{ "path": "/advisors/ny/new-york/for-charities", "url": "https://advisorcensus.com/advisors/ny/new-york/for-charities/page/11", "page_type": "metro_answer", "title": "Financial advisors for charitable organizations in New York, NY", "filters": {}, "scope_total": 560, "faq": [ { "q": "Which financial advisors in New York, NY work with charitable organizations?", "a": "560 investment advisory firms with a principal office in the New York metro area report charitable organizations among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one." }, { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY who work with charitable organizations. AdvisorCensus lists 560 investment advisory firms with a principal office in the New York metro area that report charitable organizations among their clients, as of October 2026. Reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically, and each firm's page lists its client types.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors for charitable organizations in New York, NY: 560 firms from Form ADV filings as of October 2026.", "total_firms": 560, "page": 11, "total_pages": 12, "sort": "name", "registration_types": { "sec": 516, "state": 44, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 139 }, { "code": "percentage_of_aum", "count": 543 }, { "code": "hourly", "count": 147 }, { "code": "subscription", "count": 7 }, { "code": "fixed", "count": 296 }, { "code": "commissions", "count": 15 }, { "code": "performance_based", "count": 194 }, { "code": "other", "count": 79 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 89 }, { "code": "5_to_9", "count": 105 }, { "code": "10_to_19", "count": 154 }, { "code": "20_plus", "count": 212 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 18 }, { "code": "25m_100m", "count": 43 }, { "code": "100m_500m", "count": 149 }, { "code": "500m_1b", "count": 69 }, { "code": "1b_5b", "count": 115 }, { "code": "over_5b", "count": 150 }, { "code": "not_reported", "count": 16 } ], "firms": [ { "crd_number": 122038, "name": "Teplitz Financial Group LLC", "name_as_filed": "TEPLITZ FINANCIAL GROUP LLC", "url": "https://advisorcensus.com/firm/teplitz-financial-group-llc-old-bridge-nj-122038", "city": "Old Bridge", "state": "NJ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 156040, "name": "Tetragon Partners L.P.", "name_as_filed": "TETRAGON PARTNERS L.P.", "url": "https://advisorcensus.com/firm/tetragon-partners-l-p-new-york-ny-156040", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 171533, "name": "The Investment Connection LLC", "name_as_filed": "THE INVESTMENT CONNECTION LLC", "url": "https://advisorcensus.com/firm/the-investment-connection-llc-bridgewater-nj-171533", "city": "Bridgewater", "state": "NJ", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 110409, "name": "The Northstar Group, Inc.", "name_as_filed": "THE NORTHSTAR GROUP, INC.", "url": "https://advisorcensus.com/firm/the-northstar-group-inc-new-york-ny-110409", "city": "New York", "state": "NY", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 164395, "name": "The Pinnacle Financial Group", "name_as_filed": "THE PINNACLE FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/the-pinnacle-financial-group-rockville-centre-ny-164395", "city": "Rockville Centre", "state": "NY", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 166593, "name": "The Portfolio Strategy Group, LLC", "name_as_filed": "THE PORTFOLIO STRATEGY GROUP, LLC", "url": "https://advisorcensus.com/firm/the-portfolio-strategy-group-llc-white-plains-ny-166593", "city": "White Plains", "state": "NY", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based" ], "enhanced": false }, { "crd_number": 326975, "name": "The Vertical Market Intelligence Group, LLC", "name_as_filed": "THE VERTICAL MARKET INTELLIGENCE GROUP, LLC", "url": "https://advisorcensus.com/firm/the-vertical-market-intelligence-group-llc-new-york-ny-326975", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 281280, "name": "Theorem", "name_as_filed": "THEOREM", "url": "https://advisorcensus.com/firm/theorem-new-york-ny-281280", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 107545, "name": "Third Avenue Management LLC", "name_as_filed": "THIRD AVENUE MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/third-avenue-management-llc-new-york-ny-107545", "city": "New York", "state": "NY", "years_registered": 40, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 285348, "name": "Third North Capital LP", "name_as_filed": "THIRD