# Financial advisors in New York, NY

> AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/page/2

## At a glance

- Investment advisory firms: 3,971
- Registration: SEC-registered investment adviser: 2,691, State-registered investment adviser: 551, Exempt reporting adviser: 729
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 518 (16%); Percentage of assets 2,931 (90%); Hourly charges 536 (17%); Subscription fees (newsletter or periodical) 39 (1%); Fixed fees 999 (31%); Commissions 52 (2%); Performance-based fees 1,761 (54%); Other 607 (19%); No compensation arrangements reported 729
- Regulatory assets under management (Item 5.F): Under $25 million 350 (9%); $25 million to $100 million 337 (8%); $100 million to $500 million 761 (19%); $500 million to $1 billion 362 (9%); $1 billion to $5 billion 631 (16%); Over $5 billion 565 (14%); Not reported 965 (24%)
- Years registered: Under 5 years 1,495 (38%); 5 to 9 years 893 (22%); 10 to 19 years 1,047 (26%); 20 years or more 527 (13%); Not reported 9 (0%)

## Firms (page 2 of 80, 51 to 100 of 3,971, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [7 Main Capital LLC](https://advisorcensus.com/firm/7-main-capital-llc-rye-ny-337389) ([md](https://advisorcensus.com/firm/7-main-capital-llc-rye-ny-337389.md)) | 337389 | Rye, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [747 Capital, LLC](https://advisorcensus.com/firm/747-capital-llc-new-york-ny-164742) ([md](https://advisorcensus.com/firm/747-capital-llc-new-york-ny-164742.md)) | 164742 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 12 | % of assets, Performance fee, Other |
| [8090 Industries LLC](https://advisorcensus.com/firm/8090-industries-llc-new-york-ny-323356) ([md](https://advisorcensus.com/firm/8090-industries-llc-new-york-ny-323356.md)) | 323356 | New York, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [9D Capital LLC](https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524) ([md](https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524.md)) | 308524 | New York, NY | State-registered investment adviser | Under $25 million | 6 | % of assets, Fixed fee, Performance fee |
| [9YARDS Capital Management LP](https://advisorcensus.com/firm/9yards-capital-management-lp-new-york-ny-299727) ([md](https://advisorcensus.com/firm/9yards-capital-management-lp-new-york-ny-299727.md)) | 299727 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Performance fee |
| [A. Walker & Co, LLC](https://advisorcensus.com/firm/a-walker-and-co-llc-new-york-ny-327323) ([md](https://advisorcensus.com/firm/a-walker-and-co-llc-new-york-ny-327323.md)) | 327323 | New York, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [A.G. Morgan Financial Advisors, LLC](https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292) ([md](https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292.md)) | 173292 | Massapequa, NY | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee, Commissions |
| [A.G.P. Asset Management LLC](https://advisorcensus.com/firm/a-g-p-asset-management-llc-new-york-ny-339720) ([md](https://advisorcensus.com/firm/a-g-p-asset-management-llc-new-york-ny-339720.md)) | 339720 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [A.R.T. Advisors, LLC](https://advisorcensus.com/firm/a-r-t-advisors-llc-new-york-ny-161643) ([md](https://advisorcensus.com/firm/a-r-t-advisors-llc-new-york-ny-161643.md)) | 161643 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee |
| [A.W. Jones](https://advisorcensus.com/firm/a-w-jones-new-york-ny-161260) ([md](https://advisorcensus.com/firm/a-w-jones-new-york-ny-161260.md)) | 161260 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Performance fee |
| [Aacp Investments, LLC](https://advisorcensus.com/firm/aacp-investments-llc-new-york-ny-314568) ([md](https://advisorcensus.com/firm/aacp-investments-llc-new-york-ny-314568.md)) | 314568 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Performance fee |
| [Aarion Management LLC](https://advisorcensus.com/firm/aarion-management-llc-new-york-ny-342460) ([md](https://advisorcensus.com/firm/aarion-management-llc-new-york-ny-342460.md)) | 342460 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Abacus Capital Group LLC](https://advisorcensus.com/firm/abacus-capital-group-llc-new-york-ny-157243) ([md](https://advisorcensus.com/firm/abacus-capital-group-llc-new-york-ny-157243.md)) | 157243 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee |
| [Abacus Equity Partners](https://advisorcensus.com/firm/abacus-equity-partners-new-york-ny-335713) ([md](https://advisorcensus.com/firm/abacus-equity-partners-new-york-ny-335713.md)) | 335713 | New York, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Abbondandolo Wealth Management Corp](https://advisorcensus.com/firm/abbondandolo-wealth-management-corp-glen-cove-ny-168081) ([md](https://advisorcensus.com/firm/abbondandolo-wealth-management-corp-glen-cove-ny-168081.md)) | 168081 | Glen Cove, NY | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets |
