{ "path": "/advisors/ny/new-york/garden-city", "url": "https://advisorcensus.com/advisors/ny/new-york/garden-city", "page_type": "metro_city", "title": "Financial advisors in Garden City, NY", "filters": {}, "scope_total": 27, "faq": [ { "q": "How many financial advisory firms are there in Garden City, NY?", "a": "AdvisorCensus lists 27 investment advisory firms with a principal office in Garden City, New York (part of the New York metro area), from Form ADV filings as of October 2026: 18 SEC-registered, 7 state-registered, and 2 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Garden City, NY?", "a": "7 of the 27 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Garden City, NY offer financial planning?", "a": "18 of the 25 firms in Garden City, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Garden City, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 7 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 27 investment advisory firms with a principal office in Garden City, New York (part of the New York metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full New York metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Garden City, NY: 27 firms from Form ADV filings as of October 2026.", "total_firms": 27, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 18, "state": 7, "exempt": 2 }, "fee_model_mix": [ { "code": "fee-only", "count": 7 }, { "code": "percentage_of_aum", "count": 22 }, { "code": "hourly", "count": 12 }, { "code": "subscription", "count": 1 }, { "code": "fixed", "count": 11 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 1 }, { "code": "other", "count": 5 }, { "code": "not_reported", "count": 2 } ], "years_registered_distribution": [ { "code": "under_5", "count": 10 }, { "code": "5_to_9", "count": 6 }, { "code": "10_to_19", "count": 6 }, { "code": "20_plus", "count": 5 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 6 }, { "code": "25m_100m", "count": 3 }, { "code": "100m_500m", "count": 10 }, { "code": "500m_1b", "count": 2 }, { "code": "1b_5b", "count": 2 }, { "code": "over_5b", "count": 0 }, { "code": "not_reported", "count": 4 } ], "firms": [ { "crd_number": 337561, "name": "ARC Capital Management LLC", "name_as_filed": "ARC CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/arc-capital-management-llc-garden-city-ny-337561", "city": "Garden City", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 152137, "name": "Aries Investment Advisors, LLC", "name_as_filed": "ARIES INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/aries-investment-advisors-llc-garden-city-ny-152137", "city": "Garden City", "state": "NY", "years_registered": 16, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 288810, "name": "Brixton Capital Wealth Advisors, LLC", "name_as_filed": "BRIXTON CAPITAL WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/brixton-capital-wealth-advisors-llc-garden-city-ny-288810", "city": "Garden City", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 327519, "name": "Castfirm Advisors LLC", "name_as_filed": "CASTFIRM ADVISORS LLC", "url": "https://advisorcensus.com/firm/castfirm-advisors-llc-garden-city-ny-327519", "city": "Garden City", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 115122, "name": "Cornerstone Professional Advisor Services, LLC", "name_as_filed": "CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC", "url": "https://advisorcensus.com/firm/cornerstone-professional-advisor-services-llc-garden-city-ny-115122", "city": "Garden City", "state": "NY", "years_registered": 24, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 170395, "name": "Craft Wealth Management LLC", "name_as_filed": "CRAFT WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/craft-wealth-management-llc-garden-city-ny-170395", "city": "Garden City", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 166794, "name": "Davidov Wealth Group, LLC", "name_as_filed": "DAVIDOV WEALTH GROUP, LLC", "url": "https://advisorcensus.com/firm/davidov-wealth-group-llc-garden-city-ny-166794", "city": "Garden City", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 282254, "name": "First American Asset Advisory, LLC", "name_as_filed": "FIRST AMERICAN ASSET ADVISORY, LLC", "url": "https://advisorcensus.com/firm/first-american-asset-advisory-llc-garden-city-ny-282254", "city": "Garden City", "state": "NY", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 334002, "name": "Five Eleven Partners", "name_as_filed": "FIVE ELEVEN PARTNERS", "url": "https://advisorcensus.com/firm/five-eleven-partners-garden-city-ny-334002", "city": "Garden City", "state": "NY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 152689, "name": "Flynn Zito Capital Management, LLC", "name_as_filed": "FLYNN ZITO CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/flynn-zito-capital-management-llc-garden-city-ny-152689", "city": "Garden City", "state": "NY", "years_registered": 16, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 289868, "name": "Grove Hill Partners LLC", "name_as_filed": "GROVE HILL PARTNERS LLC", "url": "https://advisorcensus.com/firm/grove-hill-partners-llc-garden-city-ny-289868", "city": "Garden City", "state": "NY", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 126053, "name": "Harding & Company", "name_as_filed": "HARDING & COMPANY", "url": "https://advisorcensus.com/firm/harding-and-company-garden-city-ny-126053", "city": "Garden City", "state": "NY", "years_registered": 39, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 306342, "name": "Hegarty Advisors, LLC", "name_as_filed": "HEGARTY ADVISORS, LLC", "url": "https://advisorcensus.com/firm/hegarty-advisors-llc-garden-city-ny-306342", "city": "Garden City", "state": "NY", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 116357, "name": "Hilton Capital Management, LLC", "name_as_filed": "HILTON CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/hilton-capital-management-llc-garden-city-ny-116357", "city": "Garden City", "state": "NY", "years_registered": 24, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 277166, "name": "Hommel Wealth Management, Inc.", "name_as_filed": "HOMMEL WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/hommel-wealth-management-inc-garden-city-ny-277166", "city": "Garden City", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 126274, "name": "Leslie Marie Giordano", "name_as_filed": "LESLIE MARIE GIORDANO", "url": "https://advisorcensus.com/firm/leslie-marie-giordano-garden-city-ny-126274", "city": "Garden City", "state": "NY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], 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