# Fee-only financial advisors in New York, NY

> Find financial advisors in New York, NY who are paid only by client fees. AdvisorCensus lists 518 investment advisory firms with a principal office in the New York metro area that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.

Updated October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/fee-only

## At a glance

- Investment advisory firms: 518
- Registration: SEC-registered investment adviser: 336, State-registered investment adviser: 182
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 518 (100%); Percentage of assets 468 (90%); Hourly charges 172 (33%); Subscription fees (newsletter or periodical) 14 (3%); Fixed fees 281 (54%)
- Regulatory assets under management (Item 5.F): Under $25 million 129 (25%); $25 million to $100 million 119 (23%); $100 million to $500 million 143 (28%); $500 million to $1 billion 38 (7%); $1 billion to $5 billion 42 (8%); Over $5 billion 8 (2%); Not reported 39 (8%)
- Years registered: Under 5 years 182 (35%); 5 to 9 years 120 (23%); 10 to 19 years 120 (23%); 20 years or more 94 (18%); Not reported 2 (0%)

## Firms (page 1 of 11, 1 to 50 of 518, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [1230 Advisors, LLC](https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504) ([md](https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504.md)) | 312504 | Pound Ridge, NY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [2XIDEAS](https://advisorcensus.com/firm/2xideas-new-york-ny-328190) ([md](https://advisorcensus.com/firm/2xideas-new-york-ny-328190.md)) | 328190 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Subscription |
| [337 Frontier Capital, LP](https://advisorcensus.com/firm/337-frontier-capital-lp-new-york-ny-284266) ([md](https://advisorcensus.com/firm/337-frontier-capital-lp-new-york-ny-284266.md)) | 284266 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets |
| [3A Capital, LLC](https://advisorcensus.com/firm/3a-capital-llc-new-york-ny-343132) ([md](https://advisorcensus.com/firm/3a-capital-llc-new-york-ny-343132.md)) | 343132 | New York, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [3I Wealth Management LLC](https://advisorcensus.com/firm/3i-wealth-management-llc-fairfield-nj-310590) ([md](https://advisorcensus.com/firm/3i-wealth-management-llc-fairfield-nj-310590.md)) | 310590 | Fairfield, NJ | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Fixed fee |
| [Abbondandolo Wealth Management Corp](https://advisorcensus.com/firm/abbondandolo-wealth-management-corp-glen-cove-ny-168081) ([md](https://advisorcensus.com/firm/abbondandolo-wealth-management-corp-glen-cove-ny-168081.md)) | 168081 | Glen Cove, NY | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets |
| [ABE Capital Management, LLC](https://advisorcensus.com/firm/abe-capital-management-llc-short-hills-nj-154422) ([md](https://advisorcensus.com/firm/abe-capital-management-llc-short-hills-nj-154422.md)) | 154422 | Short Hills, NJ | State-registered investment adviser | $25 million to $100 million | 16 | % of assets |
| [Abner Herrman & Brock, LLC](https://advisorcensus.com/firm/abner-herrman-and-brock-llc-jersey-city-nj-8517) ([md](https://advisorcensus.com/firm/abner-herrman-and-brock-llc-jersey-city-nj-8517.md)) | 8517 | Jersey City, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 44 | % of assets |
| [AC Funds, LLC](https://advisorcensus.com/firm/ac-funds-llc-ridgewood-nj-311748) ([md](https://advisorcensus.com/firm/ac-funds-llc-ridgewood-nj-311748.md)) | 311748 | Ridgewood, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets |
| [Accretive Wealth Partners, LLC](https://advisorcensus.com/firm/accretive-wealth-partners-llc-parsippany-nj-299544) ([md](https://advisorcensus.com/firm/accretive-wealth-partners-llc-parsippany-nj-299544.md)) | 299544 | Parsippany, NJ | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly, Fixed fee |
| [ACE & Company New York, Inc.](https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442) ([md](https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442.md)) | 304442 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 6 | Fixed fee |
| [Aces Advisors](https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407) ([md](https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407.md)) | 315407 | New York, NY | State-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee |
| [Active Wealth Advisors](https://advisorcensus.com/firm/active-wealth-advisors-woodcliff-lake-nj-336793) ([md](https://advisorcensus.com/firm/active-wealth-advisors-woodcliff-lake-nj-336793.md)) | 336793 | Woodcliff Lake, NJ | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets |
| [ADC Wealth Management, LLC](https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083) ([md](https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083.md)) | 159083 | Massapequa, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Fixed fee |
