{
  "path": "/advisors/ny/new-york/flat-fee",
  "url": "https://advisorcensus.com/advisors/ny/new-york/flat-fee/page/10",
  "page_type": "metro_fee",
  "title": "Flat-fee financial advisors in New York, NY",
  "filters": {},
  "scope_total": 999,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 999 investment advisory firms with a principal office in the New York metro area that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Flat-fee financial advisors in New York, NY: 999 firms from Form ADV filings as of October 2026.",
  "total_firms": 999,
  "page": 10,
  "total_pages": 20,
  "sort": "name",
  "registration_types": {
    "sec": 722,
    "state": 277,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 281
    },
    {
      "code": "percentage_of_aum",
      "count": 863
    },
    {
      "code": "hourly",
      "count": 437
    },
    {
      "code": "subscription",
      "count": 25
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 32
    },
    {
      "code": "performance_based",
      "count": 246
    },
    {
      "code": "other",
      "count": 166
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 315
    },
    {
      "code": "5_to_9",
      "count": 225
    },
    {
      "code": "10_to_19",
      "count": 266
    },
    {
      "code": "20_plus",
      "count": 192
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 150
    },
    {
      "code": "25m_100m",
      "count": 142
    },
    {
      "code": "100m_500m",
      "count": 245
    },
    {
      "code": "500m_1b",
      "count": 92
    },
    {
      "code": "1b_5b",
      "count": 131
    },
    {
      "code": "over_5b",
      "count": 128
    },
    {
      "code": "not_reported",
      "count": 111
    }
  ],
  "firms": [
    {
      "crd_number": 310803,
      "name": "Investry, LLC",
      "name_as_filed": "INVESTRY, LLC",
      "url": "https://advisorcensus.com/firm/investry-llc-scarsdale-ny-310803",
      "city": "Scarsdale",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 321985,
      "name": "Investx Asset Management LLC",
      "name_as_filed": "INVESTX ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/investx-asset-management-llc-new-york-ny-321985",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 161603,
      "name": "Invus Financial Advisors, LLC",
      "name_as_filed": "INVUS FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/invus-financial-advisors-llc-new-york-ny-161603",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308097,
      "name": "Island Investment Management LLC",
      "name_as_filed": "ISLAND INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/island-investment-management-llc-new-york-ny-308097",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 118817,
      "name": "Itau BBA USA Securities, Inc.",
      "name_as_filed": "ITAU BBA USA SECURITIES, INC.",
      "url": "https://advisorcensus.com/firm/itau-bba-usa-securities-inc-new-york-ny-118817",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156313,
      "name": "Itau USA Asset Management",
      "name_as_filed": "ITAU USA ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/itau-usa-asset-management-new-york-ny-156313",
      "city": "New York",
      "state": "NY",
      "years_registered": 15,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 277037,
      "name": "ITE Management L.P.",
      "name_as_filed": "ITE MANAGEMENT L.P.",
      "url": "https://advisorcensus.com/firm/ite-management-l-p-new-york-ny-277037",
      "city": "New York",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308309,
      "name": "Ithaka Strategic Partners",
      "name_as_filed": "ITHAKA STRATEGIC PARTNERS",
      "url": "https://advisorcensus.com/firm/ithaka-strategic-partners-kings-park-ny-308309",
      "city": "Kings Park",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 131243,
      "name": "J. Safra Asset Management Corporation",
      "name_as_filed": "J. SAFRA ASSET MANAGEMENT CORPORATION",
      "url": "https://advisorcensus.com/firm/j-safra-asset-management-corporation-new-york-city-ny-131243",
      "city": "New York City",
      "state": "NY",
      "years_registered": 22,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140452,
      "name": "J.J. Burns & Company",
      "name_as_filed": "J.J. BURNS & COMPANY",
      "url": "https://advisorcensus.com/firm/j-j-burns-and-company-melville-ny-140452",
      "city": "Melville",
      "state": "NY",
      "years_registered": 20,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107038,
      "name": "J.P. Morgan Investment Management Inc.",
      "name_as_filed": "J.P. MORGAN INVESTMENT MANAGEMENT INC.",
      "url": "https://advisorcensus.com/firm/j-p-morgan-investment-management-inc-new-york-ny-107038",
      "city": "New York",
      "state": "NY",
      "years_registered": 42,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 314692,
      "name": "Jaffa Gate Research & Advisory",
      "name_as_filed": "JAFFA GATE RESEARCH & ADVISORY",
      "url": "https://advisorcensus.com/firm/jaffa-gate-research-and-advisory-millburn-nj-314692",
      "city": "Millburn",
      "state": "NJ",
      "years_registered": 5,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128805,
      "name": "Jedi Management, Inc.",
