# Financial advisors in Brooklyn, NY

> AdvisorCensus lists 69 investment advisory firms with a principal office in Brooklyn, New York (part of the New York metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full New York metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york/brooklyn

## At a glance

- Investment advisory firms: 69
- Registration: SEC-registered investment adviser: 26, State-registered investment adviser: 20, Exempt reporting adviser: 23
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 18 (39%); Percentage of assets 39 (85%); Hourly charges 18 (39%); Subscription fees (newsletter or periodical) 1 (2%); Fixed fees 21 (46%); Performance-based fees 12 (26%); Other 5 (11%); No compensation arrangements reported 23
- Regulatory assets under management (Item 5.F): Under $25 million 19 (28%); $25 million to $100 million 7 (10%); $100 million to $500 million 10 (14%); $500 million to $1 billion 2 (3%); $1 billion to $5 billion 3 (4%); Not reported 28 (41%)
- Years registered: Under 5 years 46 (67%); 5 to 9 years 11 (16%); 10 to 19 years 10 (14%); 20 years or more 2 (3%)

## Firms (page 1 of 2, 1 to 50 of 69, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [4DX Ventures](https://advisorcensus.com/firm/4dx-ventures-brooklyn-ny-308978) ([md](https://advisorcensus.com/firm/4dx-ventures-brooklyn-ny-308978.md)) | 308978 | Brooklyn, NY | Exempt reporting adviser | Not reported | 6 | Not reported |
| [Aldebaran Capital](https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811) ([md](https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811.md)) | 343811 | Brooklyn, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Anhinga Investment Partners](https://advisorcensus.com/firm/anhinga-investment-partners-brooklyn-ny-300088) ([md](https://advisorcensus.com/firm/anhinga-investment-partners-brooklyn-ny-300088.md)) | 300088 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 6 | % of assets, Performance fee |
| [AQS Management, LLC](https://advisorcensus.com/firm/aqs-management-llc-brooklyn-ny-317432) ([md](https://advisorcensus.com/firm/aqs-management-llc-brooklyn-ny-317432.md)) | 317432 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 4 | % of assets |
| [Audumore Capital Management LLC](https://advisorcensus.com/firm/audumore-capital-management-llc-brooklyn-ny-343270) ([md](https://advisorcensus.com/firm/audumore-capital-management-llc-brooklyn-ny-343270.md)) | 343270 | Brooklyn, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Autonomous Wealth Management LLC](https://advisorcensus.com/firm/autonomous-wealth-management-llc-brooklyn-ny-337909) ([md](https://advisorcensus.com/firm/autonomous-wealth-management-llc-brooklyn-ny-337909.md)) | 337909 | Brooklyn, NY | SEC-registered investment adviser | Under $25 million | 0 | Other |
| [Bandera Partners](https://advisorcensus.com/firm/bandera-partners-brooklyn-ny-161230) ([md](https://advisorcensus.com/firm/bandera-partners-brooklyn-ny-161230.md)) | 161230 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee |
| [Bleecker Street Capital Management, LLC](https://advisorcensus.com/firm/bleecker-street-capital-management-llc-brooklyn-ny-332519) ([md](https://advisorcensus.com/firm/bleecker-street-capital-management-llc-brooklyn-ny-332519.md)) | 332519 | Brooklyn, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets, Performance fee |
| [Boerum Hill Financial Advisors LLC](https://advisorcensus.com/firm/boerum-hill-financial-advisors-llc-brooklyn-ny-288987) ([md](https://advisorcensus.com/firm/boerum-hill-financial-advisors-llc-brooklyn-ny-288987.md)) | 288987 | Brooklyn, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |
| [Bonside Advisor, LLC](https://advisorcensus.com/firm/bonside-advisor-llc-brooklyn-ny-322359) ([md](https://advisorcensus.com/firm/bonside-advisor-llc-brooklyn-ny-322359.md)) | 322359 | Brooklyn, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Brewster Financial Planning LLC](https://advisorcensus.com/firm/brewster-financial-planning-llc-brooklyn-ny-125291) ([md](https://advisorcensus.com/firm/brewster-financial-planning-llc-brooklyn-ny-125291.md)) | 125291 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Hourly, Fixed fee |
| [Breyta Capital Partners](https://advisorcensus.com/firm/breyta-capital-partners-brooklyn-ny-326510) ([md](https://advisorcensus.com/firm/breyta-capital-partners-brooklyn-ny-326510.md)) | 326510 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [Brooklyn Bridge Ventures, Inc.](https://advisorcensus.com/firm/brooklyn-bridge-ventures-inc-brooklyn-ny-166274) ([md](https://advisorcensus.com/firm/brooklyn-bridge-ventures-inc-brooklyn-ny-166274.md)) | 166274 | Brooklyn, NY | Exempt reporting adviser | Not reported | 13 | Not reported |
| [Brooklyn FI, LLC](https://advisorcensus.com/firm/brooklyn-fi-llc-brooklyn-ny-292115) ([md](https://advisorcensus.com/firm/brooklyn-fi-llc-brooklyn-ny-292115.md)) | 292115 | Brooklyn, NY | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Hourly, Fixed fee |
