{
  "path": "/advisors/ny/new-york",
  "url": "https://advisorcensus.com/advisors/ny/new-york/page/12",
  "page_type": "metro",
  "title": "Financial advisors in New York, NY",
  "filters": {},
  "scope_total": 3971,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.",
  "total_firms": 3971,
  "page": 12,
  "total_pages": 80,
  "sort": "name",
  "registration_types": {
    "sec": 2691,
    "state": 551,
    "exempt": 729
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 518
    },
    {
      "code": "percentage_of_aum",
      "count": 2931
    },
    {
      "code": "hourly",
      "count": 536
    },
    {
      "code": "subscription",
      "count": 39
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 52
    },
    {
      "code": "performance_based",
      "count": 1761
    },
    {
      "code": "other",
      "count": 607
    },
    {
      "code": "not_reported",
      "count": 729
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 1495
    },
    {
      "code": "5_to_9",
      "count": 893
    },
    {
      "code": "10_to_19",
      "count": 1047
    },
    {
      "code": "20_plus",
      "count": 527
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 350
    },
    {
      "code": "25m_100m",
      "count": 337
    },
    {
      "code": "100m_500m",
      "count": 761
    },
    {
      "code": "500m_1b",
      "count": 362
    },
    {
      "code": "1b_5b",
      "count": 631
    },
    {
      "code": "over_5b",
      "count": 565
    },
    {
      "code": "not_reported",
      "count": 965
    }
  ],
  "firms": [
    {
      "crd_number": 289550,
      "name": "Blackstone ISG-II Advisors L.L.C.",
      "name_as_filed": "BLACKSTONE ISG-II ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-isg-ii-advisors-l-l-c-new-york-ny-289550",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 152294,
      "name": "Blackstone Liquid Credit Advisors I LLC",
      "name_as_filed": "BLACKSTONE LIQUID CREDIT ADVISORS I LLC",
      "url": "https://advisorcensus.com/firm/blackstone-liquid-credit-advisors-i-llc-new-york-ny-152294",
      "city": "New York",
      "state": "NY",
      "years_registered": 16,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 144537,
      "name": "Blackstone Liquid Credit Strategies LLC",
      "name_as_filed": "BLACKSTONE LIQUID CREDIT STRATEGIES LLC",
      "url": "https://advisorcensus.com/firm/blackstone-liquid-credit-strategies-llc-new-york-ny-144537",
      "city": "New York",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136979,
      "name": "Blackstone Management Partners L.L.C.",
      "name_as_filed": "BLACKSTONE MANAGEMENT PARTNERS L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-management-partners-l-l-c-new-york-ny-136979",
      "city": "New York",
      "state": "NY",
      "years_registered": 20,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171640,
      "name": "Blackstone Multi-Asset Advisors L.L.C.",
      "name_as_filed": "BLACKSTONE MULTI-ASSET ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-multi-asset-advisors-l-l-c-new-york-ny-171640",
      "city": "New York",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 327208,
      "name": "Blackstone Private Credit Strategies LLC",
      "name_as_filed": "BLACKSTONE PRIVATE CREDIT STRATEGIES LLC",
      "url": "https://advisorcensus.com/firm/blackstone-private-credit-strategies-llc-new-york-ny-327208",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317860,
      "name": "Blackstone Private Investments Advisors L.L.C.",
      "name_as_filed": "BLACKSTONE PRIVATE INVESTMENTS ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-private-investments-advisors-l-l-c-new-york-ny-317860",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 226598,
      "name": "Blackstone Property Advisors L.P.",
      "name_as_filed": "BLACKSTONE PROPERTY ADVISORS L.P.",
      "url": "https://advisorcensus.com/firm/blackstone-property-advisors-l-p-new-york-ny-226598",
      "city": "New York",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 135952,
      "name": "Blackstone Real Estate Advisors Europe L.P.",
      "name_as_filed": "BLACKSTONE REAL ESTATE ADVISORS EUROPE L.P.",
      "url": "https://advisorcensus.com/firm/blackstone-real-estate-advisors-europe-l-p-new-york-ny-135952",
      "city": "New York",
      "state": "NY",
      "years_registered": 21,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142979,
      "name": "Blackstone Real Estate Advisors L.P.",
      "name_as_filed": "BLACKSTONE REAL ESTATE ADVISORS L.P.",
      "url": "https://advisorcensus.com/firm/blackstone-real-estate-advisors-l-p-new-york-ny-142979",
      "city": "New York",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 138208,
      "name": "Blackstone Real Estate Advisors V L.P.",
      "name_as_filed": "BLACKSTONE REAL ESTATE ADVISORS V L.P.",
      "url": "https://advisorcensus.com/firm/blackstone-real-estate-advisors-v-l-p-new-york-ny-138208",
      "city": "New York",
      "state": "NY",
      "years_registered": 20,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 146043,
      "name": "Blackstone Real Estate Special Situations Advisors L.L.C.",
      "name_as_filed": "BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-real-estate-special-situations-advisors-l-l-c-new-york-ny-146043",
      "city": "New York",
      "state": "NY",
      "years_registered": 18,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 142922,
      "name": "Blackstone Strategic Alliance Advisors L.L.C.",
