{ "path": "/advisors/ny/new-york/for-businesses", "url": "https://advisorcensus.com/advisors/ny/new-york/for-businesses/page/11", "page_type": "metro_answer", "title": "Financial advisors for businesses in New York, NY", "filters": {}, "scope_total": 685, "faq": [ { "q": "Which financial advisors in New York, NY work with businesses?", "a": "685 investment advisory firms with a principal office in the New York metro area report businesses among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one." }, { "q": "How many financial advisory firms are there in New York, NY?", "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York, NY?", "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York, NY offer financial planning?", "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York, NY fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York, NY who work with businesses. AdvisorCensus lists 685 investment advisory firms with a principal office in the New York metro area that report businesses among their clients, as of October 2026. Reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically, and each firm's page lists its client types.", "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors for businesses in New York, NY: 685 firms from Form ADV filings as of October 2026.", "total_firms": 685, "page": 11, "total_pages": 14, "sort": "name", "registration_types": { "sec": 618, "state": 67, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 129 }, { "code": "percentage_of_aum", "count": 660 }, { "code": "hourly", "count": 167 }, { "code": "subscription", "count": 11 }, { "code": "fixed", "count": 329 }, { "code": "commissions", "count": 20 }, { "code": "performance_based", "count": 270 }, { "code": "other", "count": 100 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 139 }, { "code": "5_to_9", "count": 145 }, { "code": "10_to_19", "count": 189 }, { "code": "20_plus", "count": 211 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 36 }, { "code": "25m_100m", "count": 70 }, { "code": "100m_500m", "count": 155 }, { "code": "500m_1b", "count": 78 }, { "code": "1b_5b", "count": 131 }, { "code": "over_5b", "count": 191 }, { "code": "not_reported", "count": 24 } ], "firms": [ { "crd_number": 286611, "name": "Retirement Income Advisory Group LLC", "name_as_filed": "RETIREMENT INCOME ADVISORY GROUP LLC", "url": "https://advisorcensus.com/firm/retirement-income-advisory-group-llc-woodbridge-nj-286611", "city": "Woodbridge", "state": "NJ", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 314581, "name": "RHO Treasury", "name_as_filed": "RHO TREASURY", "url": "https://advisorcensus.com/firm/rho-treasury-new-york-ny-314581", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 171905, "name": "Ridgeleigh Capital", "name_as_filed": "RIDGELEIGH CAPITAL", "url": "https://advisorcensus.com/firm/ridgeleigh-capital-summit-nj-171905", "city": "Summit", "state": "NJ", "years_registered": 12, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 168652, "name": "Ritholtz Wealth Management", "name_as_filed": "RITHOLTZ WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/ritholtz-wealth-management-new-york-ny-168652", "city": "New York", "state": "NY", "years_registered": 13, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 137716, "name": "Riva Ridge Capital Management LP", "name_as_filed": "RIVA RIDGE CAPITAL MANAGEMENT LP", "url": "https://advisorcensus.com/firm/riva-ridge-capital-management-lp-new-york-ny-137716", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 339697, "name": "Riverwest Investment Management, LLC", "name_as_filed": "RIVERWEST INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/riverwest-investment-management-llc-new-york-ny-339697", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 169005, "name": "RMR Wealth Builders, Inc.", "name_as_filed": "RMR WEALTH BUILDERS, INC.", "url": "https://advisorcensus.com/firm/rmr-wealth-builders-inc-montclair-nj-169005", "city": "Montclair", "state": "NJ", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 128093, "name": "Robotti & Company Advisors, LLC", "name_as_filed": "ROBOTTI & COMPANY ADVISORS, LLC", "url": "https://advisorcensus.com/firm/robotti-and-company-advisors-llc-new-york-ny-128093", "city": "New York", "state": "NY", "years_registered": 25, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 291361, "name": "Rockefeller Capital Management", "name_as_filed": "ROCKEFELLER CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/rockefeller-capital-management-new-york-ny-291361", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 294197, "name": "Rockefeller Capital Management", "name_as_filed": "ROCKEFELLER CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/rockefeller-capital-management-new-york-ny-294197", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 