| [Brooklyn Plans LLC](https://advisorcensus.com/firm/brooklyn-plans-llc-brooklyn-ny-284104) ([md](https://advisorcensus.com/firm/brooklyn-plans-llc-brooklyn-ny-284104.md)) | 284104 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 10 | % of assets, Hourly, Fixed fee |
| [Carry Advisors LLC](https://advisorcensus.com/firm/carry-advisors-llc-brooklyn-ny-323620) ([md](https://advisorcensus.com/firm/carry-advisors-llc-brooklyn-ny-323620.md)) | 323620 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [Civitas Management LLC](https://advisorcensus.com/firm/civitas-management-llc-brooklyn-ny-340279) ([md](https://advisorcensus.com/firm/civitas-management-llc-brooklyn-ny-340279.md)) | 340279 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Cobblestone Wealth Advisors](https://advisorcensus.com/firm/cobblestone-wealth-advisors-brooklyn-ny-125561) ([md](https://advisorcensus.com/firm/cobblestone-wealth-advisors-brooklyn-ny-125561.md)) | 125561 | Brooklyn, NY | State-registered investment adviser | Not reported | 25 | % of assets, Hourly, Fixed fee |
| [Crosby Equity Partners LLC](https://advisorcensus.com/firm/crosby-equity-partners-llc-brooklyn-ny-332494) ([md](https://advisorcensus.com/firm/crosby-equity-partners-llc-brooklyn-ny-332494.md)) | 332494 | Brooklyn, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [CSD Financial LLC](https://advisorcensus.com/firm/csd-financial-llc-brooklyn-ny-310948) ([md](https://advisorcensus.com/firm/csd-financial-llc-brooklyn-ny-310948.md)) | 310948 | Brooklyn, NY | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [Dabra Capital Partners, LLC](https://advisorcensus.com/firm/dabra-capital-partners-llc-brooklyn-ny-309575) ([md](https://advisorcensus.com/firm/dabra-capital-partners-llc-brooklyn-ny-309575.md)) | 309575 | Brooklyn, NY | Exempt reporting adviser | Not reported | 6 | Not reported |
| [Equinum, LLC](https://advisorcensus.com/firm/equinum-llc-brooklyn-ny-304350) ([md](https://advisorcensus.com/firm/equinum-llc-brooklyn-ny-304350.md)) | 304350 | Brooklyn, NY | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets |
| [Essex Advisory](https://advisorcensus.com/firm/essex-advisory-brooklyn-ny-312140) ([md](https://advisorcensus.com/firm/essex-advisory-brooklyn-ny-312140.md)) | 312140 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly, Fixed fee |
| [EX/ANTE LLC](https://advisorcensus.com/firm/ex-ante-llc-brooklyn-ny-326170) ([md](https://advisorcensus.com/firm/ex-ante-llc-brooklyn-ny-326170.md)) | 326170 | Brooklyn, NY | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Filament Capital Management, LLC](https://advisorcensus.com/firm/filament-capital-management-llc-brooklyn-ny-328244) ([md](https://advisorcensus.com/firm/filament-capital-management-llc-brooklyn-ny-328244.md)) | 328244 | Brooklyn, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Fortune Advisory Services](https://advisorcensus.com/firm/fortune-advisory-services-brooklyn-ny-289517) ([md](https://advisorcensus.com/firm/fortune-advisory-services-brooklyn-ny-289517.md)) | 289517 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 6 | % of assets |
| [Gallatin Capital LLC](https://advisorcensus.com/firm/gallatin-capital-llc-brooklyn-ny-162817) ([md](https://advisorcensus.com/firm/gallatin-capital-llc-brooklyn-ny-162817.md)) | 162817 | Brooklyn, NY | Exempt reporting adviser | Not reported | 14 | Not reported |
| [General Equity Holdings LP](https://advisorcensus.com/firm/general-equity-holdings-lp-brooklyn-ny-287823) ([md](https://advisorcensus.com/firm/general-equity-holdings-lp-brooklyn-ny-287823.md)) | 287823 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Performance fee |
| [Gramercy Private Wealth LLC](https://advisorcensus.com/firm/gramercy-private-wealth-llc-brooklyn-ny-313943) ([md](https://advisorcensus.com/firm/gramercy-private-wealth-llc-brooklyn-ny-313943.md)) | 313943 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 4 | % of assets |
| [Horizon Harvest Financial Planning](https://advisorcensus.com/firm/horizon-harvest-financial-planning-brooklyn-ny-269969) ([md](https://advisorcensus.com/firm/horizon-harvest-financial-planning-brooklyn-ny-269969.md)) | 269969 | Brooklyn, NY | State-registered investment adviser | Not reported | 11 | Hourly, Fixed fee |
| [ICW Holdings, LLC](https://advisorcensus.com/firm/icw-holdings-llc-brooklyn-ny-319296) ([md](https://advisorcensus.com/firm/icw-holdings-llc-brooklyn-ny-319296.md)) | 319296 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Subscription, Fixed fee, Performance fee |
| [Irving Gluck Certified Public Accountant](https://advisorcensus.com/firm/irving-gluck-certified-public-accountant-brooklyn-ny-315735) ([md](https://advisorcensus.com/firm/irving-gluck-certified-public-accountant-brooklyn-ny-315735.md)) | 315735 | Brooklyn, NY | State-registered investment adviser | Not reported | 4 | Other |
