# Financial advisors for businesses in New York, NY > Find financial advisors in New York, NY who work with businesses. AdvisorCensus lists 685 investment advisory firms with a principal office in the New York metro area that report businesses among their clients, as of October 2026. Reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically, and each firm's page lists its client types. Updated October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/for-businesses/page/14 ## At a glance - Investment advisory firms: 685 - Registration: SEC-registered investment adviser: 618, State-registered investment adviser: 67 - How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 129 (19%); Percentage of assets 660 (96%); Hourly charges 167 (24%); Subscription fees (newsletter or periodical) 11 (2%); Fixed fees 329 (48%); Commissions 20 (3%); Performance-based fees 270 (39%); Other 100 (15%) - Regulatory assets under management (Item 5.F): Under $25 million 36 (5%); $25 million to $100 million 70 (10%); $100 million to $500 million 155 (23%); $500 million to $1 billion 78 (11%); $1 billion to $5 billion 131 (19%); Over $5 billion 191 (28%); Not reported 24 (4%) - Years registered: Under 5 years 139 (20%); 5 to 9 years 145 (21%); 10 to 19 years 189 (28%); 20 years or more 211 (31%); Not reported 1 (0%) ## Firms (page 14 of 14, 651 to 685 of 685, sorted by name) | Firm | CRD | City | Registration | Assets band | Years registered | Compensation | | --- | --- | --- | --- | --- | --- | --- | | [Vinci Partners USA](https://advisorcensus.com/firm/vinci-partners-usa-new-york-ny-162399) ([md](https://advisorcensus.com/firm/vinci-partners-usa-new-york-ny-162399.md)) | 162399 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Performance fee | | [Virtus Wealth Solutions](https://advisorcensus.com/firm/virtus-wealth-solutions-cranford-nj-332536) ([md](https://advisorcensus.com/firm/virtus-wealth-solutions-cranford-nj-332536.md)) | 332536 | Cranford, NJ | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets, Hourly, Fixed fee | | [Visdom Investment Group LLC](https://advisorcensus.com/firm/visdom-investment-group-llc-rye-brook-ny-327619) ([md](https://advisorcensus.com/firm/visdom-investment-group-llc-rye-brook-ny-327619.md)) | 327619 | Rye Brook, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets | | [Vise AI Advisors](https://advisorcensus.com/firm/vise-ai-advisors-new-york-city-ny-301761) ([md](https://advisorcensus.com/firm/vise-ai-advisors-new-york-city-ny-301761.md)) | 301761 | New York City, NY | SEC-registered investment adviser | Over $5 billion | 7 | % of assets, Fixed fee | | [Vision Retirement](https://advisorcensus.com/firm/vision-retirement-ridgewood-nj-173064) ([md](https://advisorcensus.com/firm/vision-retirement-ridgewood-nj-173064.md)) | 173064 | Ridgewood, NJ | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Hourly, Fixed fee, Other | | [Voya Investment Management Co. LLC](https://advisorcensus.com/firm/voya-investment-management-co-llc-new-york-ny-106494) ([md](https://advisorcensus.com/firm/voya-investment-management-co-llc-new-york-ny-106494.md)) | 106494 | New York, NY | SEC-registered investment adviser | Over $5 billion | 53 | % of assets, Performance fee | | [VR Advisory Services Ltd.](https://advisorcensus.com/firm/vr-advisory-services-ltd-new-york-ny-137158) ([md](https://advisorcensus.com/firm/vr-advisory-services-ltd-new-york-ny-137158.md)) | 137158 | New York, NY | SEC-registered investment adviser | Over $5 billion | 20 | % of assets, Performance fee | | [Wafra Inc.](https://advisorcensus.com/firm/wafra-inc-new-york-ny-108673) ([md](https://advisorcensus.com/firm/wafra-inc-new-york-ny-108673.md)) | 108673 | New York, NY | SEC-registered investment adviser | Over $5 billion | 41 | % of assets, Fixed fee, Performance fee, Other | | [Wahed](https://advisorcensus.com/firm/wahed-new-york-ny-242793) ([md](https://advisorcensus.com/firm/wahed-new-york-ny-242793.md)) | 242793 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets | | [Wallace Investments](https://advisorcensus.com/firm/wallace-investments-new-york-ny-300335) ([md](https://advisorcensus.com/firm/wallace-investments-new-york-ny-300335.md)) | 300335 | New York, NY | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Commissions, Other | | [Walnut Investment Services