{ "path": "/advisors/ny/new-york", "url": "https://advisorcensus.com/advisors/ny/new-york/page/22", "page_type": "metro", "title": "Financial advisors in New York, NY", "filters": {}, "scope_total": 3971, "faq": [ { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.", "total_firms": 3971, "page": 22, "total_pages": 80, "sort": "name", "registration_types": { "sec": 2691, "state": 551, "exempt": 729 }, "fee_model_mix": [ { "code": "fee-only", "count": 518 }, { "code": "percentage_of_aum", "count": 2931 }, { "code": "hourly", "count": 536 }, { "code": "subscription", "count": 39 }, { "code": "fixed", "count": 999 }, { "code": "commissions", "count": 52 }, { "code": "performance_based", "count": 1761 }, { "code": "other", "count": 607 }, { "code": "not_reported", "count": 729 } ], "years_registered_distribution": [ { "code": "under_5", "count": 1495 }, { "code": "5_to_9", "count": 893 }, { "code": "10_to_19", "count": 1047 }, { "code": "20_plus", "count": 527 }, { "code": "not_reported", "count": 9 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 350 }, { "code": "25m_100m", "count": 337 }, { "code": "100m_500m", "count": 761 }, { "code": "500m_1b", "count": 362 }, { "code": "1b_5b", "count": 631 }, { "code": "over_5b", "count": 565 }, { "code": "not_reported", "count": 965 } ], "firms": [ { "crd_number": 322529, "name": "Cypress Ridge Capital, L.P.", "name_as_filed": "CYPRESS RIDGE CAPITAL, L.P.", "url": "https://advisorcensus.com/firm/cypress-ridge-capital-l-p-new-york-ny-322529", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 136713, "name": "Cyrus Capital Partners, L.P.", "name_as_filed": "CYRUS CAPITAL PARTNERS, L.P.", "url": "https://advisorcensus.com/firm/cyrus-capital-partners-l-p-new-york-ny-136713", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327890, "name": "Cytium Investment Management, LLC", "name_as_filed": "CYTIUM INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/cytium-investment-management-llc-new-york-ny-327890", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337593, "name": "D. Boral IM LLC", "name_as_filed": "D. BORAL IM LLC", "url": "https://advisorcensus.com/firm/d-boral-im-llc-new-york-ny-337593", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 108679, "name": "D. E. Shaw & Co., L.P.", "name_as_filed": "D. E. SHAW & CO., L.P.", "url": "https://advisorcensus.com/firm/d-e-shaw-and-co-l-p-new-york-ny-108679", "city": "New York", "state": "NY", "years_registered": 27, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 135284, "name": "D. E. Shaw Investment Management, L.L.C.", "name_as_filed": "D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.", "url": "https://advisorcensus.com/firm/d-e-shaw-investment-management-l-l-c-new-york-ny-135284", "city": "New York", "state": "NY", "years_registered": 21, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 163078, "name": "D/B/A Riverside Capital Management", "name_as_filed": "D/B/A RIVERSIDE CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/d-b-a-riverside-capital-management-white-plains-ny-163078", "city": "White Plains", "state": "NY", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 297298, "name": "D1 Capital Partners L.P.", "name_as_filed": "D1 CAPITAL PARTNERS L.P.", "url": "https://advisorcensus.com/firm/d1-capital-partners-l-p-new-york-ny-297298", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 329028, "name": "DA Capital LLC", "name_as_filed": "DA CAPITAL LLC", "url": "https://advisorcensus.com/firm/da-capital-llc-new-york-ny-329028", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 309575, "name": "Dabra Capital Partners, LLC", "name_as_filed": "DABRA CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/dabra-capital-partners-llc-brooklyn-ny-309575", "city": "Brooklyn", "state": "NY", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 283655, "name": "Daceyholden Management, LLC", "name_as_filed": "DACEYHOLDEN MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/daceyholden-management-llc-fort-lee-nj-283655", "city": "Fort Lee", "state": "NJ", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 343163, "name": "Daedalian Partners, LP", "name_as_filed": "DAEDALIAN PARTNERS, LP", "url": "https://advisorcensus.com/firm/daedalian-partners-lp-new-york-ny-343163", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 108356, "name": "Dahab Associates Inc", "name_as_filed": "DAHAB ASSOCIATES INC", "url": "https://advisorcensus.com/firm/dahab-associates-inc-bay-shore-ny-108356", "city": "Bay Shore", "state": "NY", "years_registered": 40, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 344790, "name": "Daishin America LLC", "name_as_filed": "DAISHIN AMERICA LLC", "url": "https://advisorcensus.com/firm/daishin-america-llc-new-york-ny-344790", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 126191, "name": "Daiwa Asset Management (America) Ltd", "name_as_filed": "DAIWA ASSET MANAGEMENT (AMERICA) LTD", "url": "https://advisorcensus.com/firm/daiwa-asset-management-america-ltd-new-york-ny-126191", "city": "New York", "state": "NY", "years_registered": 15, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 312519, "name": "Dark Forest Capital Management LP", "name_as_filed": "DARK FOREST CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/dark-forest-capital-management-lp-new-york-ny-312519", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 170862, "name": "Darsana Capital Partners LP", "name_as_filed": "DARSANA CAPITAL PARTNERS LP", "url": "https://advisorcensus.com/firm/darsana-capital-partners-lp-new-york-ny-170862", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 334878, "name": "Darwins River Capital", "name_as_filed": "DARWINS RIVER CAPITAL", "url": "https://advisorcensus.com/firm/darwins-river-capital-new-york-ny-334878", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 315589, "name": "Dasta Investments LLC", "name_as_filed": "DASTA INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/dasta-investments-llc-new-york-ny-315589", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 334379, "name": "Datapower Ventures", "name_as_filed": "DATAPOWER VENTURES", "url": "https://advisorcensus.com/firm/datapower-ventures-new-york-ny-334379", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 306533, "name": "Daventry Group LP", "name_as_filed": "DAVENTRY GROUP LP", "url": "https://advisorcensus.com/firm/daventry-group-lp-new-york-ny-306533", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 323018, "name": "Davern Capital Partners, LP", "name_as_filed": "DAVERN CAPITAL PARTNERS, LP", "url": "https://advisorcensus.com/firm/davern-capital-partners-lp-new-york-ny-323018", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 166794, "name": "Davidov Wealth Group, LLC", "name_as_filed": "DAVIDOV WEALTH GROUP, LLC", "url": "https://advisorcensus.com/firm/davidov-wealth-group-llc-garden-city-ny-166794", "city": "Garden City", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 155680, "name": "Davidson Kempner Capital Management LP", "name_as_filed": "DAVIDSON KEMPNER CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/davidson-kempner-capital-management-lp-new-york-ny-155680", "city": "New York", "state": "NY", "years_registered": 15, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 153227, "name": "Davidson Wealth Management LLC", "name_as_filed": "DAVIDSON WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/davidson-wealth-management-llc-forked-river-nj-153227", "city": "Forked River", "state": "NJ", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 153496, "name": "Davis Capital Advisors, LLC", "name_as_filed": "DAVIS CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/davis-capital-advisors-llc-new-york-ny-153496", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 106659, "name": "Davis Selected Advisers - NY, Inc.", "name_as_filed": "DAVIS SELECTED ADVISERS - NY, INC.", "url": "https://advisorcensus.com/firm/davis-selected-advisers-ny-inc-new-york-ny-106659", "city": "New York", "state": "NY", "years_registered": 29, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 339430, "name": "Dawson Partners", "name_as_filed": "DAWSON PARTNERS", "url": "https://advisorcensus.com/firm/dawson-partners-new-york-ny-339430", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 313938, "name": "DB Advisory America, Limited(ltd)", "name_as_filed": "DB ADVISORY AMERICA, LIMITED(LTD)", "url": "https://advisorcensus.com/firm/db-advisory-america-limited-ltd-new-york-ny-313938", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 328018, "name": "DBA Asset Management, LLC", "name_as_filed": "DBA ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/dba-asset-management-llc-new-york-ny-328018", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 328758, "name": "DBM Planning, LLC", "name_as_filed": "DBM PLANNING, LLC", "url": "https://advisorcensus.com/firm/dbm-planning-llc-new-york-ny-328758", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 154558, "name": "DBX Advisors LLC", "name_as_filed": "DBX ADVISORS LLC", "url": "https://advisorcensus.com/firm/dbx-advisors-llc-new-york-ny-154558", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 