# Flat-fee financial advisors in New York, NY

> AdvisorCensus lists 999 investment advisory firms with a principal office in the New York metro area that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/flat-fee/page/20

## At a glance

- Investment advisory firms: 999
- Registration: SEC-registered investment adviser: 722, State-registered investment adviser: 277
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 281 (28%); Percentage of assets 863 (86%); Hourly charges 437 (44%); Subscription fees (newsletter or periodical) 25 (3%); Fixed fees 999 (100%); Commissions 32 (3%); Performance-based fees 246 (25%); Other 166 (17%)
- Regulatory assets under management (Item 5.F): Under $25 million 150 (15%); $25 million to $100 million 142 (14%); $100 million to $500 million 245 (25%); $500 million to $1 billion 92 (9%); $1 billion to $5 billion 131 (13%); Over $5 billion 128 (13%); Not reported 111 (11%)
- Years registered: Under 5 years 315 (32%); 5 to 9 years 225 (23%); 10 to 19 years 266 (27%); 20 years or more 192 (19%); Not reported 1 (0%)

## Firms (page 20 of 20, 951 to 999 of 999, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Veneroso Wealth Management](https://advisorcensus.com/firm/veneroso-wealth-management-woodbury-ny-342014) ([md](https://advisorcensus.com/firm/veneroso-wealth-management-woodbury-ny-342014.md)) | 342014 | Woodbury, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Vesey Street Capital Partners](https://advisorcensus.com/firm/vesey-street-capital-partners-new-york-ny-285544) ([md](https://advisorcensus.com/firm/vesey-street-capital-partners-new-york-ny-285544.md)) | 285544 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee, Performance fee |
| [Vestwell Advisors LLC](https://advisorcensus.com/firm/vestwell-advisors-llc-new-york-ny-284173) ([md](https://advisorcensus.com/firm/vestwell-advisors-llc-new-york-ny-284173.md)) | 284173 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Fixed fee |
| [Vibrant Capital Partners, Inc.](https://advisorcensus.com/firm/vibrant-capital-partners-inc-new-york-ny-148352) ([md](https://advisorcensus.com/firm/vibrant-capital-partners-inc-new-york-ny-148352.md)) | 148352 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 17 | % of assets, Fixed fee, Performance fee |
| [Victor Capital Partners](https://advisorcensus.com/firm/victor-capital-partners-new-york-ny-313929) ([md](https://advisorcensus.com/firm/victor-capital-partners-new-york-ny-313929.md)) | 313929 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee, Performance fee |
| [Virtus Wealth Solutions](https://advisorcensus.com/firm/virtus-wealth-solutions-cranford-nj-332536) ([md](https://advisorcensus.com/firm/virtus-wealth-solutions-cranford-nj-332536.md)) | 332536 | Cranford, NJ | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets, Hourly, Fixed fee |
| [Vise AI Advisors](https://advisorcensus.com/firm/vise-ai-advisors-new-york-city-ny-301761) ([md](https://advisorcensus.com/firm/vise-ai-advisors-new-york-city-ny-301761.md)) | 301761 | New York City, NY | SEC-registered investment adviser | Over $5 billion | 7 | % of assets, Fixed fee |
| [Vision Retirement](https://advisorcensus.com/firm/vision-retirement-ridgewood-nj-173064) ([md](https://advisorcensus.com/firm/vision-retirement-ridgewood-nj-173064.md)) | 173064 | Ridgewood, NJ | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Hourly, Fixed fee, Other |
| [Volpe Investments LLC](https://advisorcensus.com/firm/volpe-investments-llc-cranford-nj-340047) ([md](https://advisorcensus.com/firm/volpe-investments-llc-cranford-nj-340047.md)) | 340047 | Cranford, NJ | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Wafra Inc.](https://advisorcensus.com/firm/wafra-inc-new-york-ny-108673) ([md](https://advisorcensus.com/firm/wafra-inc-new-york-ny-108673.md)) | 108673 | New York, NY | SEC-registered investment adviser | Over $5 billion | 41 | % of assets, Fixed fee, Performance fee, Other |
| [Wallstreeti.com](https://advisorcensus.com/firm/wallstreeti-com-new-york-ny-123567) ([md](https://advisorcensus.com/firm/wallstreeti-com-new-york-ny-123567.md)) | 123567 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Fixed fee |
| [Warana Capital, LLC](https://advisorcensus.com/firm/warana-capital-llc-new-york-ny-288311) ([md](https://advisorcensus.com/firm/warana-capital-llc-new-york-ny-288311.md)) | 288311 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee, Performance fee |
| [Washington Square Capital Management LLC](https://advisorcensus.com/firm/washington-square-capital-management-llc-new-york-ny-150335) ([md](https://advisorcensus.com/firm/washington-square-capital-management-llc-new-york-ny-150335.md)) | 150335 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 11 | % of assets, Fixed fee |
| [Wavelet Advisors](https://advisorcensus.com/firm/wavelet-advisors-saddle-river-nj-328272) ([md](https://advisorcensus.com/firm/wavelet-advisors-saddle-river-nj-328272.md)) | 328272 | Saddle River, NJ | State-registered investment adviser | Under $25 million | 2 | % of assets, Fixed fee |