NORTH CAPITAL LP", "url": "https://advisorcensus.com/firm/third-north-capital-lp-new-york-ny-285348", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 147189, "name": "Tiedemann Advisors, LLC", "name_as_filed": "TIEDEMANN ADVISORS, LLC", "url": "https://advisorcensus.com/firm/tiedemann-advisors-llc-new-york-ny-147189", "city": "New York", "state": "NY", "years_registered": 17, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 110890, "name": "Tilson Financial Group Inc", "name_as_filed": "TILSON FINANCIAL GROUP INC", "url": "https://advisorcensus.com/firm/tilson-financial-group-inc-new-providence-nj-110890", "city": "New Providence", "state": "NJ", "years_registered": 21, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 132694, "name": "Timessquare Capital Management, LLC", "name_as_filed": "TIMESSQUARE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/timessquare-capital-management-llc-new-york-ny-132694", "city": "New York", "state": "NY", "years_registered": 22, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 111052, "name": "TLG Advisors, Inc.", "name_as_filed": "TLG ADVISORS, INC.", "url": "https://advisorcensus.com/firm/tlg-advisors-inc-summit-nj-111052", "city": "Summit", "state": "NJ", "years_registered": 25, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 105690, "name": "Tocqueville Asset Management LP", "name_as_filed": "TOCQUEVILLE ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/tocqueville-asset-management-lp-new-york-ny-105690", "city": "New York", "state": "NY", "years_registered": 36, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 156518, "name": "Tranquility Path Investment Advisors, LLC", "name_as_filed": "TRANQUILITY PATH INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/tranquility-path-investment-advisors-llc-matawan-nj-156518", "city": "Matawan", "state": "NJ", "years_registered": 15, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 298056, "name": "Tranquilli Financial Advisor, LLC", "name_as_filed": "TRANQUILLI FINANCIAL ADVISOR, LLC", "url": "https://advisorcensus.com/firm/tranquilli-financial-advisor-llc-clinton-nj-298056", "city": "Clinton", "state": "NJ", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 169820, "name": "Transatlantique Private Wealth LLC", "name_as_filed": "TRANSATLANTIQUE PRIVATE WEALTH LLC", "url": "https://advisorcensus.com/firm/transatlantique-private-wealth-llc-new-york-ny-169820", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107764, "name": "Traphagen Financial Group", "name_as_filed": "TRAPHAGEN FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/traphagen-financial-group-oradell-nj-107764", "city": "Oradell", "state": "NJ", "years_registered": 27, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 131889, "name": "TSP Capital Management Group, LLC", "name_as_filed": "TSP CAPITAL MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/tsp-capital-management-group-llc-summit-nj-131889", "city": "Summit", "state": "NJ", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 21274, "name": "UAS Asset Management", "name_as_filed": "UAS ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/uas-asset-management-new-york-ny-21274", "city": "New York", "state": "NY", "years_registered": 38, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 106838, "name": "UBS Asset Management (Americas) LLC", "name_as_filed": "UBS ASSET MANAGEMENT (AMERICAS) LLC", "url": "https://advisorcensus.com/firm/ubs-asset-management-americas-llc-new-york-ny-106838", "city": "New York", "state": "NY", "years_registered": 37, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 8174, "name": "UBS Financial Services Inc.", "name_as_filed": "UBS FINANCIAL SERVICES INC.", "url": "https://advisorcensus.com/firm/ubs-financial-services-inc-weehawken-nj-8174", "city": "Weehawken", "state": "NJ", "years_registered": 55, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions", "other" ], "enhanced": false }, { "crd_number": 107434, "name": "United Asset Strategies Inc.", "name_as_filed": "UNITED ASSET STRATEGIES INC.", "url": "https://advisorcensus.com/firm/united-asset-strategies-inc-garden-city-ny-107434", "city": "Garden City", "state": "NY", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 173728, "name": "Upstart Wealth Management, LLC", "name_as_filed": "UPSTART WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/upstart-wealth-management-llc-new-york-ny-173728", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 108879, "name": "Valley