# Financial advisors in New York, NY

> AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/new-york

## At a glance

- Investment advisory firms: 3,971
- Registration: SEC-registered investment adviser: 2,691, State-registered investment adviser: 551, Exempt reporting adviser: 729
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 518 (16%); Percentage of assets 2,931 (90%); Hourly charges 536 (17%); Subscription fees (newsletter or periodical) 39 (1%); Fixed fees 999 (31%); Commissions 52 (2%); Performance-based fees 1,761 (54%); Other 607 (19%); No compensation arrangements reported 729
- Regulatory assets under management (Item 5.F): Under $25 million 350 (9%); $25 million to $100 million 337 (8%); $100 million to $500 million 761 (19%); $500 million to $1 billion 362 (9%); $1 billion to $5 billion 631 (16%); Over $5 billion 565 (14%); Not reported 965 (24%)
- Years registered: Under 5 years 1,495 (38%); 5 to 9 years 893 (22%); 10 to 19 years 1,047 (26%); 20 years or more 527 (13%); Not reported 9 (0%)

## Firms (page 1 of 80, 1 to 50 of 3,971, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [05 Capital Advisors LLC](https://advisorcensus.com/firm/05-capital-advisors-llc-new-york-ny-332097) ([md](https://advisorcensus.com/firm/05-capital-advisors-llc-new-york-ny-332097.md)) | 332097 | New York, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [10 East Partners LLC](https://advisorcensus.com/firm/10-east-partners-llc-new-york-ny-322360) ([md](https://advisorcensus.com/firm/10-east-partners-llc-new-york-ny-322360.md)) | 322360 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 1 | % of assets, Performance fee |
| [10,000 Days Capital Management LLC](https://advisorcensus.com/firm/10-000-days-capital-management-llc-new-york-ny-330647) ([md](https://advisorcensus.com/firm/10-000-days-capital-management-llc-new-york-ny-330647.md)) | 330647 | New York, NY | Exempt reporting adviser | Not reported | 2 | Not reported |
| [10th Lane Partners, LP](https://advisorcensus.com/firm/10th-lane-partners-lp-new-york-ny-160822) ([md](https://advisorcensus.com/firm/10th-lane-partners-lp-new-york-ny-160822.md)) | 160822 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee, Other |
| [10X Capital Partners](https://advisorcensus.com/firm/10x-capital-partners-new-york-ny-332547) ([md](https://advisorcensus.com/firm/10x-capital-partners-new-york-ny-332547.md)) | 332547 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 1 | % of assets, Performance fee |
| [12 West Capital Management LP](https://advisorcensus.com/firm/12-west-capital-management-lp-new-york-ny-160197) ([md](https://advisorcensus.com/firm/12-west-capital-management-lp-new-york-ny-160197.md)) | 160197 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee |
| [1230 Advisors, LLC](https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504) ([md](https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504.md)) | 312504 | Pound Ridge, NY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [13D Management LLC](https://advisorcensus.com/firm/13d-management-llc-new-york-ny-154009) ([md](https://advisorcensus.com/firm/13d-management-llc-new-york-ny-154009.md)) | 154009 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Performance fee |
| [140 Summer Partners LP](https://advisorcensus.com/firm/140-summer-partners-lp-new-york-ny-308929) ([md](https://advisorcensus.com/firm/140-summer-partners-lp-new-york-ny-308929.md)) | 308929 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Performance fee |
| [1505 Capital LLC](https://advisorcensus.com/firm/1505-capital-llc-new-york-ny-298880) ([md](https://advisorcensus.com/firm/1505-capital-llc-new-york-ny-298880.md)) | 298880 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee, Performance fee, Other |
| [154 Partners Investment Management LLC](https://advisorcensus.com/firm/154-partners-investment-management-llc-new-york-ny-333601) ([md](https://advisorcensus.com/firm/154-partners-investment-management-llc-new-york-ny-333601.md)) | 333601 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee, Other |