      "name_as_filed": "JEDI MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/jedi-management-inc-englewood-cliffs-nj-128805",
      "city": "Englewood Cliffs",
      "state": "NJ",
      "years_registered": 25,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325421,
      "name": "Jefferies Investment Advisers LLC",
      "name_as_filed": "JEFFERIES INVESTMENT ADVISERS LLC",
      "url": "https://advisorcensus.com/firm/jefferies-investment-advisers-llc-new-york-ny-325421",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 292142,
      "name": "Jefferies Research Services LLC",
      "name_as_filed": "JEFFERIES RESEARCH SERVICES LLC",
      "url": "https://advisorcensus.com/firm/jefferies-research-services-llc-new-york-ny-292142",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "not_reported",
      "compensation_types": [
        "subscription",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 155392,
      "name": "Jeffrey Matthews Wealth Management, LLC",
      "name_as_filed": "JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/jeffrey-matthews-wealth-management-llc-florham-park-nj-155392",
      "city": "Florham Park",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 143748,
      "name": "Jersey Shore Financial Advisors LLC",
      "name_as_filed": "JERSEY SHORE FINANCIAL ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/jersey-shore-financial-advisors-llc-tinton-falls-nj-143748",
      "city": "Tinton Falls",
      "state": "NJ",
      "years_registered": 19,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 152450,
      "name": "Joel Isaacson & Co., LLC",
      "name_as_filed": "JOEL ISAACSON & CO., LLC",
      "url": "https://advisorcensus.com/firm/joel-isaacson-and-co-llc-new-york-ny-152450",
      "city": "New York",
      "state": "NY",
      "years_registered": 16,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147625,
      "name": "Joseph P. Lucia & Associates, LLC",
      "name_as_filed": "JOSEPH P. LUCIA & ASSOCIATES, LLC",
      "url": "https://advisorcensus.com/firm/joseph-p-lucia-and-associates-llc-yorktown-heights-ny-147625",
      "city": "Yorktown Heights",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285994,
      "name": "Julien Planning, LLC",
      "name_as_filed": "JULIEN PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/julien-planning-llc-hackensack-nj-285994",
      "city": "Hackensack",
      "state": "NJ",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316741,
      "name": "Julius Wealth Advisors, LLC",
      "name_as_filed": "JULIUS WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/julius-wealth-advisors-llc-englewood-cliffs-nj-316741",
      "city": "Englewood Cliffs",
      "state": "NJ",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 315669,
      "name": "Kain Capital",
      "name_as_filed": "KAIN CAPITAL",
      "url": "https://advisorcensus.com/firm/kain-capital-new-york-ny-315669",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334491,
      "name": "Kasanda Capital",
      "name_as_filed": "KASANDA CAPITAL",
      "url": "https://advisorcensus.com/firm/kasanda-capital-new-york-ny-334491",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317872,
      "name": "Kaysi Gordon Financial Planning",
      "name_as_filed": "KAYSI GORDON FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/kaysi-gordon-financial-planning-rockville-centre-ny-317872",
      "city": "Rockville Centre",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 129745,
      "name": "KDB Asset Management, LLC",
      "name_as_filed": "KDB ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/kdb-asset-management-llc-new-york-ny-129745",
      "city": "New York",
      "state": "NY",
      "years_registered": 22,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 313752,
      "name": "Keala Advisors",
      "name_as_filed": "KEALA ADVISORS",
      "url": "https://advisorcensus.com/firm/keala-advisors-new-york-ny-313752",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 118174,
      "name": "Keenan Private Wealth Management",
      "name_as_filed": "KEENAN PRIVATE WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/keenan-private-wealth-management-new-york-ny-118174",
      "city": "New York",
      "state": "NY",
      "years_registered": 24,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126021,
      "name": "Kelleher Financial Advisors, LLC",
      "name_as_filed": "KELLEHER FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/kelleher-financial-advisors-llc-new-york-ny-126021",
      "city": "New York",
      "state": "NY",
      "years_registered": 23,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 226658,
      "name": "Kenmar Preferred Investments, LLC",
      "name_as_filed": "KENMAR PREFERRED INVESTMENTS, LLC",
      "url": "https://advisorcensus.com/firm/kenmar-preferred-investments-llc-new-york-ny-226658",
      "city": "New York",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136346,
      "name": "Kensington Financial Advisors LLC",
      "name_as_filed": "KENSINGTON FINANCIAL ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/kensington-financial-advisors-llc-roseland-nj-136346",
      "city": "Roseland",
      "state": "NJ",
