{
  "path": "/advisors/ny/new-york",
  "url": "https://advisorcensus.com/advisors/ny/new-york/page/15",
  "page_type": "metro",
  "title": "Financial advisors in New York, NY",
  "filters": {},
  "scope_total": 3971,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in New York, NY. AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.",
  "total_firms": 3971,
  "page": 15,
  "total_pages": 80,
  "sort": "name",
  "registration_types": {
    "sec": 2691,
    "state": 551,
    "exempt": 729
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 518
    },
    {
      "code": "percentage_of_aum",
      "count": 2931
    },
    {
      "code": "hourly",
      "count": 536
    },
    {
      "code": "subscription",
      "count": 39
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 52
    },
    {
      "code": "performance_based",
      "count": 1761
    },
    {
      "code": "other",
      "count": 607
    },
    {
      "code": "not_reported",
      "count": 729
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 1495
    },
    {
      "code": "5_to_9",
      "count": 893
    },
    {
      "code": "10_to_19",
      "count": 1047
    },
    {
      "code": "20_plus",
      "count": 527
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 350
    },
    {
      "code": "25m_100m",
      "count": 337
    },
    {
      "code": "100m_500m",
      "count": 761
    },
    {
      "code": "500m_1b",
      "count": 362
    },
    {
      "code": "1b_5b",
      "count": 631
    },
    {
      "code": "over_5b",
      "count": 565
    },
    {
      "code": "not_reported",
      "count": 965
    }
  ],
  "firms": [
    {
      "crd_number": 128382,
      "name": "Buttfield & Associates",
      "name_as_filed": "BUTTFIELD & ASSOCIATES",
      "url": "https://advisorcensus.com/firm/buttfield-and-associates-red-bank-nj-128382",
      "city": "Red Bank",
      "state": "NJ",
      "years_registered": 39,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 173608,
      "name": "Buttonwood Group Advisors LLC",
      "name_as_filed": "BUTTONWOOD GROUP ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/buttonwood-group-advisors-llc-uniondale-ny-173608",
      "city": "Uniondale",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335976,
      "name": "Buxton Helmsley USA, Inc.",
      "name_as_filed": "BUXTON HELMSLEY USA, INC.",
      "url": "https://advisorcensus.com/firm/buxton-helmsley-usa-inc-new-york-ny-335976",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 307029,
      "name": "BVP Management Company, LLC",
      "name_as_filed": "BVP MANAGEMENT COMPANY, LLC",
      "url": "https://advisorcensus.com/firm/bvp-management-company-llc-new-york-ny-307029",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288053,
      "name": "BX Reit Advisors L.L.C.",
      "name_as_filed": "BX REIT ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/bx-reit-advisors-l-l-c-new-york-ny-288053",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288050,
      "name": "BXMT Advisors L.L.C.",
      "name_as_filed": "BXMT ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/bxmt-advisors-l-l-c-new-york-ny-288050",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340666,
      "name": "Byreforge Management, LP",
      "name_as_filed": "BYREFORGE MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/byreforge-management-lp-new-york-ny-340666",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125221,
      "name": "Byrne Asset Management, LLC",
      "name_as_filed": "BYRNE ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/byrne-asset-management-llc-kingston-nj-125221",
      "city": "Kingston",
      "state": "NJ",
      "years_registered": 23,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282078,
      "name": "Byron Place Capital Management, LLC",
      "name_as_filed": "BYRON PLACE CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/byron-place-capital-management-llc-metuchen-nj-282078",
      "city": "Metuchen",
      "state": "NJ",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343321,
      "name": "BZH Capital Partners LLC",
      "name_as_filed": "BZH CAPITAL PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/bzh-capital-partners-llc-great-neck-ny-343321",
      "city": "Great Neck",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 106752,
      "name": "C & C Financial Services, Inc.",
      "name_as_filed": "C & C FINANCIAL SERVICES, INC.",
      "url": "https://advisorcensus.com/firm/c-and-c-financial-services-inc-great-neck-ny-106752",
      "city": "Great Neck",
      "state": "NY",
      "years_registered": 32,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 121771,
      "name": "C & G Financial, LLC",
      "name_as_filed": "C & G FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/c-and-g-financial-llc-tinton-falls-nj-121771",
      "city": "Tinton Falls",
      "state": "NJ",
      "years_registered": 27,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308376,
      "name": "C-Bridge Capital LLC",
      "name_as_filed": "C-BRIDGE CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/c-bridge-capital-llc-new-york-ny-308376",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156553,
      "name": "C-III Investment Management LLC",
      "name_as_filed": "C-III INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/c-iii-investment-management-llc-new-york-ny-156553",
      "city": "New York",
      "state": "NY",
      "years_registered": 15,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298587,
      "name": "Cacm",
      "name_as_filed": "CACM",