      "name_as_filed": "BLACKSTONE STRATEGIC ALLIANCE ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-strategic-alliance-advisors-l-l-c-new-york-ny-142922",
      "city": "New York",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165796,
      "name": "Blackstone Strategic Capital Advisors, L.L.C.",
      "name_as_filed": "BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-strategic-capital-advisors-l-l-c-new-york-ny-165796",
      "city": "New York",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160157,
      "name": "Blackstone Tactical Opportunities Advisors L.L.C.",
      "name_as_filed": "BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C.",
      "url": "https://advisorcensus.com/firm/blackstone-tactical-opportunities-advisors-l-l-c-new-york-ny-160157",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333455,
      "name": "Blacksun",
      "name_as_filed": "BLACKSUN",
      "url": "https://advisorcensus.com/firm/blacksun-new-york-ny-333455",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 282864,
      "name": "Blaine Capital, LLC",
      "name_as_filed": "BLAINE CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/blaine-capital-llc-new-york-ny-282864",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 153570,
      "name": "Blank Equity Management LLC",
      "name_as_filed": "BLANK EQUITY MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/blank-equity-management-llc-port-washington-ny-153570",
      "city": "Port Washington",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336308,
      "name": "Blantyre Capital US LLC",
      "name_as_filed": "BLANTYRE CAPITAL US LLC",
      "url": "https://advisorcensus.com/firm/blantyre-capital-us-llc-new-york-ny-336308",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332519,
      "name": "Bleecker Street Capital Management, LLC",
      "name_as_filed": "BLEECKER STREET CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/bleecker-street-capital-management-llc-brooklyn-ny-332519",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304295,
      "name": "Bleichroeder LP",
      "name_as_filed": "BLEICHROEDER LP",
      "url": "https://advisorcensus.com/firm/bleichroeder-lp-new-york-ny-304295",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 301960,
      "name": "Blisce US LLC",
      "name_as_filed": "BLISCE US LLC",
      "url": "https://advisorcensus.com/firm/blisce-us-llc-new-york-ny-301960",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 305108,
      "name": "Blockchain Principal Management LLC",
      "name_as_filed": "BLOCKCHAIN PRINCIPAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/blockchain-principal-management-llc-new-york-ny-305108",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 333297,
      "name": "Bloom Equity Partners Management, LLC",
      "name_as_filed": "BLOOM EQUITY PARTNERS MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/bloom-equity-partners-management-llc-new-york-ny-333297",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 317803,
      "name": "Bloomschon CPAS LLC",
      "name_as_filed": "BLOOMSCHON CPAS LLC",
      "url": "https://advisorcensus.com/firm/bloomschon-cpas-llc-jericho-ny-317803",
      "city": "Jericho",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167512,
      "name": "Blue Cloud Management, LLC",
      "name_as_filed": "BLUE CLOUD MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/blue-cloud-management-llc-new-york-ny-167512",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 315680,
      "name": "Blue Opal Capital, LLC",
      "name_as_filed": "BLUE OPAL CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/blue-opal-capital-llc-new-york-ny-315680",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334213,
      "name": "Blue Owl Alternative Credit Advisors II LLC",
      "name_as_filed": "BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC",
      "url": "https://advisorcensus.com/firm/blue-owl-alternative-credit-advisors-ii-llc-new-york-ny-334213",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282575,
      "name": "Blue Owl Credit Advisors LLC",
      "name_as_filed": "BLUE OWL CREDIT ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/blue-owl-credit-advisors-llc-new-york-ny-282575",
      "city": "New York",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297506,
      "name": "Blue Owl Credit Private Fund Advisors LLC",
      "name_as_filed": "BLUE OWL CREDIT PRIVATE FUND ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/blue-owl-credit-private-fund-advisors-llc-new-york-ny-297506",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 293945,
      "name": "Blue Owl GPSC Advisors LLC",
      "name_as_filed": "BLUE OWL GPSC ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/blue-owl-gpsc-advisors-llc-new-york-ny-293945",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331318,
      "name": "Blue Owl Insurance Solutions",
      "name_as_filed": "BLUE OWL INSURANCE SOLUTIONS",
      "url": "https://advisorcensus.com/firm/blue-owl-insurance-solutions-new-york-ny-331318",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325958,
      "name": "Blue Owl Strategic Equity Advisors LLC",
      "name_as_filed": "BLUE OWL STRATEGIC EQUITY ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/blue-owl-strategic-equity-advisors-llc-new-york-ny-325958",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316821,
      "name": "Blue Owl Technology Credit Advisors II LLC",
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}