      "years_registered": 21,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334191,
      "name": "Kensington Wealth Management, LLC",
      "name_as_filed": "KENSINGTON WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/kensington-wealth-management-llc-brooklyn-ny-334191",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 151879,
      "name": "Kevin M. Gibney and Company, LLC",
      "name_as_filed": "KEVIN M. GIBNEY AND COMPANY, LLC",
      "url": "https://advisorcensus.com/firm/kevin-m-gibney-and-company-llc-iselin-nj-151879",
      "city": "Iselin",
      "state": "NJ",
      "years_registered": 16,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298240,
      "name": "Key Client Fiduciary Advisors, LLC",
      "name_as_filed": "KEY CLIENT FIDUCIARY ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/key-client-fiduciary-advisors-llc-fairfield-nj-298240",
      "city": "Fairfield",
      "state": "NJ",
      "years_registered": 8,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 305812,
      "name": "Keyframe Capital Partners, L.P.",
      "name_as_filed": "KEYFRAME CAPITAL PARTNERS, L.P.",
      "url": "https://advisorcensus.com/firm/keyframe-capital-partners-l-p-new-york-ny-305812",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 121480,
      "name": "Kiely Capital Management, Inc.",
      "name_as_filed": "KIELY CAPITAL MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/kiely-capital-management-inc-morristown-nj-121480",
      "city": "Morristown",
      "state": "NJ",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126936,
      "name": "Kingsbridge Advisors, LLC",
      "name_as_filed": "KINGSBRIDGE ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/kingsbridge-advisors-llc-fair-lawn-nj-126936",
      "city": "Fair Lawn",
      "state": "NJ",
      "years_registered": 21,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332998,
      "name": "Kingston Horizon Advisors LLC",
      "name_as_filed": "KINGSTON HORIZON ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/kingston-horizon-advisors-llc-paramus-nj-332998",
      "city": "Paramus",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105907,
      "name": "Klingenstein Fields Advisors",
      "name_as_filed": "KLINGENSTEIN FIELDS ADVISORS",
      "url": "https://advisorcensus.com/firm/klingenstein-fields-advisors-new-york-ny-105907",
      "city": "New York",
      "state": "NY",
      "years_registered": 37,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304186,
      "name": "Klingenstein Fields Advisors",
      "name_as_filed": "KLINGENSTEIN FIELDS ADVISORS",
      "url": "https://advisorcensus.com/firm/klingenstein-fields-advisors-new-york-ny-304186",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125618,
      "name": "Klingman and Associates, LLC",
      "name_as_filed": "KLINGMAN AND ASSOCIATES, LLC",
      "url": "https://advisorcensus.com/firm/klingman-and-associates-llc-new-york-ny-125618",
      "city": "New York",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 315279,
      "name": "Komich Capital Advisors",
      "name_as_filed": "KOMICH CAPITAL ADVISORS",
      "url": "https://advisorcensus.com/firm/komich-capital-advisors-ronkonkoma-ny-315279",
      "city": "Ronkonkoma",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285526,
      "name": "KPC Terrapin Group LLC",
      "name_as_filed": "KPC TERRAPIN GROUP LLC",
      "url": "https://advisorcensus.com/firm/kpc-terrapin-group-llc-new-york-ny-285526",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333024,
      "name": "Kpoint Capital LLC",
      "name_as_filed": "KPOINT CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/kpoint-capital-llc-manhasset-ny-333024",
      "city": "Manhasset",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 150040,
      "name": "Laidlaw Wealth Management LLC",
      "name_as_filed": "LAIDLAW WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/laidlaw-wealth-management-llc-new-york-ny-150040",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 158693,
      "name": "Landmark Wealth Management, LLC",
      "name_as_filed": "LANDMARK WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/landmark-wealth-management-llc-melville-ny-158693",
      "city": "Melville",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147420,
      "name": "Lantern Wealth Advisors, LLC",
      "name_as_filed": "LANTERN WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/lantern-wealth-advisors-llc-melville-ny-147420",
      "city": "Melville",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 129649,
      "name": "Larrea Wealth Management",
      "name_as_filed": "LARREA WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/larrea-wealth-management-new-york-ny-129649",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328662,
      "name": "Lati Capital",
      "name_as_filed": "LATI CAPITAL",
      "url": "https://advisorcensus.com/firm/lati-capital-new-york-ny-328662",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167592,
      "name": "Lavish Financial Planning",
      "name_as_filed": "LAVISH FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/lavish-financial-planning-morristown-nj-167592",
      "city": "Morristown",
      "state": "NJ",