LLC](https://advisorcensus.com/firm/walnut-investment-services-llc-brooklyn-ny-113666) ([md](https://advisorcensus.com/firm/walnut-investment-services-llc-brooklyn-ny-113666.md)) | 113666 | Brooklyn, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly | | [Washington Crossing Advisors LLC](https://advisorcensus.com/firm/washington-crossing-advisors-llc-morristown-nj-281511) ([md](https://advisorcensus.com/firm/washington-crossing-advisors-llc-morristown-nj-281511.md)) | 281511 | Morristown, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets | | [Water Asset Management, LLC](https://advisorcensus.com/firm/water-asset-management-llc-new-york-ny-151508) ([md](https://advisorcensus.com/firm/water-asset-management-llc-new-york-ny-151508.md)) | 151508 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 17 | % of assets, Performance fee | | [Waterfall Asset Management, LLC](https://advisorcensus.com/firm/waterfall-asset-management-llc-new-york-ny-137746) ([md](https://advisorcensus.com/firm/waterfall-asset-management-llc-new-york-ny-137746.md)) | 137746 | New York, NY | SEC-registered investment adviser | Over $5 billion | 20 | % of assets, Performance fee, Other | | [WBB Securities, LLC](https://advisorcensus.com/firm/wbb-securities-llc-cranford-nj-118440) ([md](https://advisorcensus.com/firm/wbb-securities-llc-cranford-nj-118440.md)) | 118440 | Cranford, NJ | State-registered investment adviser | Not reported | 22 | % of assets | | [WBI Investments, LLC](https://advisorcensus.com/firm/wbi-investments-llc-red-bank-nj-106336) ([md](https://advisorcensus.com/firm/wbi-investments-llc-red-bank-nj-106336.md)) | 106336 | Red Bank, NJ | SEC-registered investment adviser | $500 million to $1 billion | 41 | % of assets | | [Wealthedge Investment Advisors, LLC](https://advisorcensus.com/firm/wealthedge-investment-advisors-llc-new-york-ny-126337) ([md](https://advisorcensus.com/firm/wealthedge-investment-advisors-llc-new-york-ny-126337.md)) | 126337 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets, Other | | [Wealthspire Advisors](https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181) ([md](https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181.md)) | 106181 | New York, NY | SEC-registered investment adviser | Over $5 billion | 31 | % of assets, Fixed fee, Other | | [Wealthspring Capital LLC](https://advisorcensus.com/firm/wealthspring-capital-llc-west-harrison-ny-301040) ([md](https://advisorcensus.com/firm/wealthspring-capital-llc-west-harrison-ny-301040.md)) | 301040 | West Harrison, NY | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Performance fee | | [Weiss Financial Group LLC](https://advisorcensus.com/firm/weiss-financial-group-llc-mahopac-ny-159331) ([md](https://advisorcensus.com/firm/weiss-financial-group-llc-mahopac-ny-159331.md)) | 159331 | Mahopac, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee | | [Wellington Shields & Co., LLC](https://advisorcensus.com/firm/wellington-shields-and-co-llc-new-york-ny-149021) ([md](https://advisorcensus.com/firm/wellington-shields-and-co-llc-new-york-ny-149021.md)) | 149021 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 16 | % of assets, Fixed fee | | [Wellington Shields Capital Management, LLC](https://advisorcensus.com/firm/wellington-shields-capital-management-llc-new-york-ny-150529) ([md](https://advisorcensus.com/firm/wellington-shields-capital-management-llc-new-york-ny-150529.md)) | 150529 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Fixed fee | | [Westfield Wealth Management, LLC](https://advisorcensus.com/firm/westfield-wealth-management-llc-cranford-nj-125421) ([md](https://advisorcensus.com/firm/westfield-wealth-management-llc-cranford-nj-125421.md)) | 125421 | Cranford, NJ | State-registered investment adviser | $25 million to $100 million | 23 | % of assets, Hourly, Fixed fee | | [Westfuller Advisors, LLC](https://advisorcensus.com/firm/westfuller-advisors-llc-new-york-ny-155054) ([md](https://advisorcensus.com/firm/westfuller-advisors-llc-new-york-ny-155054.md)) | 155054 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Fixed fee | | [Westmount Capital Group LLC](https://advisorcensus.com/firm/westmount-capital-group-llc-summit-nj-339303) ([md](https://advisorcensus.com/firm/westmount-capital-group-llc-summit-nj-339303.md)) | 339303 | Summit, NJ | State-registered investment adviser | Not reported | 0 | % of assets, Fixed fee | | [Wilkinson