| [JTM Equity Partners, LLC](https://advisorcensus.com/firm/jtm-equity-partners-llc-brooklyn-ny-341181) ([md](https://advisorcensus.com/firm/jtm-equity-partners-llc-brooklyn-ny-341181.md)) | 341181 | Brooklyn, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [K8 Management, LLC](https://advisorcensus.com/firm/k8-management-llc-brooklyn-ny-327369) ([md](https://advisorcensus.com/firm/k8-management-llc-brooklyn-ny-327369.md)) | 327369 | Brooklyn, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Kensington Wealth Management, LLC](https://advisorcensus.com/firm/kensington-wealth-management-llc-brooklyn-ny-334191) ([md](https://advisorcensus.com/firm/kensington-wealth-management-llc-brooklyn-ny-334191.md)) | 334191 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Kora Management LP](https://advisorcensus.com/firm/kora-management-lp-brooklyn-ny-172534) ([md](https://advisorcensus.com/firm/kora-management-lp-brooklyn-ny-172534.md)) | 172534 | Brooklyn, NY | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee, Other |
| [Left Lane Capital](https://advisorcensus.com/firm/left-lane-capital-brooklyn-ny-309286) ([md](https://advisorcensus.com/firm/left-lane-capital-brooklyn-ny-309286.md)) | 309286 | Brooklyn, NY | SEC-registered investment adviser | $1 billion to $5 billion | 2 | % of assets, Performance fee |
| [Lionshares LLC](https://advisorcensus.com/firm/lionshares-llc-brooklyn-ny-335459) ([md](https://advisorcensus.com/firm/lionshares-llc-brooklyn-ny-335459.md)) | 335459 | Brooklyn, NY | SEC-registered investment adviser | Under $25 million | 1 | % of assets |
| [Long Cast Advisers, LLC](https://advisorcensus.com/firm/long-cast-advisers-llc-brooklyn-ny-175005) ([md](https://advisorcensus.com/firm/long-cast-advisers-llc-brooklyn-ny-175005.md)) | 175005 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 11 | % of assets, Performance fee |
| [Maridea Wealth Management](https://advisorcensus.com/firm/maridea-wealth-management-brooklyn-ny-325523) ([md](https://advisorcensus.com/firm/maridea-wealth-management-brooklyn-ny-325523.md)) | 325523 | Brooklyn, NY | SEC-registered investment adviser | $1 billion to $5 billion | 2 | % of assets, Hourly, Fixed fee |
| [Maycomb Capital](https://advisorcensus.com/firm/maycomb-capital-brooklyn-ny-304785) ([md](https://advisorcensus.com/firm/maycomb-capital-brooklyn-ny-304785.md)) | 304785 | Brooklyn, NY | Exempt reporting adviser | Not reported | 7 | Not reported |
| [Maycomb Ventures, LLC](https://advisorcensus.com/firm/maycomb-ventures-llc-brooklyn-ny-314186) ([md](https://advisorcensus.com/firm/maycomb-ventures-llc-brooklyn-ny-314186.md)) | 314186 | Brooklyn, NY | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Meta Investment Management Company LLC](https://advisorcensus.com/firm/meta-investment-management-company-llc-brooklyn-ny-312540) ([md](https://advisorcensus.com/firm/meta-investment-management-company-llc-brooklyn-ny-312540.md)) | 312540 | Brooklyn, NY | SEC-registered investment adviser | Under $25 million | 5 | % of assets |
| [Minko Wealth](https://advisorcensus.com/firm/minko-wealth-brooklyn-ny-170886) ([md](https://advisorcensus.com/firm/minko-wealth-brooklyn-ny-170886.md)) | 170886 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [My Financial Planner, LLC](https://advisorcensus.com/firm/my-financial-planner-llc-brooklyn-ny-283934) ([md](https://advisorcensus.com/firm/my-financial-planner-llc-brooklyn-ny-283934.md)) | 283934 | Brooklyn, NY | State-registered investment adviser | Not reported | 10 | Hourly, Fixed fee |
| [Notation Capital Management, LLC](https://advisorcensus.com/firm/notation-capital-management-llc-brooklyn-ny-327638) ([md](https://advisorcensus.com/firm/notation-capital-management-llc-brooklyn-ny-327638.md)) | 327638 | Brooklyn, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Oak & Reed Capital Management, LLC](https://advisorcensus.com/firm/oak-and-reed-capital-management-llc-brooklyn-ny-158867) ([md](https://advisorcensus.com/firm/oak-and-reed-capital-management-llc-brooklyn-ny-158867.md)) | 158867 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 13 | % of assets, Hourly, Fixed fee |
| [Orthogonal Asset Management, LLC](https://advisorcensus.com/firm/orthogonal-asset-management-llc-brooklyn-ny-339493) ([md](https://advisorcensus.com/firm/orthogonal-asset-management-llc-brooklyn-ny-339493.md)) | 339493 | Brooklyn, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Pickerel Management, LLC](https://advisorcensus.com/firm/pickerel-management-llc-brooklyn-ny-336645) ([md](https://advisorcensus.com/firm/pickerel-management-llc-brooklyn-ny-336645.md)) | 336645 | Brooklyn, NY | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Quadpoint Partners LLC](https://advisorcensus.com/firm/quadpoint-partners-llc-brooklyn-ny-327511) ([md](https://advisorcensus.com/firm/quadpoint-partners-llc-brooklyn-ny-327511.md)) | 327511 | Brooklyn, NY | Exempt reporting adviser | Not reported | 3 | Not reported |