      "url": "https://advisorcensus.com/firm/cacm-new-york-ny-298587",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157559,
      "name": "Cadent Energy Partners",
      "name_as_filed": "CADENT ENERGY PARTNERS",
      "url": "https://advisorcensus.com/firm/cadent-energy-partners-rye-brook-ny-157559",
      "city": "Rye Brook",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317905,
      "name": "Cadenza Ventures Management Company, LLC",
      "name_as_filed": "CADENZA VENTURES MANAGEMENT COMPANY, LLC",
      "url": "https://advisorcensus.com/firm/cadenza-ventures-management-company-llc-new-york-ny-317905",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 337400,
      "name": "Cadia Private Client LLC",
      "name_as_filed": "CADIA PRIVATE CLIENT LLC",
      "url": "https://advisorcensus.com/firm/cadia-private-client-llc-parsippany-nj-337400",
      "city": "Parsippany",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 157813,
      "name": "Cadian Capital Management, LP",
      "name_as_filed": "CADIAN CAPITAL MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/cadian-capital-management-lp-new-york-ny-157813",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317466,
      "name": "Cais Advisors",
      "name_as_filed": "CAIS ADVISORS",
      "url": "https://advisorcensus.com/firm/cais-advisors-new-york-ny-317466",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322911,
      "name": "Caius Capital US LP",
      "name_as_filed": "CAIUS CAPITAL US LP",
      "url": "https://advisorcensus.com/firm/caius-capital-us-lp-new-york-ny-322911",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324440,
      "name": "Calado Capital",
      "name_as_filed": "CALADO CAPITAL",
      "url": "https://advisorcensus.com/firm/calado-capital-new-york-ny-324440",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140028,
      "name": "Calculated Financial Solutions, LLC",
      "name_as_filed": "CALCULATED FINANCIAL SOLUTIONS, LLC",
      "url": "https://advisorcensus.com/firm/calculated-financial-solutions-llc-cedarhurst-ny-140028",
      "city": "Cedarhurst",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124459,
      "name": "Caldwell Fairfield Advisors",
      "name_as_filed": "CALDWELL FAIRFIELD ADVISORS",
      "url": "https://advisorcensus.com/firm/caldwell-fairfield-advisors-fairfield-nj-124459",
      "city": "Fairfield",
      "state": "NJ",
      "years_registered": 24,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291463,
      "name": "Caledonia US, LP",
      "name_as_filed": "CALEDONIA US, LP",
      "url": "https://advisorcensus.com/firm/caledonia-us-lp-new-york-ny-291463",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 339214,
      "name": "Caliber Investment Advisors, LLC",
      "name_as_filed": "CALIBER INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/caliber-investment-advisors-llc-red-bank-nj-339214",
      "city": "Red Bank",
      "state": "NJ",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289887,
      "name": "Caligan Partners",
      "name_as_filed": "CALIGAN PARTNERS",
      "url": "https://advisorcensus.com/firm/caligan-partners-new-york-ny-289887",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325184,
      "name": "Camacho Capital Planning Advisors LLC",
      "name_as_filed": "CAMACHO CAPITAL PLANNING ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/camacho-capital-planning-advisors-llc-monmouth-junction-nj-325184",
      "city": "Monmouth Junction",
      "state": "NJ",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343145,
      "name": "Camba Capital, LLC",
      "name_as_filed": "CAMBA CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/camba-capital-llc-port-jefferson-station-ny-343145",
      "city": "Port Jefferson Station",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 309328,
      "name": "Camber Partners Management LLC",
      "name_as_filed": "CAMBER PARTNERS MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/camber-partners-management-llc-new-york-ny-309328",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343375,
      "name": "Cambial Partners LP",
      "name_as_filed": "CAMBIAL PARTNERS LP",
      "url": "https://advisorcensus.com/firm/cambial-partners-lp-new-york-ny-ny-343375",
      "city": "New York, Ny",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 311135,
      "name": "Camp Eight Management, Inc.",
      "name_as_filed": "CAMP EIGHT MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/camp-eight-management-inc-rye-brook-ny-311135",
      "city": "Rye Brook",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 142766,
      "name": "Canaras Capital Management, LLC",
      "name_as_filed": "CANARAS CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/canaras-capital-management-llc-new-york-ny-142766",
      "city": "New York",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 307389,
      "name": "Candelo Capital Management LP",
      "name_as_filed": "CANDELO CAPITAL MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/candelo-capital-management-lp-new-york-ny-307389",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 337596,
      "name": "Cander Asset Management",
      "name_as_filed": "CANDER ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/cander-asset-management-new-york-ny-337596",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
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  "source": {
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    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
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  }
}
