{ "path": "/advisors/ny/new-york/for-high-net-worth-individuals", "url": "https://advisorcensus.com/advisors/ny/new-york/for-high-net-worth-individuals", "page_type": "metro_answer", "title": "Financial advisors for high-net-worth individuals in New York, NY", "filters": {}, "scope_total": 1176, "faq": [ { "q": "Which financial advisors in New York, NY work with high-net-worth individuals?", "a": "1,176 investment advisory firms with a principal office in the New York metro area report high-net-worth individuals among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one." }, { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY who work with high-net-worth individuals. AdvisorCensus lists 1,176 investment advisory firms with a principal office in the New York metro area that report high-net-worth individuals among their clients, as of October 2026. Reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically, and each firm's page lists its client types.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors for high-net-worth individuals in New York, NY: 1,176 firms from Form ADV filings as of October 2026.", "total_firms": 1176, "page": 1, "total_pages": 24, "sort": "name", "registration_types": { "sec": 896, "state": 280, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 366 }, { "code": "percentage_of_aum", "count": 1129 }, { "code": "hourly", "count": 404 }, { "code": "subscription", "count": 18 }, { "code": "fixed", "count": 643 }, { "code": "commissions", "count": 32 }, { "code": "performance_based", "count": 284 }, { "code": "other", "count": 127 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 308 }, { "code": "5_to_9", "count": 261 }, { "code": "10_to_19", "count": 321 }, { "code": "20_plus", "count": 284 }, { "code": "not_reported", "count": 2 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 158 }, { "code": "25m_100m", "count": 231 }, { "code": "100m_500m", "count": 352 }, { "code": "500m_1b", "count": 111 }, { "code": "1b_5b", "count": 141 }, { "code": "over_5b", "count": 144 }, { "code": "not_reported", "count": 39 } ], "firms": [ { "crd_number": 312504, "name": "1230 Advisors, LLC", "name_as_filed": "1230 ADVISORS, LLC", "url": "https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504", "city": "Pound Ridge", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 150575, "name": "16th Amendment Advisors LLC", "name_as_filed": "16TH AMENDMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/16th-amendment-advisors-llc-new-york-ny-150575", "city": "New York", "state": "NY", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 124288, "name": "191 Godwin Associates, Inc. D/B/A Godwin Capital Management", "name_as_filed": "191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/191-godwin-associates-inc-d-b-a-godwin-capital-management-wyckoff-nj-124288", "city": "Wyckoff", "state": "NJ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 341112, "name": "2201 Capital, LLC", "name_as_filed": "2201 CAPITAL, LLC", "url": "https://advisorcensus.com/firm/2201-capital-llc-new-york-ny-341112", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 310590, "name": "3I Wealth Management LLC", "name_as_filed": "3I WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/3i-wealth-management-llc-fairfield-nj-310590", "city": "Fairfield", "state": "NJ", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 162997, "name": "4THOUGHT Financial Group Inc.", "name_as_filed": "4THOUGHT FINANCIAL GROUP INC.", "url": "https://advisorcensus.com/firm/4thought-financial-group-inc-syosset-ny-162997", "city": "Syosset", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 284213, "name": "5C Capital Management, LLC", "name_as_filed": "5C CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/5c-capital-management-llc-woodcliff-lake-nj-284213", "city": "Woodcliff Lake", "state": "NJ", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 308524, "name": "9D Capital LLC", "name_as_filed": "9D CAPITAL LLC", "url": "https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 173292, "name": "A.G. Morgan Financial Advisors, LLC", "name_as_filed": "A.G. MORGAN FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292", "city": "Massapequa", "state": "NY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 168081, "name": "Abbondandolo Wealth Management Corp", "name_as_filed": "ABBONDANDOLO WEALTH MANAGEMENT CORP", "url": "https://advisorcensus.com/firm/abbondandolo-wealth-management-corp-glen-cove-ny-168081", "city": "Glen Cove", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 154422, "name": "ABE Capital Management, LLC", "name_as_filed": "ABE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/abe-capital-management-llc-short-hills-nj-154422", "city": "Short Hills", "state": "NJ", "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 152401, "name": "Abernathy Group II LLC", "name_as_filed": "ABERNATHY GROUP II LLC", "url": "https://advisorcensus.com/firm/abernathy-group-ii-llc-new-york-ny-152401", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based", "other" ], "enhanced": false }, { "crd_number": 298085, "name": "Able Wealth Management LLC", "name_as_filed": "ABLE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/able-wealth-management-llc-toms-river-nj-298085", "city": "Toms River", "state": "NJ", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 8517, "name": "Abner Herrman & Brock, LLC", "name_as_filed": "ABNER HERRMAN & BROCK, LLC", "url": "https://advisorcensus.com/firm/abner-herrman-and-brock-llc-jersey-city-nj-8517", "city": "Jersey City", "state": "NJ", "years_registered": 44, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 298303, "name": "Aboveboard Wealth Management, LLC", "name_as_filed": "ABOVEBOARD WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/aboveboard-wealth-management-llc-new-york-ny-298303", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 47798, "name": "ACA/PRUDENT Investors Planning Corporation", "name_as_filed": "ACA/PRUDENT INVESTORS PLANNING CORPORATION", "url": "https://advisorcensus.com/firm/aca-prudent-investors-planning-corporation-green-brook-nj-47798", "city": "Green Brook", "state": "NJ", "years_registered": 27, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112973, "name": "Access Wealth", "name_as_filed": "ACCESS