324004, "name": "Rockline Wealth Management LLC", "name_as_filed": "ROCKLINE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rockline-wealth-management-llc-islip-terrace-ny-324004", "city": "Islip Terrace", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 161605, "name": "Roosevelt Management Company LLC", "name_as_filed": "ROOSEVELT MANAGEMENT COMPANY LLC", "url": "https://advisorcensus.com/firm/roosevelt-management-company-llc-new-york-ny-161605", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337278, "name": "Rosci Lamb, LLC", "name_as_filed": "ROSCI LAMB, LLC", "url": "https://advisorcensus.com/firm/rosci-lamb-llc-new-york-ny-337278", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 330547, "name": "Roxbury Financial", "name_as_filed": "ROXBURY FINANCIAL", "url": "https://advisorcensus.com/firm/roxbury-financial-mount-arlington-nj-330547", "city": "Mount Arlington", "state": "NJ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 107689, "name": "Royce Investment Partners", "name_as_filed": "ROYCE INVESTMENT PARTNERS", "url": "https://advisorcensus.com/firm/royce-investment-partners-new-york-ny-107689", "city": "New York", "state": "NY", "years_registered": 54, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 164200, "name": "RPM Capital Management, LLC", "name_as_filed": "RPM CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rpm-capital-management-llc-rye-brook-ny-164200", "city": "Rye Brook", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 285971, "name": "Ruane Cunniff L.P.", "name_as_filed": "RUANE CUNNIFF L.P.", "url": "https://advisorcensus.com/firm/ruane-cunniff-l-p-new-york-ny-285971", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 106719, "name": "Runnymede Capital Management Inc", "name_as_filed": "RUNNYMEDE CAPITAL MANAGEMENT INC", "url": "https://advisorcensus.com/firm/runnymede-capital-management-inc-mendham-nj-106719", "city": "Mendham", "state": "NJ", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 126561, "name": "S&S Equity Corp.", "name_as_filed": "S&S EQUITY CORP.", "url": "https://advisorcensus.com/firm/s-and-s-equity-corp-westbury-ny-126561", "city": "Westbury", "state": "NY", "years_registered": 22, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 173204, "name": "S. Williams Capital, LLC", "name_as_filed": "S. WILLIAMS CAPITAL, LLC", "url": "https://advisorcensus.com/firm/s-williams-capital-llc-new-york-ny-173204", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 322374, "name": "Sagard Holdings Manager (US) LLC", "name_as_filed": "SAGARD HOLDINGS MANAGER (US) LLC", "url": "https://advisorcensus.com/firm/sagard-holdings-manager-us-llc-new-york-city-ny-322374", "city": "New York City", "state": "NY", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 281548, "name": "Sagewood Asset Management LP", "name_as_filed": "SAGEWOOD ASSET MANAGEMENT LP", "url": "https://advisorcensus.com/firm/sagewood-asset-management-lp-new-york-ny-281548", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 339800, "name": "Sagewood Capital Management LLC", "name_as_filed": "SAGEWOOD CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/sagewood-capital-management-llc-new-york-ny-339800", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 312119, "name": "Saiph Capital, LLC", "name_as_filed": "SAIPH CAPITAL, LLC", "url": "https://advisorcensus.com/firm/saiph-capital-llc-wyckoff-nj-312119", "city": "Wyckoff", "state": "NJ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 171986, "name": "Salvus Wealth Management, LLC", "name_as_filed": "SALVUS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/salvus-wealth-management-llc-red-bank-nj-171986", "city": "Red Bank", "state": "NJ", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 142214, "name": "Samalin Wealth", "name_as_filed": "SAMALIN WEALTH", "url": "https://advisorcensus.com/firm/samalin-wealth-chappaqua-ny-142214", "city": "Chappaqua", "state": "NY", "years_registered": 19, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332113, "name": "Sandro Wealth Management LLC", "name_as_filed": "SANDRO WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/sandro-wealth-management-llc-fairfield-nj-332113", "city": "Fairfield", "state": "NJ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 143519, "name": "Satovsky Asset Management LLC", "name_as_filed": "SATOVSKY ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/satovsky-asset-management-llc-new-york-ny-143519", "city": "New York", "state": "NY", "years_registered": 19, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 318493, "name": "Savvy", "name_as_filed": "SAVVY", "url": "https://advisorcensus.com/firm/savvy-new-york-ny-318493", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 