llc-new-york-ny-317761", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 283465, "name": "Edenbrook Capital, LLC", "name_as_filed": "EDENBROOK CAPITAL, LLC", "url": "https://advisorcensus.com/firm/edenbrook-capital-llc-mount-kisco-ny-283465", "city": "Mount Kisco", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 309884, "name": "Edge Focus Capital Management, LLC", "name_as_filed": "EDGE FOCUS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/edge-focus-capital-management-llc-new-york-ny-309884", "city": "New York", "state": "NY", 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