{
  "path": "/advisors/ny/new-york/flat-fee",
  "url": "https://advisorcensus.com/advisors/ny/new-york/flat-fee",
  "page_type": "metro_fee",
  "title": "Flat-fee financial advisors in New York, NY",
  "filters": {},
  "scope_total": 999,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 999 investment advisory firms with a principal office in the New York metro area that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Flat-fee financial advisors in New York, NY: 999 firms from Form ADV filings as of October 2026.",
  "total_firms": 999,
  "page": 1,
  "total_pages": 20,
  "sort": "name",
  "registration_types": {
    "sec": 722,
    "state": 277,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 281
    },
    {
      "code": "percentage_of_aum",
      "count": 863
    },
    {
      "code": "hourly",
      "count": 437
    },
    {
      "code": "subscription",
      "count": 25
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 32
    },
    {
      "code": "performance_based",
      "count": 246
    },
    {
      "code": "other",
      "count": 166
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 315
    },
    {
      "code": "5_to_9",
      "count": 225
    },
    {
      "code": "10_to_19",
      "count": 266
    },
    {
      "code": "20_plus",
      "count": 192
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 150
    },
    {
      "code": "25m_100m",
      "count": 142
    },
    {
      "code": "100m_500m",
      "count": 245
    },
    {
      "code": "500m_1b",
      "count": 92
    },
    {
      "code": "1b_5b",
      "count": 131
    },
    {
      "code": "over_5b",
      "count": 128
    },
    {
      "code": "not_reported",
      "count": 111
    }
  ],
  "firms": [
    {
      "crd_number": 298880,
      "name": "1505 Capital LLC",
      "name_as_filed": "1505 CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/1505-capital-llc-new-york-ny-298880",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124288,
      "name": "191 Godwin Associates, Inc. D/B/A Godwin Capital Management",
      "name_as_filed": "191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/191-godwin-associates-inc-d-b-a-godwin-capital-management-wyckoff-nj-124288",
      "city": "Wyckoff",
      "state": "NJ",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322923,
      "name": "26NORTH",
      "name_as_filed": "26NORTH",
      "url": "https://advisorcensus.com/firm/26north-new-york-ny-322923",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159892,
      "name": "3I Corporation",
      "name_as_filed": "3I CORPORATION",
      "url": "https://advisorcensus.com/firm/3i-corporation-new-york-ny-159892",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310590,
      "name": "3I Wealth Management LLC",
      "name_as_filed": "3I WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/3i-wealth-management-llc-fairfield-nj-310590",
      "city": "Fairfield",
      "state": "NJ",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160089,
      "name": "400 Capital Management LLC",
      "name_as_filed": "400 CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/400-capital-management-llc-new-york-ny-160089",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 162997,
      "name": "4THOUGHT Financial Group Inc.",
      "name_as_filed": "4THOUGHT FINANCIAL GROUP INC.",
      "url": "https://advisorcensus.com/firm/4thought-financial-group-inc-syosset-ny-162997",
      "city": "Syosset",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338118,
      "name": "501 North, LLC",
      "name_as_filed": "501 NORTH, LLC",
      "url": "https://advisorcensus.com/firm/501-north-llc-new-york-ny-338118",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 284213,
      "name": "5C Capital Management, LLC",
      "name_as_filed": "5C CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/5c-capital-management-llc-woodcliff-lake-nj-284213",
      "city": "Woodcliff Lake",
      "state": "NJ",
      "years_registered": 9,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 175256,
      "name": "65 and Sunny! Registered Investment Advisors, LLC",
      "name_as_filed": "65 AND SUNNY! REGISTERED INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/65-and-sunny-registered-investment-advisors-llc-hampton-nj-175256",
      "city": "Hampton",
      "state": "NJ",
      "years_registered": 9,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308524,
      "name": "9D Capital LLC",
      "name_as_filed": "9D CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 173292,
      "name": "A.G. Morgan Financial Advisors, LLC",
      "name_as_filed": "A.G. MORGAN FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292",
      "city": "Massapequa",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106332,
      "name": "Abbott Capital Management LLC",
      "name_as_filed": "ABBOTT CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/abbott-capital-management-llc-new-york-ny-106332",
      "city": "New York",
      "state": "NY",
      "years_registered": 40,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298085,
      "name": "Able Wealth Management LLC",
      "name_as_filed": "ABLE WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/able-wealth-management-llc-toms-river-nj-298085",
      "city": "Toms River",
      "state": "NJ",
      "years_registered": 3,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298303,
      "name": "Aboveboard Wealth Management, LLC",
      "name_as_filed": "ABOVEBOARD WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/aboveboard-wealth-management-llc-new-york-ny-298303",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 112973,
      "name": "Access Wealth",
      "name_as_filed": "ACCESS WEALTH",
      "url": "https://advisorcensus.com/firm/access-wealth-east-hanover-nj-112973",
      "city": "East Hanover",
      "state": "NJ",
      "years_registered": 25,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299544,
      "name": "Accretive Wealth Partners, LLC",
      "name_as_filed": "ACCRETIVE WEALTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/accretive-wealth-partners-llc-parsippany-nj-299544",
      "city": "Parsippany",
      "state": "NJ",
      "years_registered": 6,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160501,
      "name": "Accumulus Capital Management, LLC",
      "name_as_filed": "ACCUMULUS CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/accumulus-capital-management-llc-new-york-ny-160501",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304442,
      "name": "ACE & Company New York, Inc.",
      "name_as_filed": "ACE & COMPANY NEW YORK, INC.",
      "url": "https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "25m_100m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 315407,
      "name": "Aces Advisors",
      "name_as_filed": "ACES ADVISORS",
      "url": "https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 281190,
      "name": "Acres",
      "name_as_filed": "ACRES",
      "url": "https://advisorcensus.com/firm/acres-uniondale-ny-281190",
      "city": "Uniondale",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159083,
      "name": "ADC Wealth Management, LLC",
      "name_as_filed": "ADC WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083",
      "city": "Massapequa",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323504,
      "name": "Addigence Corporation",
      "name_as_filed": "ADDIGENCE CORPORATION",
      "url": "https://advisorcensus.com/firm/addigence-corporation-new-york-ny-323504",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 286555,
      "name": "ADP Strategic Plan Services, LLC",
      "name_as_filed": "ADP STRATEGIC PLAN SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/adp-strategic-plan-services-llc-roseland-nj-286555",
      "city": "Roseland",
      "state": "NJ",
      "years_registered": 9,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 138769,
      "name": "Advanced Portfolio Management, LLC",
      "name_as_filed": "ADVANCED PORTFOLIO MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/advanced-portfolio-management-llc-new-york-ny-138769",
      "city": "New York",
      "state": "NY",
      "years_registered": 20,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 112266,
      "name": "Advisors Capital Management, LLC",
      "name_as_filed": "ADVISORS CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/advisors-capital-management-llc-ridgewood-nj-112266",
      "city": "Ridgewood",
      "state": "NJ",
      "years_registered": 23,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310360,
      "name": "AEM Asset Management, LLC",
      "name_as_filed": "AEM ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/aem-asset-management-llc-somerset-nj-310360",
      "city": "Somerset",
      "state": "NJ",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167526,
      "name": "Aeolian Advisors Corporation",
      "name_as_filed": "AEOLIAN ADVISORS CORPORATION",
      "url": "https://advisorcensus.com/firm/aeolian-advisors-corporation-nyack-ny-167526",
      "city": "Nyack",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328473,
      "name": "Aging Issues Management LLC",
      "name_as_filed": "AGING ISSUES MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/aging-issues-management-llc-hawthorne-ny-328473",
      "city": "Hawthorne",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 337864,
      "name": "Ahakista Capital LLC",
      "name_as_filed": "AHAKISTA CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/ahakista-capital-llc-new-york-ny-337864",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312385,
      "name": "Ahara Advisors",
      "name_as_filed": "AHARA ADVISORS",
      "url": "https://advisorcensus.com/firm/ahara-advisors-jersey-city-nj-312385",
      "city": "Jersey City",
      "state": "NJ",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 158290,
      "name": "Aifam Group LLC",
      "name_as_filed": "AIFAM GROUP LLC",
      "url": "https://advisorcensus.com/firm/aifam-group-llc-rye-ny-158290",
      "city": "Rye",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124512,
      "name": "Aimcdonnaugh & Co. Inc.",
      "name_as_filed": "AIMCDONNAUGH & CO. INC.",
      "url": "https://advisorcensus.com/firm/aimcdonnaugh-and-co-inc-baldwin-ny-124512",
      "city": "Baldwin",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322515,
      "name": "AIP Management US",
      "name_as_filed": "AIP MANAGEMENT US",
      "url": "https://advisorcensus.com/firm/aip-management-us-new-york-ny-322515",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126414,
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