Global Asset Management LLC](https://advisorcensus.com/firm/wilkinson-global-asset-management-llc-new-york-ny-292470) ([md](https://advisorcensus.com/firm/wilkinson-global-asset-management-llc-new-york-ny-292470.md)) | 292470 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets | | [Williams Jones Wealth Management, LLC](https://advisorcensus.com/firm/williams-jones-wealth-management-llc-new-york-ny-301925) ([md](https://advisorcensus.com/firm/williams-jones-wealth-management-llc-new-york-ny-301925.md)) | 301925 | New York, NY | SEC-registered investment adviser | Over $5 billion | 7 | % of assets | | [Wilmington Capital Securities, LLC](https://advisorcensus.com/firm/wilmington-capital-securities-llc-garden-city-ny-133839) ([md](https://advisorcensus.com/firm/wilmington-capital-securities-llc-garden-city-ny-133839.md)) | 133839 | Garden City, NY | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Fixed fee | | [Withum Wealth Management](https://advisorcensus.com/firm/withum-wealth-management-red-bank-nj-158332) ([md](https://advisorcensus.com/firm/withum-wealth-management-red-bank-nj-158332.md)) | 158332 | Red Bank, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 15 | % of assets, Hourly, Fixed fee | | [World Investment Advisors, LLC](https://advisorcensus.com/firm/world-investment-advisors-llc-lincroft-nj-208512) ([md](https://advisorcensus.com/firm/world-investment-advisors-llc-lincroft-nj-208512.md)) | 208512 | Lincroft, NJ | SEC-registered investment adviser | Over $5 billion | 11 | % of assets, Hourly, Fixed fee | | [Wright Asset Management Inc](https://advisorcensus.com/firm/wright-asset-management-inc-manasquan-nj-105599) ([md](https://advisorcensus.com/firm/wright-asset-management-inc-manasquan-nj-105599.md)) | 105599 | Manasquan, NJ | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly | | [Wyser-Pratte Management Co., Inc.](https://advisorcensus.com/firm/wyser-pratte-management-co-inc-bedford-hills-ny-106399) ([md](https://advisorcensus.com/firm/wyser-pratte-management-co-inc-bedford-hills-ny-106399.md)) | 106399 | Bedford Hills, NY | SEC-registered investment adviser | $25 million to $100 million | 34 | % of assets | | [Xpotential Inc.](https://advisorcensus.com/firm/xpotential-inc-short-hills-nj-152793) ([md](https://advisorcensus.com/firm/xpotential-inc-short-hills-nj-152793.md)) | 152793 | Short Hills, NJ | State-registered investment adviser | $25 million to $100 million | 16 | % of assets | | [Yields for You, LLC](https://advisorcensus.com/firm/yields-for-you-llc-melville-ny-317662) ([md](https://advisorcensus.com/firm/yields-for-you-llc-melville-ny-317662.md)) | 317662 | Melville, NY | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly, Fixed fee | | [Youhe Advisors LLC](https://advisorcensus.com/firm/youhe-advisors-llc-new-york-ny-289259) ([md](https://advisorcensus.com/firm/youhe-advisors-llc-new-york-ny-289259.md)) | 289259 | New York, NY | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Fixed fee, Performance fee, Other | - Previous page: https://advisorcensus.com/advisors/ny/new-york/for-businesses/page/13.md ## Questions people ask **Which financial advisors in New York, NY work with businesses?** 685 investment advisory firms with a principal office in the New York metro area report businesses among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one. **How many financial advisory firms are there in New York, NY?** AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV. **How many fee-only financial advisors are in New York, NY?** 518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed. **How many financial advisors in New York, NY offer financial planning?** 851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports. **Are the financial advisors in New York, NY fiduciaries?** Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties. **How do I check whether a financial advisor has disciplinary disclosures?** Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck. **Does AdvisorCensus rate, verify, or recommend these firms?** No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content. **What does regulatory assets under management mean?** Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. 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Financial advisors for businesses in New York, NY: 685 firms from Form ADV filings as of October 2026.