{
  "path": "/advisors/ny/new-york",
  "url": "https://advisorcensus.com/advisors/ny/new-york/page/2",
  "page_type": "metro",
  "title": "Financial advisors in New York, NY",
  "filters": {},
  "scope_total": 3971,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.",
  "total_firms": 3971,
  "page": 2,
  "total_pages": 80,
  "sort": "name",
  "registration_types": {
    "sec": 2691,
    "state": 551,
    "exempt": 729
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 518
    },
    {
      "code": "percentage_of_aum",
      "count": 2931
    },
    {
      "code": "hourly",
      "count": 536
    },
    {
      "code": "subscription",
      "count": 39
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 52
    },
    {
      "code": "performance_based",
      "count": 1761
    },
    {
      "code": "other",
      "count": 607
    },
    {
      "code": "not_reported",
      "count": 729
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 1495
    },
    {
      "code": "5_to_9",
      "count": 893
    },
    {
      "code": "10_to_19",
      "count": 1047
    },
    {
      "code": "20_plus",
      "count": 527
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 350
    },
    {
      "code": "25m_100m",
      "count": 337
    },
    {
      "code": "100m_500m",
      "count": 761
    },
    {
      "code": "500m_1b",
      "count": 362
    },
    {
      "code": "1b_5b",
      "count": 631
    },
    {
      "code": "over_5b",
      "count": 565
    },
    {
      "code": "not_reported",
      "count": 965
    }
  ],
  "firms": [
    {
      "crd_number": 337389,
      "name": "7 Main Capital LLC",
      "name_as_filed": "7 MAIN CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/7-main-capital-llc-rye-ny-337389",
      "city": "Rye",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 164742,
      "name": "747 Capital, LLC",
      "name_as_filed": "747 CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/747-capital-llc-new-york-ny-164742",
      "city": "New York",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323356,
      "name": "8090 Industries LLC",
      "name_as_filed": "8090 INDUSTRIES LLC",
      "url": "https://advisorcensus.com/firm/8090-industries-llc-new-york-ny-323356",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 308524,
      "name": "9D Capital LLC",
      "name_as_filed": "9D CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299727,
      "name": "9YARDS Capital Management LP",
      "name_as_filed": "9YARDS CAPITAL MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/9yards-capital-management-lp-new-york-ny-299727",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 327323,
      "name": "A. Walker & Co, LLC",
      "name_as_filed": "A. WALKER & CO, LLC",
      "url": "https://advisorcensus.com/firm/a-walker-and-co-llc-new-york-ny-327323",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 173292,
      "name": "A.G. Morgan Financial Advisors, LLC",
      "name_as_filed": "A.G. MORGAN FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292",
      "city": "Massapequa",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 339720,
      "name": "A.G.P. Asset Management LLC",
      "name_as_filed": "A.G.P. ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/a-g-p-asset-management-llc-new-york-ny-339720",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161643,
      "name": "A.R.T. Advisors, LLC",
      "name_as_filed": "A.R.T. ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/a-r-t-advisors-llc-new-york-ny-161643",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161260,
      "name": "A.W. Jones",
      "name_as_filed": "A.W. JONES",
      "url": "https://advisorcensus.com/firm/a-w-jones-new-york-ny-161260",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 314568,
      "name": "Aacp Investments, LLC",
      "name_as_filed": "AACP INVESTMENTS, LLC",
      "url": "https://advisorcensus.com/firm/aacp-investments-llc-new-york-ny-314568",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342460,
      "name": "Aarion Management LLC",
      "name_as_filed": "AARION MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/aarion-management-llc-new-york-ny-342460",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 157243,
      "name": "Abacus Capital Group LLC",
      "name_as_filed": "ABACUS CAPITAL GROUP LLC",
      "url": "https://advisorcensus.com/firm/abacus-capital-group-llc-new-york-ny-157243",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335713,
      "name": "Abacus Equity Partners",
      "name_as_filed": "ABACUS EQUITY PARTNERS",
      "url": "https://advisorcensus.com/firm/abacus-equity-partners-new-york-ny-335713",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 168081,
      "name": "Abbondandolo Wealth Management Corp",
      "name_as_filed": "ABBONDANDOLO WEALTH MANAGEMENT CORP",
      "url": "https://advisorcensus.com/firm/abbondandolo-wealth-management-corp-glen-cove-ny-168081",
      "city": "Glen Cove",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106332,
      "name": "Abbott Capital Management LLC",
      "name_as_filed": "ABBOTT CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/abbott-capital-management-llc-new-york-ny-106332",
      "city": "New York",
      "state": "NY",
      "years_registered": 40,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161410,
      "name": "Abdiel Capital Advisors, LP",
      "name_as_filed": "ABDIEL CAPITAL ADVISORS, LP",