| [16th Amendment Advisors LLC](https://advisorcensus.com/firm/16th-amendment-advisors-llc-new-york-ny-150575) ([md](https://advisorcensus.com/firm/16th-amendment-advisors-llc-new-york-ny-150575.md)) | 150575 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Performance fee |
| [191 Godwin Associates, Inc. D/B/A Godwin Capital Management](https://advisorcensus.com/firm/191-godwin-associates-inc-d-b-a-godwin-capital-management-wyckoff-nj-124288) ([md](https://advisorcensus.com/firm/191-godwin-associates-inc-d-b-a-godwin-capital-management-wyckoff-nj-124288.md)) | 124288 | Wyckoff, NJ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [1932 Investment Management](https://advisorcensus.com/firm/1932-investment-management-newark-nj-337619) ([md](https://advisorcensus.com/firm/1932-investment-management-newark-nj-337619.md)) | 337619 | Newark, NJ | SEC-registered investment adviser | $1 billion to $5 billion | 1 | % of assets |
| [1984 Ventures Management, LLC](https://advisorcensus.com/firm/1984-ventures-management-llc-new-york-ny-291489) ([md](https://advisorcensus.com/firm/1984-ventures-management-llc-new-york-ny-291489.md)) | 291489 | New York, NY | Exempt reporting adviser | Not reported | 8 | Not reported |
| [1988 Asset Management, LLC](https://advisorcensus.com/firm/1988-asset-management-llc-new-york-ny-319422) ([md](https://advisorcensus.com/firm/1988-asset-management-llc-new-york-ny-319422.md)) | 319422 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Performance fee |
| [1WS Capital Advisors, LLC](https://advisorcensus.com/firm/1ws-capital-advisors-llc-new-york-ny-298723) ([md](https://advisorcensus.com/firm/1ws-capital-advisors-llc-new-york-ny-298723.md)) | 298723 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets |
| [21BRIDGE Capital Partners LLC](https://advisorcensus.com/firm/21bridge-capital-partners-llc-new-york-ny-344284) ([md](https://advisorcensus.com/firm/21bridge-capital-partners-llc-new-york-ny-344284.md)) | 344284 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [21SHARES US LLC](https://advisorcensus.com/firm/21shares-us-llc-new-york-ny-328136) ([md](https://advisorcensus.com/firm/21shares-us-llc-new-york-ny-328136.md)) | 328136 | New York, NY | SEC-registered investment adviser | Under $25 million | 2 | % of assets |
| [2201 Capital, LLC](https://advisorcensus.com/firm/2201-capital-llc-new-york-ny-341112) ([md](https://advisorcensus.com/firm/2201-capital-llc-new-york-ny-341112.md)) | 341112 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets |
| [22V Asset Management](https://advisorcensus.com/firm/22v-asset-management-new-york-ny-323898) ([md](https://advisorcensus.com/firm/22v-asset-management-new-york-ny-323898.md)) | 323898 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Performance fee, Other |
| [2444 Investment Services, LLC](https://advisorcensus.com/firm/2444-investment-services-llc-manasquan-nj-121097) ([md](https://advisorcensus.com/firm/2444-investment-services-llc-manasquan-nj-121097.md)) | 121097 | Manasquan, NJ | State-registered investment adviser | Not reported | 24 | Other |
| [25MADISON Propel Fund Management Company](https://advisorcensus.com/firm/25madison-propel-fund-management-company-new-york-ny-340499) ([md](https://advisorcensus.com/firm/25madison-propel-fund-management-company-new-york-ny-340499.md)) | 340499 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [25MADISON Ventures Management Company, LLC](https://advisorcensus.com/firm/25madison-ventures-management-company-llc-new-york-ny-321930) ([md](https://advisorcensus.com/firm/25madison-ventures-management-company-llc-new-york-ny-321930.md)) | 321930 | New York, NY | Exempt reporting adviser | Not reported | 4 | Not reported |
| [26NORTH](https://advisorcensus.com/firm/26north-new-york-ny-322923) ([md](https://advisorcensus.com/firm/26north-new-york-ny-322923.md)) | 322923 | New York, NY | SEC-registered investment adviser | Over $5 billion | 4 | % of assets, Fixed fee, Performance fee, Other |
