{
  "path": "/advisors/ny/new-york",
  "url": "https://advisorcensus.com/advisors/ny/new-york/page/23",
  "page_type": "metro",
  "title": "Financial advisors in New York, NY",
  "filters": {},
  "scope_total": 3971,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.",
  "total_firms": 3971,
  "page": 23,
  "total_pages": 80,
  "sort": "name",
  "registration_types": {
    "sec": 2691,
    "state": 551,
    "exempt": 729
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 518
    },
    {
      "code": "percentage_of_aum",
      "count": 2931
    },
    {
      "code": "hourly",
      "count": 536
    },
    {
      "code": "subscription",
      "count": 39
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 52
    },
    {
      "code": "performance_based",
      "count": 1761
    },
    {
      "code": "other",
      "count": 607
    },
    {
      "code": "not_reported",
      "count": 729
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 1495
    },
    {
      "code": "5_to_9",
      "count": 893
    },
    {
      "code": "10_to_19",
      "count": 1047
    },
    {
      "code": "20_plus",
      "count": 527
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 350
    },
    {
      "code": "25m_100m",
      "count": 337
    },
    {
      "code": "100m_500m",
      "count": 761
    },
    {
      "code": "500m_1b",
      "count": 362
    },
    {
      "code": "1b_5b",
      "count": 631
    },
    {
      "code": "over_5b",
      "count": 565
    },
    {
      "code": "not_reported",
      "count": 965
    }
  ],
  "firms": [
    {
      "crd_number": 334739,
      "name": "Derby Lane",
      "name_as_filed": "DERBY LANE",
      "url": "https://advisorcensus.com/firm/derby-lane-new-york-ny-334739",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310249,
      "name": "Derivaty Co",
      "name_as_filed": "DERIVATY CO",
      "url": "https://advisorcensus.com/firm/derivaty-co-white-plains-ny-310249",
      "city": "White Plains",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333025,
      "name": "Dermot Fund Management LLC",
      "name_as_filed": "DERMOT FUND MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/dermot-fund-management-llc-new-york-ny-333025",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 338575,
      "name": "Derryrush Wealth",
      "name_as_filed": "DERRYRUSH WEALTH",
      "url": "https://advisorcensus.com/firm/derryrush-wealth-west-sayville-ny-338575",
      "city": "West Sayville",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 2525,
      "name": "Deutsche Bank Securities Inc.",
      "name_as_filed": "DEUTSCHE BANK SECURITIES INC.",
      "url": "https://advisorcensus.com/firm/deutsche-bank-securities-inc-new-york-ny-2525",
      "city": "New York",
      "state": "NY",
      "years_registered": 52,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167581,
      "name": "Development Group LLC",
      "name_as_filed": "DEVELOPMENT GROUP LLC",
      "url": "https://advisorcensus.com/firm/development-group-llc-white-plains-ny-167581",
      "city": "White Plains",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343210,
      "name": "Deviation Capital",
      "name_as_filed": "DEVIATION CAPITAL",
      "url": "https://advisorcensus.com/firm/deviation-capital-new-york-ny-343210",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 321820,
      "name": "Dextra Partners",
      "name_as_filed": "DEXTRA PARTNERS",
      "url": "https://advisorcensus.com/firm/dextra-partners-new-york-ny-321820",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157337,
      "name": "DFW Capital Partners",
      "name_as_filed": "DFW CAPITAL PARTNERS",
      "url": "https://advisorcensus.com/firm/dfw-capital-partners-new-york-ny-157337",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157258,
      "name": "DG Capital Management, LLC",
      "name_as_filed": "DG CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/dg-capital-management-llc-new-york-ny-157258",
      "city": "New York",
      "state": "NY",
      "years_registered": 15,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 281938,
      "name": "DGS Capital Management",
      "name_as_filed": "DGS CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/dgs-capital-management-jersey-city-nj-281938",
      "city": "Jersey City",
      "state": "NJ",
      "years_registered": 7,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331527,
      "name": "Diadema Partners LP",
      "name_as_filed": "DIADEMA PARTNERS LP",
      "url": "https://advisorcensus.com/firm/diadema-partners-lp-morristown-nj-331527",
      "city": "Morristown",
      "state": "NJ",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289307,
      "name": "Diameter Capital Partners LP",
      "name_as_filed": "DIAMETER CAPITAL PARTNERS LP",
      "url": "https://advisorcensus.com/firm/diameter-capital-partners-lp-new-york-ny-289307",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335395,
      "name": "Diameter DCF Advisor LLC",
      "name_as_filed": "DIAMETER DCF ADVISOR LLC",
      "url": "https://advisorcensus.com/firm/diameter-dcf-advisor-llc-new-york-ny-335395",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328057,
      "name": "Diameter Principal Finance LLC",
      "name_as_filed": "DIAMETER PRINCIPAL FINANCE LLC",
      "url": "https://advisorcensus.com/firm/diameter-principal-finance-llc-new-york-ny-328057",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329345,
      "name": "Diamond Capital (US) LLC",
      "name_as_filed": "DIAMOND CAPITAL (US) LLC",
      "url": "https://advisorcensus.com/firm/diamond-capital-us-llc-hackensack-nj-329345",