| [Abbott Capital Management LLC](https://advisorcensus.com/firm/abbott-capital-management-llc-new-york-ny-106332) ([md](https://advisorcensus.com/firm/abbott-capital-management-llc-new-york-ny-106332.md)) | 106332 | New York, NY | SEC-registered investment adviser | Over $5 billion | 40 | % of assets, Fixed fee, Performance fee |
| [Abdiel Capital Advisors, LP](https://advisorcensus.com/firm/abdiel-capital-advisors-lp-new-york-ny-161410) ([md](https://advisorcensus.com/firm/abdiel-capital-advisors-lp-new-york-ny-161410.md)) | 161410 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Performance fee |
| [ABE Capital Management, LLC](https://advisorcensus.com/firm/abe-capital-management-llc-short-hills-nj-154422) ([md](https://advisorcensus.com/firm/abe-capital-management-llc-short-hills-nj-154422.md)) | 154422 | Short Hills, NJ | State-registered investment adviser | $25 million to $100 million | 16 | % of assets |
| [Abernathy Group II LLC](https://advisorcensus.com/firm/abernathy-group-ii-llc-new-york-ny-152401) ([md](https://advisorcensus.com/firm/abernathy-group-ii-llc-new-york-ny-152401.md)) | 152401 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 16 | % of assets, Hourly, Performance fee, Other |
| [ABG & Co Investment Management LLC](https://advisorcensus.com/firm/abg-and-co-investment-management-llc-new-york-ny-341763) ([md](https://advisorcensus.com/firm/abg-and-co-investment-management-llc-new-york-ny-341763.md)) | 341763 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Abinger Partners LLC](https://advisorcensus.com/firm/abinger-partners-llc-new-york-ny-341372) ([md](https://advisorcensus.com/firm/abinger-partners-llc-new-york-ny-341372.md)) | 341372 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Able Wealth Management LLC](https://advisorcensus.com/firm/able-wealth-management-llc-toms-river-nj-298085) ([md](https://advisorcensus.com/firm/able-wealth-management-llc-toms-river-nj-298085.md)) | 298085 | Toms River, NJ | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Hourly, Fixed fee |
| [Abner Herrman & Brock, LLC](https://advisorcensus.com/firm/abner-herrman-and-brock-llc-jersey-city-nj-8517) ([md](https://advisorcensus.com/firm/abner-herrman-and-brock-llc-jersey-city-nj-8517.md)) | 8517 | Jersey City, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 44 | % of assets |
| [Aboveboard Wealth Management, LLC](https://advisorcensus.com/firm/aboveboard-wealth-management-llc-new-york-ny-298303) ([md](https://advisorcensus.com/firm/aboveboard-wealth-management-llc-new-york-ny-298303.md)) | 298303 | New York, NY | State-registered investment adviser | Not reported | 3 | Fixed fee |
| [ABR Dynamic Funds, LLC](https://advisorcensus.com/firm/abr-dynamic-funds-llc-new-york-ny-171847) ([md](https://advisorcensus.com/firm/abr-dynamic-funds-llc-new-york-ny-171847.md)) | 171847 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Performance fee |
| [AC Funds, LLC](https://advisorcensus.com/firm/ac-funds-llc-ridgewood-nj-311748) ([md](https://advisorcensus.com/firm/ac-funds-llc-ridgewood-nj-311748.md)) | 311748 | Ridgewood, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets |
| [AC Investment Management LLC](https://advisorcensus.com/firm/ac-investment-management-llc-new-york-ny-140443) ([md](https://advisorcensus.com/firm/ac-investment-management-llc-new-york-ny-140443.md)) | 140443 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets, Performance fee |
| [ACA/PRUDENT Investors Planning Corporation](https://advisorcensus.com/firm/aca-prudent-investors-planning-corporation-green-brook-nj-47798) ([md](https://advisorcensus.com/firm/aca-prudent-investors-planning-corporation-green-brook-nj-47798.md)) | 47798 | Green Brook, NJ | SEC-registered investment adviser | $100 million to $500 million | 27 | % of assets |
| [Acacia Asset Management LLC](https://advisorcensus.com/firm/acacia-asset-management-llc-new-york-ny-287857) ([md](https://advisorcensus.com/firm/acacia-asset-management-llc-new-york-ny-287857.md)) | 287857 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Academy Asset Management](https://advisorcensus.com/firm/academy-asset-management-new-york-ny-319774) ([md](https://advisorcensus.com/firm/academy-asset-management-new-york-ny-319774.md)) | 319774 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets |
| [Acadia Infrastructure Capital LP](https://advisorcensus.com/firm/acadia-infrastructure-capital-lp-new-york-ny-326032) ([md](https://advisorcensus.com/firm/acadia-infrastructure-capital-lp-new-york-ny-326032.md)) | 326032 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee, Other |
| [Accelerated Real Estate Investment Corp](https://advisorcensus.com/firm/accelerated-real-estate-investment-corp-new-york-ny-312699) ([md](https://advisorcensus.com/firm/accelerated-real-estate-investment-corp-new-york-ny-312699.md)) | 312699 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Access Ventures](https://advisorcensus.com/firm/access-ventures-new-york-ny-331222) ([md](https://advisorcensus.com/firm/access-ventures-new-york-ny-331222.md)) | 331222 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 0 | % of assets, Performance fee |