      "url": "https://advisorcensus.com/firm/abdiel-capital-advisors-lp-new-york-ny-161410",
      "city": "New York",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154422,
      "name": "ABE Capital Management, LLC",
      "name_as_filed": "ABE CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/abe-capital-management-llc-short-hills-nj-154422",
      "city": "Short Hills",
      "state": "NJ",
      "years_registered": 16,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 152401,
      "name": "Abernathy Group II LLC",
      "name_as_filed": "ABERNATHY GROUP II LLC",
      "url": "https://advisorcensus.com/firm/abernathy-group-ii-llc-new-york-ny-152401",
      "city": "New York",
      "state": "NY",
      "years_registered": 16,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341763,
      "name": "ABG & Co Investment Management LLC",
      "name_as_filed": "ABG & CO INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/abg-and-co-investment-management-llc-new-york-ny-341763",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 341372,
      "name": "Abinger Partners LLC",
      "name_as_filed": "ABINGER PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/abinger-partners-llc-new-york-ny-341372",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 298085,
      "name": "Able Wealth Management LLC",
      "name_as_filed": "ABLE WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/able-wealth-management-llc-toms-river-nj-298085",
      "city": "Toms River",
      "state": "NJ",
      "years_registered": 3,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 8517,
      "name": "Abner Herrman & Brock, LLC",
      "name_as_filed": "ABNER HERRMAN & BROCK, LLC",
      "url": "https://advisorcensus.com/firm/abner-herrman-and-brock-llc-jersey-city-nj-8517",
      "city": "Jersey City",
      "state": "NJ",
      "years_registered": 44,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298303,
      "name": "Aboveboard Wealth Management, LLC",
      "name_as_filed": "ABOVEBOARD WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/aboveboard-wealth-management-llc-new-york-ny-298303",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171847,
      "name": "ABR Dynamic Funds, LLC",
      "name_as_filed": "ABR DYNAMIC FUNDS, LLC",
      "url": "https://advisorcensus.com/firm/abr-dynamic-funds-llc-new-york-ny-171847",
      "city": "New York",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 311748,
      "name": "AC Funds, LLC",
      "name_as_filed": "AC FUNDS, LLC",
      "url": "https://advisorcensus.com/firm/ac-funds-llc-ridgewood-nj-311748",
      "city": "Ridgewood",
      "state": "NJ",
      "years_registered": 5,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140443,
      "name": "AC Investment Management LLC",
      "name_as_filed": "AC INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/ac-investment-management-llc-new-york-ny-140443",
      "city": "New York",
      "state": "NY",
      "years_registered": 20,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 47798,
      "name": "ACA/PRUDENT Investors Planning Corporation",
      "name_as_filed": "ACA/PRUDENT INVESTORS PLANNING CORPORATION",
      "url": "https://advisorcensus.com/firm/aca-prudent-investors-planning-corporation-green-brook-nj-47798",
      "city": "Green Brook",
      "state": "NJ",
      "years_registered": 27,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 287857,
      "name": "Acacia Asset Management LLC",
      "name_as_filed": "ACACIA ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/acacia-asset-management-llc-new-york-ny-287857",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319774,
      "name": "Academy Asset Management",
      "name_as_filed": "ACADEMY ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/academy-asset-management-new-york-ny-319774",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 326032,
      "name": "Acadia Infrastructure Capital LP",
      "name_as_filed": "ACADIA INFRASTRUCTURE CAPITAL LP",
      "url": "https://advisorcensus.com/firm/acadia-infrastructure-capital-lp-new-york-ny-326032",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312699,
      "name": "Accelerated Real Estate Investment Corp",
      "name_as_filed": "ACCELERATED REAL ESTATE INVESTMENT CORP",
      "url": "https://advisorcensus.com/firm/accelerated-real-estate-investment-corp-new-york-ny-312699",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 331222,
      "name": "Access Ventures",
      "name_as_filed": "ACCESS VENTURES",
      "url": "https://advisorcensus.com/firm/access-ventures-new-york-ny-331222",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 112973,
      "name": "Access Wealth",
      "name_as_filed": "ACCESS WEALTH",
      "url": "https://advisorcensus.com/firm/access-wealth-east-hanover-nj-112973",
      "city": "East Hanover",
      "state": "NJ",
      "years_registered": 25,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126685,
      "name": "Accountants Proprietary Financial Servicenet, LLC",
      "name_as_filed": "ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLC",
      "url": "https://advisorcensus.com/firm/accountants-proprietary-financial-servicenet-llc-plainview-ny-126685",
      "city": "Plainview",
      "state": "NY",
      "years_registered": 22,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299544,
      "name": "Accretive Wealth Partners, LLC",
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}