| [Advanced Portfolio Services LLC](https://advisorcensus.com/firm/advanced-portfolio-services-llc-saint-james-ny-314046) ([md](https://advisorcensus.com/firm/advanced-portfolio-services-llc-saint-james-ny-314046.md)) | 314046 | Saint James, NY | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly |
| [AEM Asset Management, LLC](https://advisorcensus.com/firm/aem-asset-management-llc-somerset-nj-310360) ([md](https://advisorcensus.com/firm/aem-asset-management-llc-somerset-nj-310360.md)) | 310360 | Somerset, NJ | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [AFA Advisors LLC](https://advisorcensus.com/firm/afa-advisors-llc-larchmont-ny-105454) ([md](https://advisorcensus.com/firm/afa-advisors-llc-larchmont-ny-105454.md)) | 105454 | Larchmont, NY | State-registered investment adviser | Under $25 million | 18 | % of assets |
| [Ahara Advisors](https://advisorcensus.com/firm/ahara-advisors-jersey-city-nj-312385) ([md](https://advisorcensus.com/firm/ahara-advisors-jersey-city-nj-312385.md)) | 312385 | Jersey City, NJ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [AIP Management US](https://advisorcensus.com/firm/aip-management-us-new-york-ny-322515) ([md](https://advisorcensus.com/firm/aip-management-us-new-york-ny-322515.md)) | 322515 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 3 | Fixed fee |
| [Aldebaran Capital](https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811) ([md](https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811.md)) | 343811 | Brooklyn, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Alinea Advisory Services LLC](https://advisorcensus.com/firm/alinea-advisory-services-llc-new-york-ny-311782) ([md](https://advisorcensus.com/firm/alinea-advisory-services-llc-new-york-ny-311782.md)) | 311782 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 5 | Subscription |
| [Alpha](https://advisorcensus.com/firm/alpha-new-york-ny-313285) ([md](https://advisorcensus.com/firm/alpha-new-york-ny-313285.md)) | 313285 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 5 | % of assets |
| [Alpine Saxon Woods](https://advisorcensus.com/firm/alpine-saxon-woods-purchase-ny-109686) ([md](https://advisorcensus.com/firm/alpine-saxon-woods-purchase-ny-109686.md)) | 109686 | Purchase, NY | SEC-registered investment adviser | $500 million to $1 billion | 26 | % of assets |
| [ALR Capital Advisors, LLC](https://advisorcensus.com/firm/alr-capital-advisors-llc-new-york-ny-167571) ([md](https://advisorcensus.com/firm/alr-capital-advisors-llc-new-york-ny-167571.md)) | 167571 | New York, NY | State-registered investment adviser | Under $25 million | 13 | % of assets |
| [Altfest Personal Wealth Management](https://advisorcensus.com/firm/altfest-personal-wealth-management-new-york-ny-110130) ([md](https://advisorcensus.com/firm/altfest-personal-wealth-management-new-york-ny-110130.md)) | 110130 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 43 | % of assets, Hourly, Fixed fee |
| [Amadeus Wealth Alternatives, Inc.](https://advisorcensus.com/firm/amadeus-wealth-alternatives-inc-hackensack-nj-170408) ([md](https://advisorcensus.com/firm/amadeus-wealth-alternatives-inc-hackensack-nj-170408.md)) | 170408 | Hackensack, NJ | State-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [AMD Wealth Management LLC](https://advisorcensus.com/firm/amd-wealth-management-llc-branchburg-nj-339633) ([md](https://advisorcensus.com/firm/amd-wealth-management-llc-branchburg-nj-339633.md)) | 339633 | Branchburg, NJ | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [American Financial & Tax Strategies, Inc.](https://advisorcensus.com/firm/american-financial-and-tax-strategies-inc-new-york-ny-115559) ([md](https://advisorcensus.com/firm/american-financial-and-tax-strategies-inc-new-york-ny-115559.md)) | 115559 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 32 | % of assets, Hourly, Fixed fee |
| [Amvoy Wealth](https://advisorcensus.com/firm/amvoy-wealth-new-york-ny-333518) ([md](https://advisorcensus.com/firm/amvoy-wealth-new-york-ny-333518.md)) | 333518 | New York, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Anchr Technologies RIA LLC](https://advisorcensus.com/firm/anchr-technologies-ria-llc-new-york-ny-340245) ([md](https://advisorcensus.com/firm/anchr-technologies-ria-llc-new-york-ny-340245.md)) | 340245 | New York, NY | SEC-registered investment adviser | Under $25 million | 0 | Subscription |
| [Anglia Advisors](https://advisorcensus.com/firm/anglia-advisors-valley-stream-ny-282832) ([md](https://advisorcensus.com/firm/anglia-advisors-valley-stream-ny-282832.md)) | 282832 | Valley Stream, NY | State-registered investment adviser | $25 million to $100 million | 10 | % of assets, Hourly, Fixed fee |
| [Apostolic Financial Advisors, LLC](https://advisorcensus.com/firm/apostolic-financial-advisors-llc-saddle-river-nj-167490) ([md](https://advisorcensus.com/firm/apostolic-financial-advisors-llc-saddle-river-nj-167490.md)) | 167490 | Saddle River, NJ | State-registered investment adviser | Under $25 million | 13 | % of assets, Hourly, Fixed fee |
| [Arbus Capital Management, LLC](https://advisorcensus.com/firm/arbus-capital-management-llc-new-york-ny-148709) ([md](https://advisorcensus.com/firm/arbus-capital-management-llc-new-york-ny-148709.md)) | 148709 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Hourly, Fixed fee |
| [Arcadia Wealth Management](https://advisorcensus.com/firm/arcadia-wealth-management-smithtown-ny-165504) ([md](https://advisorcensus.com/firm/arcadia-wealth-management-smithtown-ny-165504.md)) | 165504 | Smithtown, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly |
| [Argus Investors' Counsel, Inc.](https://advisorcensus.com/firm/argus-investors-counsel-inc-new-york-ny-106981) ([md](https://advisorcensus.com/firm/argus-investors-counsel-inc-new-york-ny-106981.md)) | 106981 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 65 | % of assets, Fixed fee |
| [Aries Investment Advisors, LLC](https://advisorcensus.com/firm/aries-investment-advisors-llc-garden-city-ny-152137) ([md](https://advisorcensus.com/firm/aries-investment-advisors-llc-garden-city-ny-152137.md)) | 152137 | Garden City, NY | State-registered investment adviser | Under $25 million | 16 | % of assets, Hourly |
| [Aristo Advisors LLC](https://advisorcensus.com/firm/aristo-advisors-llc-new-york-ny-170696) ([md](https://advisorcensus.com/firm/aristo-advisors-llc-new-york-ny-170696.md)) | 170696 | New York, NY | State-registered investment adviser | Under $25 million | 12 | % of assets |
| [Arrival Capital Management LLC](https://advisorcensus.com/firm/arrival-capital-management-llc-new-york-ny-126547) ([md](https://advisorcensus.com/firm/arrival-capital-management-llc-new-york-ny-126547.md)) | 126547 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets |
| [Artemis Wealth Advisors](https://advisorcensus.com/firm/artemis-wealth-advisors-flemington-nj-319184) ([md](https://advisorcensus.com/firm/artemis-wealth-advisors-flemington-nj-319184.md)) | 319184 | Flemington, NJ | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Ascend Interplay, LLC](https://advisorcensus.com/firm/ascend-interplay-llc-new-york-ny-317344) ([md](https://advisorcensus.com/firm/ascend-interplay-llc-new-york-ny-317344.md)) | 317344 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Ascent Capital Management, Inc.](https://advisorcensus.com/firm/ascent-capital-management-inc-newton-nj-320877) ([md](https://advisorcensus.com/firm/ascent-capital-management-inc-newton-nj-320877.md)) | 320877 | Newton, NJ | State-registered investment adviser | Under $25 million | 4 | % of assets |
| [Ascent Systematic Advisors LLC](https://advisorcensus.com/firm/ascent-systematic-advisors-llc-new-york-ny-307199) ([md](https://advisorcensus.com/firm/ascent-systematic-advisors-llc-new-york-ny-307199.md)) | 307199 | New York, NY | State-registered investment adviser | Under $25 million | 6 | % of assets, Fixed fee |
| [Ascentio Capital, LP](https://advisorcensus.com/firm/ascentio-capital-lp-new-york-ny-343623) ([md](https://advisorcensus.com/firm/ascentio-capital-lp-new-york-ny-343623.md)) | 343623 | New York, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [Ashbay Capital, LLC](https://advisorcensus.com/firm/ashbay-capital-llc-new-york-ny-168788) ([md](https://advisorcensus.com/firm/ashbay-capital-llc-new-york-ny-168788.md)) | 168788 | New York,, NY | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets |
| [Aspire Strategist Portfolios LLC](https://advisorcensus.com/firm/aspire-strategist-portfolios-llc-new-york-ny-327902) ([md](https://advisorcensus.com/firm/aspire-strategist-portfolios-llc-new-york-ny-327902.md)) | 327902 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Fixed fee |
| [Aspire Wealth Advisory Group, LLC](https://advisorcensus.com/firm/aspire-wealth-advisory-group-llc-new-york-ny-338618) ([md](https://advisorcensus.com/firm/aspire-wealth-advisory-group-llc-new-york-ny-338618.md)) | 338618 | New York, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Astoria Portfolio Advisors LLC](https://advisorcensus.com/firm/astoria-portfolio-advisors-llc-new-york-ny-288271) ([md](https://advisorcensus.com/firm/astoria-portfolio-advisors-llc-new-york-ny-288271.md)) | 288271 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Hourly, Fixed fee |
| [Atlas Meridian Capital LLC](https://advisorcensus.com/firm/atlas-meridian-capital-llc-new-york-ny-336483) ([md](https://advisorcensus.com/firm/atlas-meridian-capital-llc-new-york-ny-336483.md)) | 336483 | New York, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [Atwob](https://advisorcensus.com/firm/atwob-katonah-ny-172961) ([md](https://advisorcensus.com/firm/atwob-katonah-ny-172961.md)) | 172961 | Katonah, NY | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [AWM Investment Company Inc](https://advisorcensus.com/firm/awm-investment-company-inc-new-york-ny-110346) ([md](https://advisorcensus.com/firm/awm-investment-company-inc-new-york-ny-110346.md)) | 110346 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 34 | % of assets |