| [Wealth Quarterback LLC](https://advisorcensus.com/firm/wealth-quarterback-llc-toms-river-nj-282967) ([md](https://advisorcensus.com/firm/wealth-quarterback-llc-toms-river-nj-282967.md)) | 282967 | Toms River, NJ | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee, Other |
| [Wealthlet](https://advisorcensus.com/firm/wealthlet-whitestone-ny-282885) ([md](https://advisorcensus.com/firm/wealthlet-whitestone-ny-282885.md)) | 282885 | Whitestone, NY | State-registered investment adviser | Not reported | 10 | Hourly, Fixed fee, Other |
| [Wealthness LLC](https://advisorcensus.com/firm/wealthness-llc-boonton-nj-298675) ([md](https://advisorcensus.com/firm/wealthness-llc-boonton-nj-298675.md)) | 298675 | Boonton, NJ | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Fixed fee |
| [Wealthnest Capital Inc.](https://advisorcensus.com/firm/wealthnest-capital-inc-staten-island-ny-281725) ([md](https://advisorcensus.com/firm/wealthnest-capital-inc-staten-island-ny-281725.md)) | 281725 | Staten Island, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Fixed fee |
| [Wealthspire Advisors](https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181) ([md](https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181.md)) | 106181 | New York, NY | SEC-registered investment adviser | Over $5 billion | 31 | % of assets, Fixed fee, Other |
| [Weiss Financial Group LLC](https://advisorcensus.com/firm/weiss-financial-group-llc-mahopac-ny-159331) ([md](https://advisorcensus.com/firm/weiss-financial-group-llc-mahopac-ny-159331.md)) | 159331 | Mahopac, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee |
| [Welara](https://advisorcensus.com/firm/welara-new-york-ny-334534) ([md](https://advisorcensus.com/firm/welara-new-york-ny-334534.md)) | 334534 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly, Fixed fee, Performance fee |
| [Wellington Shields & Co., LLC](https://advisorcensus.com/firm/wellington-shields-and-co-llc-new-york-ny-149021) ([md](https://advisorcensus.com/firm/wellington-shields-and-co-llc-new-york-ny-149021.md)) | 149021 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 16 | % of assets, Fixed fee |
| [Wellington Shields Capital Management, LLC](https://advisorcensus.com/firm/wellington-shields-capital-management-llc-new-york-ny-150529) ([md](https://advisorcensus.com/firm/wellington-shields-capital-management-llc-new-york-ny-150529.md)) | 150529 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Fixed fee |
| [Wembley Strategic Advisory LLC](https://advisorcensus.com/firm/wembley-strategic-advisory-llc-new-york-ny-305692) ([md](https://advisorcensus.com/firm/wembley-strategic-advisory-llc-new-york-ny-305692.md)) | 305692 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly, Fixed fee, Performance fee |
| [Wesfair Advisory Group, Inc.](https://advisorcensus.com/firm/wesfair-advisory-group-inc-chappaqua-ny-295320) ([md](https://advisorcensus.com/firm/wesfair-advisory-group-inc-chappaqua-ny-295320.md)) | 295320 | Chappaqua, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Hourly, Fixed fee |
| [Westco Advisory Services, Inc.](https://advisorcensus.com/firm/westco-advisory-services-inc-lynbrook-ny-120755) ([md](https://advisorcensus.com/firm/westco-advisory-services-inc-lynbrook-ny-120755.md)) | 120755 | Lynbrook, NY | SEC-registered investment adviser | $100 million to $500 million | 18 | % of assets, Hourly, Fixed fee |
| [Westfield Wealth Management, LLC](https://advisorcensus.com/firm/westfield-wealth-management-llc-cranford-nj-125421) ([md](https://advisorcensus.com/firm/westfield-wealth-management-llc-cranford-nj-125421.md)) | 125421 | Cranford, NJ | State-registered investment adviser | $25 million to $100 million | 23 | % of assets, Hourly, Fixed fee |
| [Westfuller Advisors, LLC](https://advisorcensus.com/firm/westfuller-advisors-llc-new-york-ny-155054) ([md](https://advisorcensus.com/firm/westfuller-advisors-llc-new-york-ny-155054.md)) | 155054 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Fixed fee |
| [Westmore Asset Management](https://advisorcensus.com/firm/westmore-asset-management-pearl-river-ny-164431) ([md](https://advisorcensus.com/firm/westmore-asset-management-pearl-river-ny-164431.md)) | 164431 | Pearl River, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [Westmount Capital Group LLC](https://advisorcensus.com/firm/westmount-capital-group-llc-summit-nj-339303) ([md](https://advisorcensus.com/firm/westmount-capital-group-llc-summit-nj-339303.md)) | 339303 | Summit, NJ | State-registered investment adviser | Not reported | 0 | % of assets, Fixed fee |
| [Westport Advisory](https://advisorcensus.com/firm/westport-advisory-jersey-city-nj-340749) ([md](https://advisorcensus.com/firm/westport-advisory-jersey-city-nj-340749.md)) | 340749 | Jersey City, NJ | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Wharton Wealth Planning, LLC](https://advisorcensus.com/firm/wharton-wealth-planning-llc-new-york-ny-319716) ([md](https://advisorcensus.com/firm/wharton-wealth-planning-llc-new-york-ny-319716.md)) | 319716 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Hourly, Fixed fee |
