{ "path": "/advisors/ny/new-york/no-account-minimum", "url": "https://advisorcensus.com/advisors/ny/new-york/no-account-minimum", "page_type": "metro_answer", "title": "Financial advisors with no account minimum in New York, NY", "filters": {}, "scope_total": 195, "faq": [ { "q": "Which financial advisors in New York, NY have no account minimum?", "a": "195 investment advisory firms with a principal office in the New York metro area state in their Form ADV Part 2A brochure that they have no account minimum, as of October 2026; this page lists them. A firm appears here when its current Form ADV Part 2A brochure says it has no account minimum and AdvisorCensus found that sentence word for word in the brochure, with no other minimum beside it. Only brochures AdvisorCensus has read count, so a firm missing here may have no minimum without stating it; and a firm can still decline an account, or set a minimum fee, which its page shows when the brochure states one." }, { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY with no account minimum. AdvisorCensus lists 195 investment advisory firms with a principal office in the New York metro area whose brochure says the firm has no account minimum, checked word for word, as of October 2026. Firms are listed alphabetically, and each firm's page quotes the brochure.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors with no account minimum in New York, NY: 195 firms from Form ADV filings as of October 2026.", "total_firms": 195, "page": 1, "total_pages": 4, "sort": "name", "registration_types": { "sec": 195, "state": 0, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 62 }, { "code": "percentage_of_aum", "count": 174 }, { "code": "hourly", "count": 68 }, { "code": "subscription", "count": 5 }, { "code": "fixed", "count": 107 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 37 }, { "code": "other", "count": 25 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 92 }, { "code": "5_to_9", "count": 57 }, { "code": "10_to_19", "count": 30 }, { "code": "20_plus", "count": 16 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 13 }, { "code": "25m_100m", "count": 42 }, { "code": "100m_500m", "count": 79 }, { "code": "500m_1b", "count": 23 }, { "code": "1b_5b", "count": 25 }, { "code": "over_5b", "count": 9 }, { "code": "not_reported", "count": 4 } ], "firms": [ { "crd_number": 312504, "name": "1230 Advisors, LLC", "name_as_filed": "1230 ADVISORS, LLC", "url": "https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504", "city": "Pound Ridge", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 124288, "name": "191 Godwin Associates, Inc. D/B/A Godwin Capital Management", "name_as_filed": "191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/191-godwin-associates-inc-d-b-a-godwin-capital-management-wyckoff-nj-124288", "city": "Wyckoff", "state": "NJ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 341112, "name": "2201 Capital, LLC", "name_as_filed": "2201 CAPITAL, LLC", "url": "https://advisorcensus.com/firm/2201-capital-llc-new-york-ny-341112", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328190, "name": "2XIDEAS", "name_as_filed": "2XIDEAS", "url": "https://advisorcensus.com/firm/2xideas-new-york-ny-328190", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "subscription" ], "enhanced": false }, { "crd_number": 159892, "name": "3I Corporation", "name_as_filed": "3I CORPORATION", "url": "https://advisorcensus.com/firm/3i-corporation-new-york-ny-159892", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 298085, "name": "Able Wealth Management LLC", "name_as_filed": "ABLE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/able-wealth-management-llc-toms-river-nj-298085", "city": "Toms River", "state": "NJ", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159083, "name": "ADC Wealth Management, LLC", "name_as_filed": "ADC WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083", "city": "Massapequa", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 311782, "name": "Alinea Advisory Services LLC", "name_as_filed": "ALINEA ADVISORY SERVICES LLC", "url": "https://advisorcensus.com/firm/alinea-advisory-services-llc-new-york-ny-311782", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "subscription" ], "enhanced": false }, { "crd_number": 325090, "name": "Alooola", "name_as_filed": "ALOOOLA", "url": "https://advisorcensus.com/firm/alooola-kingston-nj-325090", "city": "Kingston", "state": "NJ", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 304390, "name": "Alphyn Capital Management LLC", "name_as_filed": "ALPHYN CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/alphyn-capital-management-llc-hicksville-ny-304390", "city": "Hicksville", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 115559, "name": "American Financial & Tax Strategies, Inc.", "name_as_filed": "AMERICAN FINANCIAL & TAX STRATEGIES, INC.", "url": "https://advisorcensus.com/firm/american-financial-and-tax-strategies-inc-new-york-ny-115559", "city": "New York", "state": "NY", "years_registered": 32, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340114, "name": "Applied Academics", "name_as_filed": "APPLIED ACADEMICS", "url": "https://advisorcensus.com/firm/applied-academics-new-york-ny-340114", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 161426, "name": "Arcadia Investment Partners", "name_as_filed": "ARCADIA INVESTMENT PARTNERS", "url": "https://advisorcensus.com/firm/arcadia-investment-partners-new-york-ny-161426", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 297397, "name": "Arch Global Advisors, LLC", "name_as_filed": "ARCH GLOBAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/arch-global-advisors-llc-new-york-ny-297397", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 289502, "name": "Argentic", "name_as_filed": "ARGENTIC", "url": "https://advisorcensus.com/firm/argentic-new-york-ny-289502", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 150810, "name": "Artemis Wealth Advisors, LLC", "name_as_filed": "ARTEMIS WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/artemis-wealth-advisors-llc-port-washington-ny-150810", "city": "Port Washington", "state": "NY", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 327902, "name": "Aspire Strategist Portfolios LLC", "name_as_filed": "ASPIRE STRATEGIST PORTFOLIOS LLC", "url": "https://advisorcensus.com/firm/aspire-strategist-portfolios-llc-new-york-ny-327902", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 