126248, "name": "DCM Advisors, LLC", "name_as_filed": "DCM ADVISORS, LLC", "url": "https://advisorcensus.com/firm/dcm-advisors-llc-new-york-ny-126248", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based" ], "enhanced": false }, { "crd_number": 128277, "name": "Debanyfinancial Group, LLC", "name_as_filed": "DEBANYFINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/debanyfinancial-group-llc-tarrytown-ny-128277", "city": "Tarrytown", "state": "NY", "years_registered": 22, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 322135, "name": "Decagon Asset Management (US) LP", "name_as_filed": "DECAGON ASSET MANAGEMENT (US) LP", "url": "https://advisorcensus.com/firm/decagon-asset-management-us-lp-new-york-ny-322135", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 336540, "name": "Decile Start Fund Management, LLC", "name_as_filed": "DECILE START FUND MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/decile-start-fund-management-llc-new-york-ny-336540", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 297786, "name": "Declaration Partners LP", "name_as_filed": "DECLARATION PARTNERS LP", "url": "https://advisorcensus.com/firm/declaration-partners-lp-new-york-ny-297786", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 288159, "name": "Deepcurrents Investment Group LLC", "name_as_filed": "DEEPCURRENTS INVESTMENT GROUP LLC", "url": "https://advisorcensus.com/firm/deepcurrents-investment-group-llc-new-york-ny-288159", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 157876, "name": "Deerfield Management Company", "name_as_filed": "DEERFIELD MANAGEMENT COMPANY", "url": "https://advisorcensus.com/firm/deerfield-management-company-new-york-ny-157876", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 321994, "name": "Defi Alliance LLC", "name_as_filed": "DEFI ALLIANCE LLC", "url": "https://advisorcensus.com/firm/defi-alliance-llc-new-york-ny-321994", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 321942, "name": "Definition Capital", "name_as_filed": "DEFINITION CAPITAL", "url": "https://advisorcensus.com/firm/definition-capital-new-york-ny-321942", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 170010, "name": "Delos Capital Management, LP", "name_as_filed": "DELOS CAPITAL MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/delos-capital-management-lp-new-york-ny-170010", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 282317, "name": "Delta & Gamma Capital Management LLC", "name_as_filed": "DELTA & GAMMA CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/delta-and-gamma-capital-management-llc-new-york-ny-282317", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 106248, "name": "Delta Capital Management LLC", "name_as_filed": "DELTA CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/delta-capital-management-llc-red-bank-nj-106248", "city": "Red Bank", "state": "NJ", "years_registered": 21, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 334183, "name": "Delta Emerald Ventures Advisors LLC", "name_as_filed": "DELTA EMERALD VENTURES ADVISORS LLC", "url": "https://advisorcensus.com/firm/delta-emerald-ventures-advisors-llc-new-york-ny-334183", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 327142, "name": "Delta Global", "name_as_filed": "DELTA GLOBAL", "url": "https://advisorcensus.com/firm/delta-global-new-york-ny-327142", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "1b_5b", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 104068, "name": "Deltec Asset Management LLC", "name_as_filed": "DELTEC ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/deltec-asset-management-llc-new-york-ny-104068", "city": "New York", "state": "NY", "years_registered": 26, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 326367, "name": "Demopolis Equity Management, LLC", "name_as_filed": "DEMOPOLIS EQUITY MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/demopolis-equity-management-llc-jersey-city-nj-326367", "city": "Jersey City", "state": "NJ", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 300823, "name": "Dendur Capital LP", "name_as_filed": "DENDUR CAPITAL LP", "url": "https://advisorcensus.com/firm/dendur-capital-lp-new-york-ny-300823", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 321102, "name": "Derby Copeland Capital", "name_as_filed": "DERBY COPELAND CAPITAL", "url": "https://advisorcensus.com/firm/derby-copeland-capital-new-york-ny-321102", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { 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