| [Access Wealth](https://advisorcensus.com/firm/access-wealth-east-hanover-nj-112973) ([md](https://advisorcensus.com/firm/access-wealth-east-hanover-nj-112973.md)) | 112973 | East Hanover, NJ | SEC-registered investment adviser | $500 million to $1 billion | 25 | % of assets, Fixed fee |
| [Accountants Proprietary Financial Servicenet, LLC](https://advisorcensus.com/firm/accountants-proprietary-financial-servicenet-llc-plainview-ny-126685) ([md](https://advisorcensus.com/firm/accountants-proprietary-financial-servicenet-llc-plainview-ny-126685.md)) | 126685 | Plainview, NY | SEC-registered investment adviser | $100 million to $500 million | 22 | % of assets |
| [Accretive Wealth Partners, LLC](https://advisorcensus.com/firm/accretive-wealth-partners-llc-parsippany-nj-299544) ([md](https://advisorcensus.com/firm/accretive-wealth-partners-llc-parsippany-nj-299544.md)) | 299544 | Parsippany, NJ | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly, Fixed fee |
| [Accretive, LLC](https://advisorcensus.com/firm/accretive-llc-new-york-ny-157364) ([md](https://advisorcensus.com/firm/accretive-llc-new-york-ny-157364.md)) | 157364 | New York, NY | Exempt reporting adviser | Not reported | 5 | Not reported |
| [Accrued Equities Inc.](https://advisorcensus.com/firm/accrued-equities-inc-melville-ny-13452) ([md](https://advisorcensus.com/firm/accrued-equities-inc-melville-ny-13452.md)) | 13452 | Melville, NY | SEC-registered investment adviser | $100 million to $500 million | 45 | % of assets |
| [Accumulus Capital Management, LLC](https://advisorcensus.com/firm/accumulus-capital-management-llc-new-york-ny-160501) ([md](https://advisorcensus.com/firm/accumulus-capital-management-llc-new-york-ny-160501.md)) | 160501 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Fixed fee, Performance fee |
| [ACE & Company New York, Inc.](https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442) ([md](https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442.md)) | 304442 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 6 | Fixed fee |
| [Aces Advisors](https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407) ([md](https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407.md)) | 315407 | New York, NY | State-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee |
| [Achieve Partners Management, LLC](https://advisorcensus.com/firm/achieve-partners-management-llc-new-york-ny-299883) ([md](https://advisorcensus.com/firm/achieve-partners-management-llc-new-york-ny-299883.md)) | 299883 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Performance fee |
| [Acme Credit Partners](https://advisorcensus.com/firm/acme-credit-partners-new-york-ny-328087) ([md](https://advisorcensus.com/firm/acme-credit-partners-new-york-ny-328087.md)) | 328087 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Performance fee |
| [Acore Capital, LP](https://advisorcensus.com/firm/acore-capital-lp-new-york-ny-175054) ([md](https://advisorcensus.com/firm/acore-capital-lp-new-york-ny-175054.md)) | 175054 | New York, NY | SEC-registered investment adviser | Over $5 billion | 11 | % of assets, Performance fee |
| [Acorn Advisory Capital, L.P.](https://advisorcensus.com/firm/acorn-advisory-capital-l-p-new-york-ny-133040) ([md](https://advisorcensus.com/firm/acorn-advisory-capital-l-p-new-york-ny-133040.md)) | 133040 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 21 | % of assets, Performance fee |
| [Acorn Capital Advisors, LLC](https://advisorcensus.com/firm/acorn-capital-advisors-llc-new-york-ny-304164) ([md](https://advisorcensus.com/firm/acorn-capital-advisors-llc-new-york-ny-304164.md)) | 304164 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Performance fee |
| [Acorn Capital Partners, LLC](https://advisorcensus.com/firm/acorn-capital-partners-llc-forest-hills-ny-165393) ([md](https://advisorcensus.com/firm/acorn-capital-partners-llc-forest-hills-ny-165393.md)) | 165393 | Forest Hills, NY | State-registered investment adviser | Under $25 million | 13 | % of assets, Performance fee |
| [ACP Venture Capital Management Fund LLC](https://advisorcensus.com/firm/acp-venture-capital-management-fund-llc-hauppauge-ny-298029) ([md](https://advisorcensus.com/firm/acp-venture-capital-management-fund-llc-hauppauge-ny-298029.md)) | 298029 | Hauppauge, NY | SEC-registered investment adviser | $500 million to $1 billion | 0 | Other |
| [ACR Capital LLC](https://advisorcensus.com/firm/acr-capital-llc-new-york-ny-173777) ([md](https://advisorcensus.com/firm/acr-capital-llc-new-york-ny-173777.md)) | 173777 | New York, NY | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [Acre Manager, LLC](https://advisorcensus.com/firm/acre-manager-llc-new-york-ny-311363) ([md](https://advisorcensus.com/firm/acre-manager-llc-new-york-ny-311363.md)) | 311363 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets, Performance fee |