      "years_registered": 13,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 122836,
      "name": "Lazard Asset Management LLC",
      "name_as_filed": "LAZARD ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/lazard-asset-management-llc-new-york-ny-122836",
      "city": "New York",
      "state": "NY",
      "years_registered": 23,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/ny",
      "label": "Financial advisors in New York"
    },
    "metro": {
      "path": "/advisors/ny/new-york",
      "label": "Financial advisors in New York, NY"
    },
    "city_pages": [
      {
        "path": "/advisors/ny/new-york/brooklyn",
        "label": "Financial advisors in Brooklyn, NY",
        "firm_count": 69
      },
      {
        "path": "/advisors/ny/new-york/white-plains",
        "label": "Financial advisors in White Plains, NY",
        "firm_count": 44
      },
      {
        "path": "/advisors/ny/new-york/red-bank",
        "label": "Financial advisors in Red Bank, NJ",
        "firm_count": 39
      },
      {
        "path": "/advisors/ny/new-york/jersey-city",
        "label": "Financial advisors in Jersey City, NJ",
        "firm_count": 35
      },
      {
        "path": "/advisors/ny/new-york/summit",
        "label": "Financial advisors in Summit, NJ",
        "firm_count": 33
      },
      {
        "path": "/advisors/ny/new-york/melville",
        "label": "Financial advisors in Melville, NY",
        "firm_count": 28
      },
      {
        "path": "/advisors/ny/new-york/garden-city",
        "label": "Financial advisors in Garden City, NY",
        "firm_count": 27
      },
      {
        "path": "/advisors/ny/new-york/rye-brook",
        "label": "Financial advisors in Rye Brook, NY",
        "firm_count": 22
      },
      {
        "path": "/advisors/ny/new-york/morristown",
        "label": "Financial advisors in Morristown, NJ",
        "firm_count": 20
      },
      {
        "path": "/advisors/ny/new-york/new-york-city",
        "label": "Financial advisors in New York City, NY",
        "firm_count": 20
      },
      {
        "path": "/advisors/ny/new-york/newark",
        "label": "Financial advisors in Newark, NJ",
        "firm_count": 19
      },
      {
        "path": "/advisors/ny/new-york/rye",
        "label": "Financial advisors in Rye, NY",
        "firm_count": 18
      }
    ],
    "fee_pages": [
      {
        "path": "/advisors/ny/new-york/fee-only",
        "label": "Fee-only financial advisors in New York, NY",
        "firm_count": 518
      },
      {
        "path": "/advisors/ny/new-york/hourly",
        "label": "Hourly financial advisors in New York, NY",
        "firm_count": 536
      }
    ],
    "answer_pages": [
      {
        "path": "/advisors/ny/new-york/for-high-net-worth-individuals",
        "firm_count": 1176,
        "label": "Financial advisors for high-net-worth individuals in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/for-retirement-plans",
        "firm_count": 603,
        "label": "Financial advisors for retirement plans in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/for-businesses",
        "firm_count": 685,
        "label": "Financial advisors for businesses in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/for-charities",
        "firm_count": 560,
        "label": "Financial advisors for charitable organizations in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/no-account-minimum",
        "firm_count": 195,
        "label": "Financial advisors with no account minimum in New York, NY"
      }
    ],
    "niche_pages": [
      {
        "path": "/advisors/ny/new-york/business-owners",
        "firm_count": 2,
        "label": "Financial advisors for business owners in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/cryptocurrency-holders",
        "firm_count": 2,
        "label": "Financial advisors for cryptocurrency holders in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/divorce",
        "firm_count": 1,
        "label": "Financial advisors for divorce in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/expats-and-americans-abroad",
        "firm_count": 1,
        "label": "Financial advisors for expats and Americans abroad in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/immigrants-and-cross-border-families",
        "firm_count": 1,
        "label": "Financial advisors for immigrants and cross-border families in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/pre-retirees",
        "firm_count": 1,
        "label": "Financial advisors for pre-retirees in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/retirees",
        "firm_count": 1,
        "label": "Financial advisors for retirees in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/tech-employees-with-equity-compensation",
        "firm_count": 1,
        "label": "Financial advisors for tech employees with equity compensation in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/widowhood",
        "firm_count": 1,
        "label": "Financial advisors for widows and widowers in New York, NY"
      }
    ],
    "state_fee": {
      "path": "/advisors/ny/flat-fee",
      "label": "Flat-fee financial advisors in New York"
    }
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}