- Next page: https://advisorcensus.com/advisors/ny/new-york/brooklyn/page/2.md

## Questions people ask

**How many financial advisory firms are there in Brooklyn, NY?**
AdvisorCensus lists 69 investment advisory firms with a principal office in Brooklyn, New York (part of the New York metro area), from Form ADV filings as of October 2026: 26 SEC-registered, 20 state-registered, and 23 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Brooklyn, NY?**
18 of the 69 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Brooklyn, NY offer financial planning?**
21 of the 46 firms in Brooklyn, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Brooklyn, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 18 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in Buffalo](https://advisorcensus.com/advisors/ny/buffalo) (https://advisorcensus.com/advisors/ny/buffalo.md)
- [Financial advisors in Syracuse](https://advisorcensus.com/advisors/ny/syracuse) (https://advisorcensus.com/advisors/ny/syracuse.md)
- [Financial advisors in Kiryas Joel](https://advisorcensus.com/advisors/ny/kiryas-joel) (https://advisorcensus.com/advisors/ny/kiryas-joel.md)
- [Financial advisors in Utica](https://advisorcensus.com/advisors/ny/utica) (https://advisorcensus.com/advisors/ny/utica.md)
- [Financial advisors in Kingston](https://advisorcensus.com/advisors/ny/kingston) (https://advisorcensus.com/advisors/ny/kingston.md)
- [Financial advisors in Ithaca](https://advisorcensus.com/advisors/ny/ithaca) (https://advisorcensus.com/advisors/ny/ithaca.md)

Cite as: AdvisorCensus. Financial advisors in Brooklyn, NY: 69 firms from Form ADV filings as of October 2026.