| [Whealth Advisors](https://advisorcensus.com/firm/whealth-advisors-red-bank-nj-304669) ([md](https://advisorcensus.com/firm/whealth-advisors-red-bank-nj-304669.md)) | 304669 | Red Bank, NJ | State-registered investment adviser | $25 million to $100 million | 7 | Fixed fee |
| [Wick](https://advisorcensus.com/firm/wick-union-city-nj-342763) ([md](https://advisorcensus.com/firm/wick-union-city-nj-342763.md)) | 342763 | Union City, NJ | SEC-registered investment adviser | Under $25 million | 0 | Subscription, Fixed fee |
| [Wieder Financial Corp.](https://advisorcensus.com/firm/wieder-financial-corp-yonkers-ny-331643) ([md](https://advisorcensus.com/firm/wieder-financial-corp-yonkers-ny-331643.md)) | 331643 | Yonkers, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee, Other |
| [Willcox Wealth Management](https://advisorcensus.com/firm/willcox-wealth-management-new-york-ny-335728) ([md](https://advisorcensus.com/firm/willcox-wealth-management-new-york-ny-335728.md)) | 335728 | New York, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Willow Run Advisors](https://advisorcensus.com/firm/willow-run-advisors-new-york-ny-343930) ([md](https://advisorcensus.com/firm/willow-run-advisors-new-york-ny-343930.md)) | 343930 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 0 | % of assets, Fixed fee |
| [Wilmington Capital Securities, LLC](https://advisorcensus.com/firm/wilmington-capital-securities-llc-garden-city-ny-133839) ([md](https://advisorcensus.com/firm/wilmington-capital-securities-llc-garden-city-ny-133839.md)) | 133839 | Garden City, NY | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Fixed fee |
| [Withum Wealth Management](https://advisorcensus.com/firm/withum-wealth-management-red-bank-nj-158332) ([md](https://advisorcensus.com/firm/withum-wealth-management-red-bank-nj-158332.md)) | 158332 | Red Bank, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 15 | % of assets, Hourly, Fixed fee |
| [World Investment Advisors, LLC](https://advisorcensus.com/firm/world-investment-advisors-llc-lincroft-nj-208512) ([md](https://advisorcensus.com/firm/world-investment-advisors-llc-lincroft-nj-208512.md)) | 208512 | Lincroft, NJ | SEC-registered investment adviser | Over $5 billion | 11 | % of assets, Hourly, Fixed fee |
| [WP Asset Management](https://advisorcensus.com/firm/wp-asset-management-bedminster-nj-279034) ([md](https://advisorcensus.com/firm/wp-asset-management-bedminster-nj-279034.md)) | 279034 | Bedminster, NJ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee, Other |
| [Wright Financial Advisory LLC](https://advisorcensus.com/firm/wright-financial-advisory-llc-jersey-city-nj-341180) ([md](https://advisorcensus.com/firm/wright-financial-advisory-llc-jersey-city-nj-341180.md)) | 341180 | Jersey City, NJ | State-registered investment adviser | Under $25 million | 0 | Hourly, Fixed fee |
| [Yaish Financial](https://advisorcensus.com/firm/yaish-financial-bergenfield-nj-269856) ([md](https://advisorcensus.com/firm/yaish-financial-bergenfield-nj-269856.md)) | 269856 | Bergenfield, NJ | State-registered investment adviser | Under $25 million | 11 | % of assets, Hourly, Fixed fee, Other |
| [Yearwood Young Advisors](https://advisorcensus.com/firm/yearwood-young-advisors-brooklyn-ny-307719) ([md](https://advisorcensus.com/firm/yearwood-young-advisors-brooklyn-ny-307719.md)) | 307719 | Brooklyn, NY | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee |
| [Yields for You, LLC](https://advisorcensus.com/firm/yields-for-you-llc-melville-ny-317662) ([md](https://advisorcensus.com/firm/yields-for-you-llc-melville-ny-317662.md)) | 317662 | Melville, NY | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly, Fixed fee |
| [Yorkville Advisors Global, LP](https://advisorcensus.com/firm/yorkville-advisors-global-lp-mountainside-nj-165390) ([md](https://advisorcensus.com/firm/yorkville-advisors-global-lp-mountainside-nj-165390.md)) | 165390 | Mountainside, NJ | SEC-registered investment adviser | $500 million to $1 billion | 4 | Fixed fee, Performance fee, Other |
| [Yoshida Wealth Management, Inc.](https://advisorcensus.com/firm/yoshida-wealth-management-inc-white-plains-ny-305049) ([md](https://advisorcensus.com/firm/yoshida-wealth-management-inc-white-plains-ny-305049.md)) | 305049 | White Plains, NY | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Fixed fee, Other |
| [Youhe Advisors LLC](https://advisorcensus.com/firm/youhe-advisors-llc-new-york-ny-289259) ([md](https://advisorcensus.com/firm/youhe-advisors-llc-new-york-ny-289259.md)) | 289259 | New York, NY | State-registered investment adviser | Under $25 million | 7 | % of assets, Hourly, Fixed fee, Performance fee, Other |
| [Zynergy Retirement Planning](https://advisorcensus.com/firm/zynergy-retirement-planning-red-bank-nj-143861) ([md](https://advisorcensus.com/firm/zynergy-retirement-planning-red-bank-nj-143861.md)) | 143861 | Red Bank, NJ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee |

- Previous page: https://advisorcensus.com/advisors/ny/new-york/flat-fee/page/19.md

## Questions people ask

**How many financial advisory firms are there in New York, NY?**
AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York, NY?**
518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York, NY offer financial planning?**
851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in New York City, NY](https://advisorcensus.com/advisors/ny/new-york/new-york-city) (https://advisorcensus.com/advisors/ny/new-york/new-york-city.md)
- [Financial advisors in Newark, NJ](https://advisorcensus.com/advisors/ny/new-york/newark) (https://advisorcensus.com/advisors/ny/new-york/newark.md)
- [Financial advisors in Rye, NY](https://advisorcensus.com/advisors/ny/new-york/rye) (https://advisorcensus.com/advisors/ny/new-york/rye.md)
- [Financial advisors in Rochester](https://advisorcensus.com/advisors/ny/rochester) (https://advisorcensus.com/advisors/ny/rochester.md)
- [Financial advisors in Albany](https://advisorcensus.com/advisors/ny/albany) (https://advisorcensus.com/advisors/ny/albany.md)
- [Financial advisors in Buffalo](https://advisorcensus.com/advisors/ny/buffalo) (https://advisorcensus.com/advisors/ny/buffalo.md)
- [Financial advisors in Syracuse](https://advisorcensus.com/advisors/ny/syracuse) (https://advisorcensus.com/advisors/ny/syracuse.md)
- [Financial advisors in Kiryas Joel](https://advisorcensus.com/advisors/ny/kiryas-joel) (https://advisorcensus.com/advisors/ny/kiryas-joel.md)
- [Financial advisors in Utica](https://advisorcensus.com/advisors/ny/utica) (https://advisorcensus.com/advisors/ny/utica.md)
- [Financial advisors in Kingston](https://advisorcensus.com/advisors/ny/kingston) (https://advisorcensus.com/advisors/ny/kingston.md)
- [Financial advisors in Ithaca](https://advisorcensus.com/advisors/ny/ithaca) (https://advisorcensus.com/advisors/ny/ithaca.md)

Cite as: AdvisorCensus. Flat-fee financial advisors in New York, NY: 999 firms from Form ADV filings as of October 2026.