Wealth Managers, Inc.", "name_as_filed": "VALLEY WEALTH MANAGERS, INC.", "url": "https://advisorcensus.com/firm/valley-wealth-managers-inc-paramus-nj-108879", "city": "Paramus", "state": "NJ", "years_registered": 40, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 116850, "name": "Valueworks, LLC", "name_as_filed": "VALUEWORKS, LLC", "url": "https://advisorcensus.com/firm/valueworks-llc-new-york-city-ny-116850", "city": "New York City", "state": "NY", "years_registered": 24, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 105080, "name": "Van ECK Associates Corp.", "name_as_filed": "VAN ECK ASSOCIATES CORP.", "url": "https://advisorcensus.com/firm/van-eck-associates-corp-new-york-ny-105080", "city": "New York", "state": "NY", "years_registered": 42, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 116537, "name": "Vanderbilt Advisory Services", "name_as_filed": "VANDERBILT ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/vanderbilt-advisory-services-woodbury-ny-116537", "city": "Woodbury", "state": "NY", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 137772, "name": "Vectors Asset Management", "name_as_filed": "VECTORS ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/vectors-asset-management-new-york-ny-137772", "city": "New York", "state": "NY", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 110371, "name": "Villafranco Wealth Management", "name_as_filed": "VILLAFRANCO WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/villafranco-wealth-management-cresskill-nj-110371", "city": "Cresskill", "state": "NJ", "years_registered": 26, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 332536, "name": "Virtus Wealth Solutions", "name_as_filed": "VIRTUS WEALTH SOLUTIONS", "url": "https://advisorcensus.com/firm/virtus-wealth-solutions-cranford-nj-332536", "city": "Cranford", "state": "NJ", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 129478, "name": "Visconti & Associates, a Financial Services LLC", "name_as_filed": "VISCONTI & ASSOCIATES, A FINANCIAL SERVICES LLC", "url": "https://advisorcensus.com/firm/visconti-and-associates-a-financial-services-llc-verona-nj-129478", "city": "Verona", "state": "NJ", "years_registered": 26, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 301761, "name": "Vise AI Advisors", "name_as_filed": "VISE AI ADVISORS", "url": "https://advisorcensus.com/firm/vise-ai-advisors-new-york-city-ny-301761", "city": "New York City", "state": "NY", "years_registered": 7, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 173064, "name": "Vision Retirement", "name_as_filed": "VISION RETIREMENT", "url": "https://advisorcensus.com/firm/vision-retirement-ridgewood-nj-173064", "city": "Ridgewood", "state": "NJ", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 106494, "name": "Voya Investment Management Co. LLC", "name_as_filed": "VOYA INVESTMENT MANAGEMENT CO. LLC", "url": "https://advisorcensus.com/firm/voya-investment-management-co-llc-new-york-ny-106494", "city": "New York", "state": "NY", "years_registered": 53, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 311280, "name": "Wachtel Capital Advisors, LLC", "name_as_filed": "WACHTEL CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/wachtel-capital-advisors-llc-towaco-nj-311280", "city": "Towaco", "state": "NJ", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 300335, "name": "Wallace Investments", "name_as_filed": "WALLACE INVESTMENTS", "url": "https://advisorcensus.com/firm/wallace-investments-new-york-ny-300335", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "commissions", "other" ], "enhanced": false }, { "crd_number": 281511, "name": "Washington Crossing Advisors LLC", "name_as_filed": "WASHINGTON CROSSING ADVISORS LLC", "url": "https://advisorcensus.com/firm/washington-crossing-advisors-llc-morristown-nj-281511", "city": "Morristown", "state": "NJ", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 151508, "name": "Water Asset Management, LLC", "name_as_filed": "WATER ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/water-asset-management-llc-new-york-ny-151508", "city": "New York", "state": "NY", "years_registered": 17, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 118440, "name": "WBB Securities, LLC", "name_as_filed": "WBB SECURITIES, LLC", "url": "https://advisorcensus.com/firm/wbb-securities-llc-cranford-nj-118440", "city": "Cranford", "state": "NJ", "years_registered": 22, "raum_band": "not_reported", 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