      "city": "Hackensack",
      "state": "NJ",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 322780,
      "name": "Diamond Nestegg",
      "name_as_filed": "DIAMOND NESTEGG",
      "url": "https://advisorcensus.com/firm/diamond-nestegg-new-york-ny-322780",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 292813,
      "name": "Differential Venture Partners, LLC",
      "name_as_filed": "DIFFERENTIAL VENTURE PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/differential-venture-partners-llc-new-york-ny-292813",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 283347,
      "name": "Digitalis Ventures, LLC",
      "name_as_filed": "DIGITALIS VENTURES, LLC",
      "url": "https://advisorcensus.com/firm/digitalis-ventures-llc-new-york-ny-283347",
      "city": "New York",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 119786,
      "name": "Diker Management LLC",
      "name_as_filed": "DIKER MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/diker-management-llc-new-york-ny-119786",
      "city": "New York",
      "state": "NY",
      "years_registered": 24,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 307862,
      "name": "Dilation Capital Management LP",
      "name_as_filed": "DILATION CAPITAL MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/dilation-capital-management-lp-new-york-ny-307862",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343934,
      "name": "Dimaio Private Wealth, LLC",
      "name_as_filed": "DIMAIO PRIVATE WEALTH, LLC",
      "url": "https://advisorcensus.com/firm/dimaio-private-wealth-llc-chester-nj-343934",
      "city": "Chester",
      "state": "NJ",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322490,
      "name": "Dimension Management, L.P.",
      "name_as_filed": "DIMENSION MANAGEMENT, L.P.",
      "url": "https://advisorcensus.com/firm/dimension-management-l-p-new-york-ny-322490",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 322748,
      "name": "Divergent Capital Management Company, LLC",
      "name_as_filed": "DIVERGENT CAPITAL MANAGEMENT COMPANY, LLC",
      "url": "https://advisorcensus.com/firm/divergent-capital-management-company-llc-new-york-ny-322748",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 321737,
      "name": "Diversified Planning Strategies Advisors LLC",
      "name_as_filed": "DIVERSIFIED PLANNING STRATEGIES ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/diversified-planning-strategies-advisors-llc-roseland-nj-321737",
      "city": "Roseland",
      "state": "NJ",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165398,
      "name": "Diversified Strategies LLC",
      "name_as_filed": "DIVERSIFIED STRATEGIES LLC",
      "url": "https://advisorcensus.com/firm/diversified-strategies-llc-saddle-brook-nj-165398",
      "city": "Saddle Brook",
      "state": "NJ",
      "years_registered": 13,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332825,
      "name": "DJA Capital Management, LP",
      "name_as_filed": "DJA CAPITAL MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/dja-capital-management-lp-new-york-ny-332825",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170377,
      "name": "DLD Asset Management, LP",
      "name_as_filed": "DLD ASSET MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/dld-asset-management-lp-new-york-ny-170377",
      "city": "New York",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106238,
      "name": "DLJ Real Estate Capital Partners, LLC",
      "name_as_filed": "DLJ REAL ESTATE CAPITAL PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/dlj-real-estate-capital-partners-llc-new-york-ny-106238",
      "city": "New York",
      "state": "NY",
      "years_registered": 30,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157074,
      "name": "DME Advisors, LP",
      "name_as_filed": "DME ADVISORS, LP",
      "url": "https://advisorcensus.com/firm/dme-advisors-lp-new-york-ny-157074",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157081,
      "name": "DME Capital Management, LP",
      "name_as_filed": "DME CAPITAL MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/dme-capital-management-lp-new-york-ny-157081",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330606,
      "name": "Dockside Platforms",
      "name_as_filed": "DOCKSIDE PLATFORMS",
      "url": "https://advisorcensus.com/firm/dockside-platforms-new-york-ny-330606",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316434,
      "name": "Domain Money Advisors, LLC",
      "name_as_filed": "DOMAIN MONEY ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/domain-money-advisors-llc-new-york-ny-316434",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291796,
      "name": "Domani Advisors",
      "name_as_filed": "DOMANI ADVISORS",
      "url": "https://advisorcensus.com/firm/domani-advisors-new-york-ny-291796",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159102,
      "name": "Dome Equities, LLC",
      "name_as_filed": "DOME EQUITIES, LLC",
      "url": "https://advisorcensus.com/firm/dome-equities-llc-new-york-ny-159102",
      "city": "New York",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334275,
      "name": "Dominari IM LLC",
      "name_as_filed": "DOMINARI IM LLC",
      "url": "https://advisorcensus.com/firm/dominari-im-llc-new-york-ny-334275",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
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  "source": {
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    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
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}