106618, "name": "Asset Advisory Group, Inc.", "name_as_filed": "ASSET ADVISORY GROUP, INC.", "url": "https://advisorcensus.com/firm/asset-advisory-group-inc-kinnelon-nj-106618", "city": "Kinnelon", "state": "NJ", "years_registered": 32, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 311479, "name": "Assured Healthcare Partners LLC", "name_as_filed": "ASSURED HEALTHCARE PARTNERS LLC", "url": "https://advisorcensus.com/firm/assured-healthcare-partners-llc-new-york-ny-311479", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 317647, "name": "Astara Capital Partners, L.P.", "name_as_filed": "ASTARA CAPITAL PARTNERS, L.P.", "url": "https://advisorcensus.com/firm/astara-capital-partners-l-p-new-york-ny-317647", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 288271, "name": "Astoria Portfolio Advisors LLC", "name_as_filed": "ASTORIA PORTFOLIO ADVISORS LLC", "url": "https://advisorcensus.com/firm/astoria-portfolio-advisors-llc-new-york-ny-288271", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 321136, "name": "Astra Wealth Partners", "name_as_filed": "ASTRA WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/astra-wealth-partners-jersey-city-nj-321136", "city": "Jersey City", "state": "NJ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 338348, "name": "Aureon Management LLC", "name_as_filed": "AUREON MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/aureon-management-llc-new-york-ny-338348", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 337909, "name": "Autonomous Wealth Management LLC", "name_as_filed": "AUTONOMOUS WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/autonomous-wealth-management-llc-brooklyn-ny-337909", "city": "Brooklyn", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 318863, "name": "AXQ Capital, LP", "name_as_filed": "AXQ CAPITAL, LP", "url": "https://advisorcensus.com/firm/axq-capital-lp-jersey-city-nj-318863", "city": "Jersey City", "state": "NJ", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "performance_based", "other" ], "enhanced": false }, { "crd_number": 148582, "name": "Bautis Financial, LLC", "name_as_filed": "BAUTIS FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/bautis-financial-llc-montclair-nj-148582", "city": "Montclair", "state": "NJ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 296831, "name": "Bayridge Financial Group, Inc.", "name_as_filed": "BAYRIDGE FINANCIAL GROUP, INC.", "url": "https://advisorcensus.com/firm/bayridge-financial-group-inc-rockville-centre-ny-296831", "city": "Rockville Centre", "state": "NY", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 159279, "name": "Bessemer Venture Partners", "name_as_filed": "BESSEMER VENTURE PARTNERS", "url": "https://advisorcensus.com/firm/bessemer-venture-partners-larchmont-ny-159279", "city": "Larchmont", "state": "NY", "years_registered": 4, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 291459, "name": "Blackdiamond Wealth Management, LLC", "name_as_filed": "BLACKDIAMOND WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/blackdiamond-wealth-management-llc-new-york-ny-291459", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 288987, "name": "Boerum Hill Financial Advisors LLC", "name_as_filed": "BOERUM HILL FINANCIAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/boerum-hill-financial-advisors-llc-brooklyn-ny-288987", "city": "Brooklyn", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 301066, "name": "Bone Fide Wealth", "name_as_filed": "BONE FIDE WEALTH", "url": "https://advisorcensus.com/firm/bone-fide-wealth-new-york-ny-301066", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288133, "name": "Bpbi LLC", "name_as_filed": "BPBI LLC", "url": "https://advisorcensus.com/firm/bpbi-llc-new-york-ny-288133", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 309916, "name": "BPGC Management LP", "name_as_filed": "BPGC MANAGEMENT LP", "url": "https://advisorcensus.com/firm/bpgc-management-lp-new-york-ny-309916", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 333795, "name": "BQS Financial Advisors, LLC", "name_as_filed": "BQS FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/bqs-financial-advisors-llc-new-york-ny-333795", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 283307, "name": "Brave Eagle Wealth Management", "name_as_filed": "BRAVE EAGLE WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/brave-eagle-wealth-management-new-york-ny-283307", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 289589, "name": "Bravias Financial", "name_as_filed": "BRAVIAS FINANCIAL", "url": "https://advisorcensus.com/firm/bravias-financial-iselin-nj-289589", "city": "Iselin", "state": "NJ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323251, "name": "Bridger Investment Partners LLC", "name_as_filed": "BRIDGER INVESTMENT PARTNERS LLC", "url": "https://advisorcensus.com/firm/bridger-investment-partners-llc-new-york-ny-323251", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 292115, "name": "Brooklyn FI, LLC", "name_as_filed": "BROOKLYN FI, LLC", "url": "https://advisorcensus.com/firm/brooklyn-fi-llc-brooklyn-ny-292115", "city": "Brooklyn", "state": "NY", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 126976, "name": "Buckram Securities Ltd", "name_as_filed": "BUCKRAM SECURITIES LTD", "url": "https://advisorcensus.com/firm/buckram-securities-ltd-locust-valley-ny-126976", "city": "Locust Valley", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 298587, "name": "Cacm", "name_as_filed": "CACM", "url": "https://advisorcensus.com/firm/cacm-new-york-ny-298587", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 317548, "name": "Carbon Direct Capital Management LLC", "name_as_filed": "CARBON DIRECT CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/carbon-direct-capital-management-llc-new-york-ny-317548", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 131445, "name": "Carret Asset Management, LLC", "name_as_filed": "CARRET ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/carret-asset-management-llc-new-york-ny-131445", "city": "New York", "state": "NY", "years_registered": 22, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 316069, "name": "Chemistry Wealth Management LLC", "name_as_filed": "CHEMISTRY WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/chemistry-wealth-management-llc-new-york-ny-316069", "city": "New York", "state": "NY", "years_registered": 5, 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