322453, "name": "Savvy Labs Inc", "name_as_filed": "SAVVY LABS INC", "url": "https://advisorcensus.com/firm/savvy-labs-inc-new-york-ny-322453", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 119193, "name": "SAX Wealth Advisors, LLC", "name_as_filed": "SAX WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/sax-wealth-advisors-llc-parsippany-nj-119193", "city": "Parsippany", "state": "NJ", "years_registered": 18, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 107679, "name": "Saybrook Capital Corp", "name_as_filed": "SAYBROOK CAPITAL CORP", "url": "https://advisorcensus.com/firm/saybrook-capital-corp-sag-harbor-ny-107679", "city": "Sag Harbor", "state": "NY", "years_registered": 36, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 342323, "name": "Schonfeld Wealth Management, LLC", "name_as_filed": "SCHONFELD WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/schonfeld-wealth-management-llc-brooklyn-ny-342323", "city": "Brooklyn", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 105820, "name": "Schroder Investment Management North America Inc", "name_as_filed": "SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC", "url": "https://advisorcensus.com/firm/schroder-investment-management-north-america-inc-new-york-ny-105820", "city": "New York", "state": "NY", "years_registered": 45, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 145194, "name": "Schroders Capital Management (US) Inc.", "name_as_filed": "SCHRODERS CAPITAL MANAGEMENT (US) INC.", "url": "https://advisorcensus.com/firm/schroders-capital-management-us-inc-new-york-ny-145194", "city": "New York", "state": "NY", "years_registered": 18, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 110927, "name": "Schultze Asset Management, LP", "name_as_filed": "SCHULTZE ASSET MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/schultze-asset-management-lp-rye-brook-ny-110927", "city": "Rye Brook", "state": "NY", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 108681, "name": "Seabridge Investment Advisors LLC", "name_as_filed": "SEABRIDGE INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/seabridge-investment-advisors-llc-summit-nj-108681", "city": "Summit", "state": "NJ", "years_registered": 28, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 143670, "name": "Seacrest Investment Management, LLC", "name_as_filed": "SEACREST INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/seacrest-investment-management-llc-purchase-ny-143670", "city": "Purchase", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 147092, "name": "Seacrest Wealth Management, LLC", "name_as_filed": "SEACREST WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/seacrest-wealth-management-llc-purchase-ny-147092", "city": "Purchase", "state": "NY", "years_registered": 18, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 149582, "name": "Seelaus Asset Management, LLC", "name_as_filed": "SEELAUS ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/seelaus-asset-management-llc-chatham-nj-149582", "city": "Chatham", "state": "NJ", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 168496, "name": "Select Equity Group, L.P.", "name_as_filed": "SELECT EQUITY GROUP, L.P.", "url": "https://advisorcensus.com/firm/select-equity-group-l-p-new-york-ny-168496", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 137312, "name": "Senvest Management, LLC", "name_as_filed": "SENVEST MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/senvest-management-llc-new-york-ny-137312", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 328702, "name": "Setpoint Capital", "name_as_filed": "SETPOINT CAPITAL", "url": "https://advisorcensus.com/firm/setpoint-capital-new-york-ny-328702", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 298989, "name": "Settanni Financial LLC", "name_as_filed": "SETTANNI FINANCIAL LLC", "url": "https://advisorcensus.com/firm/settanni-financial-llc-armonk-ny-298989", "city": "Armonk", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 142739, "name": "Shelter Rock Management, LLC", "name_as_filed": "SHELTER ROCK MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/shelter-rock-management-llc-jericho-ny-142739", "city": "Jericho", "state": "NY", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112192, "name": "Shenkman Capital Management, Inc.", "name_as_filed": "SHENKMAN CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/shenkman-capital-management-inc-new-york-ny-112192", "city": "New York", "state": "NY", "years_registered": 41, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 107533, "name": "Shikiar Asset Management Inc", "name_as_filed": "SHIKIAR ASSET MANAGEMENT INC", "url": "https://advisorcensus.com/firm/shikiar-asset-management-inc-new-york-ny-107533", "city": "New York", "state": "NY", "years_registered": 33, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 296848, "name": "Shore Point Advisors, LLC", "name_as_filed": "SHORE POINT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/shore-point-advisors-llc-brielle-nj-296848", "city": "Brielle", "state": "NJ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 308026, "name": "Shorehaven Wealth Partners, LLC", "name_as_filed": "SHOREHAVEN WEALTH PARTNERS, LLC", "url": "https://advisorcensus.com/firm/shorehaven-wealth-partners-llc-red-bank-nj-308026", "city": "Red Bank", "state": "NJ", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 3403, "name": "Shufro, Rose & Co., LLC", "name_as_filed": "SHUFRO, ROSE & CO., LLC", "url": "https://advisorcensus.com/firm/shufro-rose-and-co-llc-new-york-ny-3403", "city": "New York", "state": "NY", "years_registered": 71, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ny", "label": "Financial advisors in New York" }, "metro": { "path": "/advisors/ny/new-york", "label": "Financial advisors in New York, NY" }, "city_pages": [ { "path": "/advisors/ny/new-york/brooklyn", "label": "Financial advisors in Brooklyn, NY", "firm_count": 69 }, { "path": "/advisors/ny/new-york/white-plains", "label": "Financial advisors in White Plains, NY", "firm_count": 44 }, { "path": "/advisors/ny/new-york/red-bank", "label": "Financial advisors in Red Bank, NJ", "firm_count": 39 }, { "path": "/advisors/ny/new-york/jersey-city", "label": "Financial advisors in Jersey City, NJ", "firm_count": 35 }, { "path": "/advisors/ny/new-york/summit", "label": "Financial advisors in Summit, NJ", "firm_count": 33 }, { "path": "/advisors/ny/new-york/melville", "label": "Financial advisors in Melville, NY", "firm_count": 28 }, { "path": "/advisors/ny/new-york/garden-city", "label": "Financial advisors in Garden City, NY", "firm_count": 27 }, { "path": "/advisors/ny/new-york/rye-brook", "label": "Financial advisors in Rye Brook, NY", "firm_count": 22 }, { "path": "/advisors/ny/new-york/morristown", "label": "Financial advisors in Morristown, NJ", "firm_count": 20 }, { "path": "/advisors/ny/new-york/new-york-city", "label": "Financial advisors in New York City, NY", "firm_count": 20 }, { "path": "/advisors/ny/new-york/newark", "label": "Financial advisors in Newark, NJ", "firm_count": 19 }, { "path": "/advisors/ny/new-york/rye", "label": "Financial advisors in Rye, NY", "firm_count": 18 } ], "fee_pages": [ { "path": "/advisors/ny/new-york/fee-only", "label": "Fee-only financial advisors in New York, NY", "firm_count": 518 }, { "path": "/advisors/ny/new-york/flat-fee", "label": "Flat-fee financial advisors in New York, NY", "firm_count": 999 }, { "path": "/advisors/ny/new-york/hourly", "label": "Hourly financial advisors in New York, NY", "firm_count": 536 } ], "answer_pages": [ { "path": "/advisors/ny/new-york/for-high-net-worth-individuals", "firm_count": 1176, "label": "Financial advisors for high-net-worth individuals in New York, NY" }, { "path": "/advisors/ny/new-york/for-retirement-plans", "firm_count": 603, "label": "Financial advisors for retirement plans in New York, NY" }, { "path": "/advisors/ny/new-york/for-charities", "firm_count": 560, "label": "Financial advisors for charitable organizations in New York, NY" }, { "path": "/advisors/ny/new-york/no-account-minimum", "firm_count": 195, "label": "Financial advisors with no account minimum in New York, NY" } ], "niche_pages": [ { "path": "/advisors/ny/new-york/business-owners", "firm_count": 2, "label": "Financial advisors for business owners in New York, NY" }, { "path": "/advisors/ny/new-york/cryptocurrency-holders", "firm_count": 2, "label": "Financial advisors for cryptocurrency holders in New York, NY" }, { "path": "/advisors/ny/new-york/divorce", "firm_count": 1, "label": "Financial advisors for divorce in New York, NY" }, { "path": "/advisors/ny/new-york/expats-and-americans-abroad", "firm_count": 1, "label": "Financial advisors for expats and Americans abroad in New York, NY" }, { "path": "/advisors/ny/new-york/immigrants-and-cross-border-families", "firm_count": 1, "label": "Financial advisors for immigrants and cross-border families in New York, NY" }, { "path": "/advisors/ny/new-york/pre-retirees", "firm_count": 1, "label": "Financial advisors for pre-retirees in New York, NY" }, { "path": "/advisors/ny/new-york/retirees", "firm_count": 1, "label": "Financial advisors for retirees in New York, NY" }, { "path": "/advisors/ny/new-york/tech-employees-with-equity-compensation", "firm_count": 1, "label": "Financial advisors for tech employees with equity compensation in New York, NY" }, { "path": "/advisors/ny/new-york/widowhood", "firm_count": 1, "label": "Financial advisors for widows and widowers in New York, NY" } ] }, "csv": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }