{
  "path": "/advisors/ny/new-york/brooklyn",
  "url": "https://advisorcensus.com/advisors/ny/new-york/brooklyn/page/2",
  "page_type": "metro_city",
  "title": "Financial advisors in Brooklyn, NY",
  "filters": {},
  "scope_total": 69,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Brooklyn, NY?",
      "a": "AdvisorCensus lists 69 investment advisory firms with a principal office in Brooklyn, New York (part of the New York metro area), from Form ADV filings as of October 2026: 26 SEC-registered, 20 state-registered, and 23 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Brooklyn, NY?",
      "a": "18 of the 69 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Brooklyn, NY offer financial planning?",
      "a": "21 of the 46 firms in Brooklyn, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Brooklyn, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 18 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 69 investment advisory firms with a principal office in Brooklyn, New York (part of the New York metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full New York metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in Brooklyn, NY: 69 firms from Form ADV filings as of October 2026.",
  "total_firms": 69,
  "page": 2,
  "total_pages": 2,
  "sort": "name",
  "registration_types": {
    "sec": 26,
    "state": 20,
    "exempt": 23
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 18
    },
    {
      "code": "percentage_of_aum",
      "count": 39
    },
    {
      "code": "hourly",
      "count": 18
    },
    {
      "code": "subscription",
      "count": 1
    },
    {
      "code": "fixed",
      "count": 21
    },
    {
      "code": "commissions",
      "count": 0
    },
    {
      "code": "performance_based",
      "count": 12
    },
    {
      "code": "other",
      "count": 5
    },
    {
      "code": "not_reported",
      "count": 23
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 46
    },
    {
      "code": "5_to_9",
      "count": 11
    },
    {
      "code": "10_to_19",
      "count": 10
    },
    {
      "code": "20_plus",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 19
    },
    {
      "code": "25m_100m",
      "count": 7
    },
    {
      "code": "100m_500m",
      "count": 10
    },
    {
      "code": "500m_1b",
      "count": 2
    },
    {
      "code": "1b_5b",
      "count": 3
    },
    {
      "code": "over_5b",
      "count": 0
    },
    {
      "code": "not_reported",
      "count": 28
    }
  ],
  "firms": [
    {
      "crd_number": 344290,
      "name": "Raas Capital Management, LP",
      "name_as_filed": "RAAS CAPITAL MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/raas-capital-management-lp-brooklyn-ny-344290",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 342079,
      "name": "Raijin AI",
      "name_as_filed": "RAIJIN AI",
      "url": "https://advisorcensus.com/firm/raijin-ai-brooklyn-ny-342079",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316633,
      "name": "Reign Ventures Management, LLC",
      "name_as_filed": "REIGN VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/reign-ventures-management-llc-brooklyn-ny-316633",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 332345,
      "name": "Row Management Inc.",
      "name_as_filed": "ROW MANAGEMENT INC.",
      "url": "https://advisorcensus.com/firm/row-management-inc-brooklyn-ny-332345",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342323,
      "name": "Schonfeld Wealth Management, LLC",
      "name_as_filed": "SCHONFELD WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/schonfeld-wealth-management-llc-brooklyn-ny-342323",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324483,
      "name": "Schroeder Capital Management, LLC",
      "name_as_filed": "SCHROEDER CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/schroeder-capital-management-llc-brooklyn-ny-324483",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328067,
      "name": "Seva Growth LP",
      "name_as_filed": "SEVA GROWTH LP",
      "url": "https://advisorcensus.com/firm/seva-growth-lp-brooklyn-ny-328067",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 145330,
      "name": "Sound Asset Management Group, LLC",
      "name_as_filed": "SOUND ASSET MANAGEMENT GROUP, LLC",
      "url": "https://advisorcensus.com/firm/sound-asset-management-group-llc-brooklyn-ny-145330",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 318517,
      "name": "Square Wave Capital",
      "name_as_filed": "SQUARE WAVE CAPITAL",
      "url": "https://advisorcensus.com/firm/square-wave-capital-brooklyn-ny-318517",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336452,
      "name": "Stakeholder Ventures Management, LLC",
      "name_as_filed": "STAKEHOLDER VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/stakeholder-ventures-management-llc-brooklyn-ny-336452",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 334227,
      "name": "Strobe Ventures",
      "name_as_filed": "STROBE VENTURES",
      "url": "https://advisorcensus.com/firm/strobe-ventures-brooklyn-ny-334227",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288081,
      "name": "Taher Financial Planning",
      "name_as_filed": "TAHER FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/taher-financial-planning-brooklyn-ny-288081",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 287476,
      "name": "Thinking Big Financial",
      "name_as_filed": "THINKING BIG FINANCIAL",
      "url": "https://advisorcensus.com/firm/thinking-big-financial-brooklyn-ny-287476",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308219,
      "name": "Tremendous View Capital, LLC",
      "name_as_filed": "TREMENDOUS VIEW CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/tremendous-view-capital-llc-brooklyn-ny-308219",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 130730,
      "name": "Universe, Inc.",
      "name_as_filed": "UNIVERSE, INC.",
      "url": "https://advisorcensus.com/firm/universe-inc-brooklyn-ny-130730",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 22,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306923,
      "name": "Volt Investment Holdings LLC",
      "name_as_filed": "VOLT INVESTMENT HOLDINGS LLC",
      "url": "https://advisorcensus.com/firm/volt-investment-holdings-llc-brooklyn-ny-306923",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 113666,
      "name": "Walnut Investment Services LLC",
      "name_as_filed": "WALNUT INVESTMENT SERVICES LLC",
      "url": "https://advisorcensus.com/firm/walnut-investment-services-llc-brooklyn-ny-113666",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340058,
      "name": "Wealthie Advisors",
      "name_as_filed": "WEALTHIE ADVISORS",
      "url": "https://advisorcensus.com/firm/wealthie-advisors-brooklyn-ny-340058",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 307719,
      "name": "Yearwood Young Advisors",
      "name_as_filed": "YEARWOOD YOUNG ADVISORS",
      "url": "https://advisorcensus.com/firm/yearwood-young-advisors-brooklyn-ny-307719",
      "city": "Brooklyn",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/ny",
      "label": "Financial advisors in New York"
    },
    "metro": {
      "path": "/advisors/ny/new-york",
      "label": "Financial advisors in New York, NY"
    },
    "city_pages": [
      {
        "path": "/advisors/ny/new-york/white-plains",
        "label": "Financial advisors in White Plains, NY",
        "firm_count": 44
      },
      {
        "path": "/advisors/ny/new-york/red-bank",
        "label": "Financial advisors in Red Bank, NJ",
        "firm_count": 39
      },
      {
        "path": "/advisors/ny/new-york/jersey-city",
        "label": "Financial advisors in Jersey City, NJ",
        "firm_count": 35
      },
      {
        "path": "/advisors/ny/new-york/summit",
        "label": "Financial advisors in Summit, NJ",
        "firm_count": 33
      },
      {
        "path": "/advisors/ny/new-york/melville",
        "label": "Financial advisors in Melville, NY",
        "firm_count": 28
      },
      {
        "path": "/advisors/ny/new-york/garden-city",
        "label": "Financial advisors in Garden City, NY",
        "firm_count": 27
      },
      {
        "path": "/advisors/ny/new-york/rye-brook",
        "label": "Financial advisors in Rye Brook, NY",
        "firm_count": 22
      },
      {
        "path": "/advisors/ny/new-york/morristown",
        "label": "Financial advisors in Morristown, NJ",
        "firm_count": 20
      },
      {
        "path": "/advisors/ny/new-york/new-york-city",
        "label": "Financial advisors in New York City, NY",
        "firm_count": 20
      },
      {
        "path": "/advisors/ny/new-york/newark",
        "label": "Financial advisors in Newark, NJ",
        "firm_count": 19
      },
      {
        "path": "/advisors/ny/new-york/rye",
        "label": "Financial advisors in Rye, NY",
        "firm_count": 18
      },
      {
        "path": "/advisors/ny/new-york/short-hills",
        "label": "Financial advisors in Short Hills, NJ",
        "firm_count": 18
      }
    ],
    "fee_pages": [
      {
        "path": "/advisors/ny/new-york/fee-only",
        "label": "Fee-only financial advisors in New York, NY",
        "firm_count": 518
      },
      {
        "path": "/advisors/ny/new-york/flat-fee",
        "label": "Flat-fee financial advisors in New York, NY",
        "firm_count": 999
      },
      {
        "path": "/advisors/ny/new-york/hourly",
        "label": "Hourly financial advisors in New York, NY",
        "firm_count": 536
      }
    ],
    "answer_pages": [
      {
        "path": "/advisors/ny/new-york/for-high-net-worth-individuals",
        "firm_count": 1176,
        "label": "Financial advisors for high-net-worth individuals in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/for-retirement-plans",
        "firm_count": 603,
        "label": "Financial advisors for retirement plans in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/for-businesses",
        "firm_count": 685,
        "label": "Financial advisors for businesses in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/for-charities",
        "firm_count": 560,
        "label": "Financial advisors for charitable organizations in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/no-account-minimum",
        "firm_count": 195,
        "label": "Financial advisors with no account minimum in New York, NY"
      }
    ],
    "niche_pages": [
      {
        "path": "/advisors/ny/new-york/business-owners",
        "firm_count": 2,
        "label": "Financial advisors for business owners in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/cryptocurrency-holders",
        "firm_count": 2,
        "label": "Financial advisors for cryptocurrency holders in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/divorce",
        "firm_count": 1,
        "label": "Financial advisors for divorce in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/expats-and-americans-abroad",
        "firm_count": 1,
        "label": "Financial advisors for expats and Americans abroad in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/immigrants-and-cross-border-families",
        "firm_count": 1,
        "label": "Financial advisors for immigrants and cross-border families in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/pre-retirees",
        "firm_count": 1,
        "label": "Financial advisors for pre-retirees in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/retirees",
        "firm_count": 1,
        "label": "Financial advisors for retirees in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/tech-employees-with-equity-compensation",
        "firm_count": 1,
        "label": "Financial advisors for tech employees with equity compensation in New York, NY"
      },
      {
        "path": "/advisors/ny/new-york/widowhood",
        "firm_count": 1,
        "label": "Financial advisors for widows and widowers in New York, NY"
      }
    ]
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}