WEALTH", "url": "https://advisorcensus.com/firm/access-wealth-east-hanover-nj-112973", "city": "East Hanover", "state": "NJ", "years_registered": 25, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 299544, "name": "Accretive Wealth Partners, LLC", "name_as_filed": "ACCRETIVE WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/accretive-wealth-partners-llc-parsippany-nj-299544", "city": "Parsippany", "state": "NJ", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 315407, "name": "Aces Advisors", "name_as_filed": "ACES ADVISORS", "url": "https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 133040, "name": "Acorn Advisory Capital, L.P.", "name_as_filed": "ACORN ADVISORY CAPITAL, L.P.", "url": "https://advisorcensus.com/firm/acorn-advisory-capital-l-p-new-york-ny-133040", "city": "New York", "state": "NY", "years_registered": 21, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 165393, "name": "Acorn Capital Partners, LLC", "name_as_filed": "ACORN CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/acorn-capital-partners-llc-forest-hills-ny-165393", "city": "Forest Hills", "state": "NY", "years_registered": 13, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 336793, "name": "Active Wealth Advisors", "name_as_filed": "ACTIVE WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/active-wealth-advisors-woodcliff-lake-nj-336793", "city": "Woodcliff Lake", "state": "NJ", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 283771, "name": "Adalta Capital Management LLC", "name_as_filed": "ADALTA CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/adalta-capital-management-llc-new-york-ny-283771", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 159083, "name": "ADC Wealth Management, LLC", "name_as_filed": "ADC WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083", "city": "Massapequa", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 323504, "name": "Addigence Corporation", "name_as_filed": "ADDIGENCE CORPORATION", "url": "https://advisorcensus.com/firm/addigence-corporation-new-york-ny-323504", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 284950, "name": "Ades Wealth Management Inc.", "name_as_filed": "ADES WEALTH MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/ades-wealth-management-inc-allenhurst-nj-284950", "city": "Allenhurst", "state": "NJ", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 314046, "name": "Advanced Portfolio Services LLC", "name_as_filed": "ADVANCED PORTFOLIO SERVICES LLC", "url": "https://advisorcensus.com/firm/advanced-portfolio-services-llc-saint-james-ny-314046", "city": "Saint James", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 113013, "name": "Advent Capital Management, LLC", "name_as_filed": "ADVENT CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/advent-capital-management-llc-new-york-ny-113013", "city": "New York", "state": "NY", "years_registered": 25, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 20472, "name": "Advice and Planning Services", "name_as_filed": "ADVICE AND PLANNING SERVICES", "url": "https://advisorcensus.com/firm/advice-and-planning-services-new-york-ny-20472", "city": "New York", "state": "NY", "years_registered": 22, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 112266, "name": "Advisors Capital Management, LLC", "name_as_filed": "ADVISORS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/advisors-capital-management-llc-ridgewood-nj-112266", "city": "Ridgewood", "state": "NJ", "years_registered": 23, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 15007, "name": "Aegis Capital Corp.", "name_as_filed": "AEGIS CAPITAL CORP.", "url": "https://advisorcensus.com/firm/aegis-capital-corp-new-york-ny-15007", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 310360, "name": "AEM Asset Management, LLC", "name_as_filed": "AEM ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/aem-asset-management-llc-somerset-nj-310360", "city": "Somerset", "state": "NJ", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 116761, "name": "Aetos Alternatives Management", "name_as_filed": "AETOS ALTERNATIVES MANAGEMENT", "url": "https://advisorcensus.com/firm/aetos-alternatives-management-new-york-ny-116761", "city": "New York", "state": "NY", "years_registered": 24, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 105454, "name": "AFA Advisors LLC", "name_as_filed": "AFA ADVISORS LLC", "url": "https://advisorcensus.com/firm/afa-advisors-llc-larchmont-ny-105454", "city": "Larchmont", "state": "NY", "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328384, "name": "AG Dillon Asset Management LP", "name_as_filed": "AG DILLON ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/ag-dillon-asset-management-lp-new-york-ny-328384", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337864, "name": "Ahakista Capital LLC", "name_as_filed": "AHAKISTA CAPITAL LLC", "url": "https://advisorcensus.com/firm/ahakista-capital-llc-new-york-ny-337864", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 312385, "name": "Ahara Advisors", "name_as_filed": "AHARA ADVISORS", "url": "https://advisorcensus.com/firm/ahara-advisors-jersey-city-nj-312385", "city": "Jersey City", "state": "NJ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 158290, "name": "Aifam Group LLC", "name_as_filed": "AIFAM GROUP LLC", "url": "https://advisorcensus.com/firm/aifam-group-llc-rye-ny-158290", "city": "Rye", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 124512, "name": "Aimcdonnaugh & Co. Inc.", "name_as_filed": "AIMCDONNAUGH & CO. INC.", "url": "https://advisorcensus.com/firm/aimcdonnaugh-and-co-inc-baldwin-ny-124512", "city": "Baldwin", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 126414, "name": "AJF Capital Management, Inc.", "name_as_filed": "AJF CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/ajf-capital-management-inc-new-york-ny-126414", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 157714, "name": "Alexander Capital Wealth Management LLC", "name_as_filed": "ALEXANDER CAPITAL WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/alexander-capital-wealth-management-llc-red-bank-nj-157714", "city": "Red Bank", "state": "NJ", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", 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