# Financial advisors in Newark, NJ > AdvisorCensus lists 19 investment advisory firms with a principal office in Newark, New Jersey (part of the New York metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full New York metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV. Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/newark ## At a glance - Investment advisory firms: 19 - Registration: SEC-registered investment adviser: 14, State-registered investment adviser: 1, Exempt reporting adviser: 4 - How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 3 (20%); Percentage of assets 12 (80%); Hourly charges 1 (7%); Fixed fees 5 (33%); Performance-based fees 6 (40%); Other 4 (27%); No compensation arrangements reported 4 - Regulatory assets under management (Item 5.F): Under $25 million 1 (5%); $100 million to $500 million 1 (5%); $500 million to $1 billion 1 (5%); $1 billion to $5 billion 3 (16%); Over $5 billion 7 (37%); Not reported 6 (32%) - Years registered: Under 5 years 9 (47%); 5 to 9 years 4 (21%); 10 to 19 years 1 (5%); 20 years or more 5 (26%) ## Firms (page 1 of 1, 1 to 19 of 19, sorted by name) | Firm | CRD | City | Registration | Assets band | Years registered | Compensation | | --- | --- | --- | --- | --- | --- | --- | | [1932 Investment Management](https://advisorcensus.com/firm/1932-investment-management-newark-nj-337619) ([md](https://advisorcensus.com/firm/1932-investment-management-newark-nj-337619.md)) | 337619 | Newark, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 1 | % of assets | | [BA Global Capital](https://advisorcensus.com/firm/ba-global-capital-newark-nj-316753) ([md](https://advisorcensus.com/firm/ba-global-capital-newark-nj-316753.md)) | 316753 | Newark, NJ | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly, Fixed fee | | [Certum Group](https://advisorcensus.com/firm/certum-group-newark-nj-321759) ([md](https://advisorcensus.com/firm/certum-group-newark-nj-321759.md)) | 321759 | Newark, NJ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee, Performance fee | | [Curasset Capital Management, LLC](https://advisorcensus.com/firm/curasset-capital-management-llc-newark-nj-316522) ([md](https://advisorcensus.com/firm/curasset-capital-management-llc-newark-nj-316522.md)) | 316522 | Newark, NJ | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets | | [Harbourview Equity Partners, LLC](https://advisorcensus.com/firm/harbourview-equity-partners-llc-newark-nj-315050) ([md](https://advisorcensus.com/firm/harbourview-equity-partners-llc-newark-nj-315050.md)) | 315050 | Newark, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 4 | Performance fee, Other | | [Newark Venture Partners](https://advisorcensus.com/firm/newark-venture-partners-newark-nj-283302) ([md](https://advisorcensus.com/firm/newark-venture-partners-newark-nj-283302.md)) | 283302 | Newark, NJ | Exempt reporting adviser | Not reported | 10 | Not reported | | [Passaic Partners LLC](https://advisorcensus.com/firm/passaic-partners-llc-newark-nj-313290) ([md](https://advisorcensus.com/firm/passaic-partners-llc-newark-nj-313290.md)) | 313290 | Newark, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets | | [Pgim Custom Harvest LLC](https://advisorcensus.com/firm/pgim-custom-harvest-llc-newark-nj-290235) ([md](https://advisorcensus.com/firm/pgim-custom-harvest-llc-newark-nj-290235.md)) | 290235 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 7 | % of assets | | [Pgim DC Solutions](https://advisorcensus.com/firm/pgim-dc-solutions-newark-nj-318800) ([md](https://advisorcensus.com/firm/pgim-dc-solutions-newark-nj-318800.md)) | 318800 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 4 | % of assets | | [Pgim Investments LLC](https://advisorcensus.com/firm/pgim-investments-llc-newark-nj-105670) ([md](https://advisorcensus.com/firm/pgim-investments-llc-newark-nj-105670.md)) | 105670 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 38 | % of assets, Fixed fee, Performance fee | | [Pgim Private Placement Investors, L.P.](https://advisorcensus.com/firm/pgim-private-placement-investors-l-p-newark-nj-106442) ([md](https://advisorcensus.com/firm/pgim-private-placement-investors-l-p-newark-nj-106442.md)) | 106442 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 33 | % of assets, Performance fee | | [Pgim Quantitative Solutions](https://advisorcensus.com/firm/pgim-quantitative-solutions-newark-nj-129752) ([md](https://advisorcensus.com/firm/pgim-quantitative-solutions-newark-nj-129752.md)) | 129752 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 22 | % of assets, Fixed fee, Performance fee | | [Pgim Real Estate Advisors LLC](https://advisorcensus.com/firm/pgim-real-estate-advisors-llc-newark-nj-327165) ([md](https://advisorcensus.com/firm/pgim-real-estate-advisors-llc-newark-nj-327165.md)) | 327165 | Newark, NJ | SEC-registered investment adviser | Not reported | 3 | Other | | [Pgim, Inc.](https://advisorcensus.com/firm/pgim-inc-newark-nj-105676) ([md](https://advisorcensus.com/firm/pgim-inc-newark-nj-105676.md)) | 105676 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 41 | % of assets, Fixed fee, Performance fee, Other | | [Pruco Securities, LLC](https://advisorcensus.com/firm/pruco-securities-llc-newark-nj-5685) ([md](https://advisorcensus.com/firm/pruco-securities-llc-newark-nj-5685.md)) | 5685 | Newark, NJ | SEC-registered investment adviser | Not reported | 30 | Other | | [Prudential Select Strategies LLC](https://advisorcensus.com/firm/prudential-select-strategies-llc-newark-nj-286153) ([md](https://advisorcensus.com/firm/prudential-select-strategies-llc-newark-nj-286153.md)) | 286153 | Newark, NJ | SEC-registered investment adviser | Over $5 billion | 9 | % of assets | | [Vinance Realm Ltd](https://advisorcensus.com/firm/vinance-realm-ltd-newark-nj-337620) ([md](https://advisorcensus.com/firm/vinance-realm-ltd-newark-nj-337620.md)) | 337620 | Newark, NJ | Exempt reporting adviser | Not reported | 1 | Not reported | | [Wellington Harbor Cap Ltd](https://advisorcensus.com/firm/wellington-harbor-cap-ltd-newark-nj-337658) ([md](https://advisorcensus.com/firm/wellington-harbor-cap-ltd-newark-nj-337658.md)) | 337658 | Newark, NJ | Exempt reporting adviser | Not reported | 1 | Not reported | | [Zozotrade Inc](https://advisorcensus.com/firm/zozotrade-inc-newark-nj-339009) ([md](https://advisorcensus.com/firm/zozotrade-inc-newark-nj-339009.md)) | 339009 | Newark, NJ | Exempt reporting adviser | Not reported | 0 | Not reported | ## Questions people ask **How many financial advisory firms are there in Newark, NJ?** AdvisorCensus lists 19 investment advisory firms with a principal office in Newark, New Jersey (part of the New York metro area), from Form ADV filings as of October 2026: 14 SEC-registered, 1 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV. **How many fee-only financial advisors are in Newark, NJ?** 3 of the 19 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed. **How many financial advisors in Newark, NJ offer financial planning?** 1 of the 15 firms in Newark, NJ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, reports financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports. **Are the financial advisors in Newark, NJ fiduciaries?** Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 3 firms that meet AdvisorCensus's fee-only test report none of those sales ties. **How do I check whether a financial advisor has disciplinary disclosures?** Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck. **Does AdvisorCensus rate, verify, or recommend these firms?** No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content. **What does regulatory assets under management mean?** Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. 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Financial advisors in Newark, NJ: 19 firms from Form ADV filings as of October 2026.