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## Questions people ask

**How many financial advisory firms are there in New York, NY?**
AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York, NY?**
518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York, NY offer financial planning?**
851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in Melville, NY](https://advisorcensus.com/advisors/ny/new-york/melville) (https://advisorcensus.com/advisors/ny/new-york/melville.md)
- [Financial advisors in Garden City, NY](https://advisorcensus.com/advisors/ny/new-york/garden-city) (https://advisorcensus.com/advisors/ny/new-york/garden-city.md)
- [Financial advisors in Rye Brook, NY](https://advisorcensus.com/advisors/ny/new-york/rye-brook) (https://advisorcensus.com/advisors/ny/new-york/rye-brook.md)
- [Financial advisors in Morristown, NJ](https://advisorcensus.com/advisors/ny/new-york/morristown) (https://advisorcensus.com/advisors/ny/new-york/morristown.md)
- [Financial advisors in New York City, NY](https://advisorcensus.com/advisors/ny/new-york/new-york-city) (https://advisorcensus.com/advisors/ny/new-york/new-york-city.md)
- [Financial advisors in Newark, NJ](https://advisorcensus.com/advisors/ny/new-york/newark) (https://advisorcensus.com/advisors/ny/new-york/newark.md)
- [Financial advisors in Rye, NY](https://advisorcensus.com/advisors/ny/new-york/rye) (https://advisorcensus.com/advisors/ny/new-york/rye.md)
- [Financial advisors in Rochester](https://advisorcensus.com/advisors/ny/rochester) (https://advisorcensus.com/advisors/ny/rochester.md)
- [Financial advisors in Albany](https://advisorcensus.com/advisors/ny/albany) (https://advisorcensus.com/advisors/ny/albany.md)
- [Financial advisors in Buffalo](https://advisorcensus.com/advisors/ny/buffalo) (https://advisorcensus.com/advisors/ny/buffalo.md)
- [Financial advisors in Syracuse](https://advisorcensus.com/advisors/ny/syracuse) (https://advisorcensus.com/advisors/ny/syracuse.md)
- [Financial advisors in Kiryas Joel](https://advisorcensus.com/advisors/ny/kiryas-joel) (https://advisorcensus.com/advisors/ny/kiryas-joel.md)
- [Financial advisors in Utica](https://advisorcensus.com/advisors/ny/utica) (https://advisorcensus.com/advisors/ny/utica.md)
- [Financial advisors in Kingston](https://advisorcensus.com/advisors/ny/kingston) (https://advisorcensus.com/advisors/ny/kingston.md)
- [Financial advisors in Ithaca](https://advisorcensus.com/advisors/ny/ithaca) (https://advisorcensus.com/advisors/ny/ithaca.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ny/new-york.csv

Cite as: AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.