- Next page: https://advisorcensus.com/advisors/ny/new-york/fee-only/page/2.md

## Questions people ask

**How many financial advisory firms are there in New York, NY?**
AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York, NY?**
518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York, NY offer financial planning?**
851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in Rye Brook, NY](https://advisorcensus.com/advisors/ny/new-york/rye-brook) (https://advisorcensus.com/advisors/ny/new-york/rye-brook.md)
- [Financial advisors in Morristown, NJ](https://advisorcensus.com/advisors/ny/new-york/morristown) (https://advisorcensus.com/advisors/ny/new-york/morristown.md)
- [Financial advisors in New York City, NY](https://advisorcensus.com/advisors/ny/new-york/new-york-city) (https://advisorcensus.com/advisors/ny/new-york/new-york-city.md)
- [Financial advisors in Newark, NJ](https://advisorcensus.com/advisors/ny/new-york/newark) (https://advisorcensus.com/advisors/ny/new-york/newark.md)
- [Financial advisors in Rye, NY](https://advisorcensus.com/advisors/ny/new-york/rye) (https://advisorcensus.com/advisors/ny/new-york/rye.md)
- [Financial advisors in Rochester](https://advisorcensus.com/advisors/ny/rochester) (https://advisorcensus.com/advisors/ny/rochester.md)
- [Financial advisors in Albany](https://advisorcensus.com/advisors/ny/albany) (https://advisorcensus.com/advisors/ny/albany.md)
- [Financial advisors in Buffalo](https://advisorcensus.com/advisors/ny/buffalo) (https://advisorcensus.com/advisors/ny/buffalo.md)
- [Financial advisors in Syracuse](https://advisorcensus.com/advisors/ny/syracuse) (https://advisorcensus.com/advisors/ny/syracuse.md)
- [Financial advisors in Kiryas Joel](https://advisorcensus.com/advisors/ny/kiryas-joel) (https://advisorcensus.com/advisors/ny/kiryas-joel.md)
- [Financial advisors in Utica](https://advisorcensus.com/advisors/ny/utica) (https://advisorcensus.com/advisors/ny/utica.md)
- [Financial advisors in Kingston](https://advisorcensus.com/advisors/ny/kingston) (https://advisorcensus.com/advisors/ny/kingston.md)
- [Financial advisors in Ithaca](https://advisorcensus.com/advisors/ny/ithaca) (https://advisorcensus.com/advisors/ny/ithaca.md)

Cite as: AdvisorCensus. Fee-only financial advisors in New York, NY: 518 firms from Form ADV filings as of October 2026.