| [26NORTH Direct Lending](https://advisorcensus.com/firm/26north-direct-lending-new-york-ny-323152) ([md](https://advisorcensus.com/firm/26north-direct-lending-new-york-ny-323152.md)) | 323152 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 3 | % of assets, Performance fee |
| [2E Capital Partners LP](https://advisorcensus.com/firm/2e-capital-partners-lp-new-york-ny-334821) ([md](https://advisorcensus.com/firm/2e-capital-partners-lp-new-york-ny-334821.md)) | 334821 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Performance fee |
| [2XIDEAS](https://advisorcensus.com/firm/2xideas-new-york-ny-328190) ([md](https://advisorcensus.com/firm/2xideas-new-york-ny-328190.md)) | 328190 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Subscription |
| [325 Capital](https://advisorcensus.com/firm/325-capital-new-york-ny-310762) ([md](https://advisorcensus.com/firm/325-capital-new-york-ny-310762.md)) | 310762 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Performance fee, Other |
| [337 Frontier Capital, LP](https://advisorcensus.com/firm/337-frontier-capital-lp-new-york-ny-284266) ([md](https://advisorcensus.com/firm/337-frontier-capital-lp-new-york-ny-284266.md)) | 284266 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets |
| [3A Capital, LLC](https://advisorcensus.com/firm/3a-capital-llc-new-york-ny-343132) ([md](https://advisorcensus.com/firm/3a-capital-llc-new-york-ny-343132.md)) | 343132 | New York, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [3B1 Partners, LLC](https://advisorcensus.com/firm/3b1-partners-llc-new-york-ny-300835) ([md](https://advisorcensus.com/firm/3b1-partners-llc-new-york-ny-300835.md)) | 300835 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Performance fee |
| [3G Capital Partners LP](https://advisorcensus.com/firm/3g-capital-partners-lp-new-york-ny-156934) ([md](https://advisorcensus.com/firm/3g-capital-partners-lp-new-york-ny-156934.md)) | 156934 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee |
| [3I Corporation](https://advisorcensus.com/firm/3i-corporation-new-york-ny-159892) ([md](https://advisorcensus.com/firm/3i-corporation-new-york-ny-159892.md)) | 159892 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Fixed fee, Performance fee |
| [3I Management LLC](https://advisorcensus.com/firm/3i-management-llc-new-york-ny-327514) ([md](https://advisorcensus.com/firm/3i-management-llc-new-york-ny-327514.md)) | 327514 | New York, NY | Exempt reporting adviser | Not reported | 3 | Not reported |
| [3I Wealth Management LLC](https://advisorcensus.com/firm/3i-wealth-management-llc-fairfield-nj-310590) ([md](https://advisorcensus.com/firm/3i-wealth-management-llc-fairfield-nj-310590.md)) | 310590 | Fairfield, NJ | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Fixed fee |
| [3IQ Digital Assets (US) Inc.](https://advisorcensus.com/firm/3iq-digital-assets-us-inc-new-york-ny-339627) ([md](https://advisorcensus.com/firm/3iq-digital-assets-us-inc-new-york-ny-339627.md)) | 339627 | New York, NY | Exempt reporting adviser | Not reported | 0 | Not reported |
| [400 Capital Management LLC](https://advisorcensus.com/firm/400-capital-management-llc-new-york-ny-160089) ([md](https://advisorcensus.com/firm/400-capital-management-llc-new-york-ny-160089.md)) | 160089 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Fixed fee, Performance fee |
| [42 AM, LLC](https://advisorcensus.com/firm/42-am-llc-new-york-ny-339735) ([md](https://advisorcensus.com/firm/42-am-llc-new-york-ny-339735.md)) | 339735 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Other |
| [4DX Ventures](https://advisorcensus.com/firm/4dx-ventures-brooklyn-ny-308978) ([md](https://advisorcensus.com/firm/4dx-ventures-brooklyn-ny-308978.md)) | 308978 | Brooklyn, NY | Exempt reporting adviser | Not reported | 6 | Not reported |
| [4THOUGHT Financial Group Inc.](https://advisorcensus.com/firm/4thought-financial-group-inc-syosset-ny-162997) ([md](https://advisorcensus.com/firm/4thought-financial-group-inc-syosset-ny-162997.md)) | 162997 | Syosset, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly, Subscription, Fixed fee |
| [4X4 Capital](https://advisorcensus.com/firm/4x4-capital-new-york-ny-316647) ([md](https://advisorcensus.com/firm/4x4-capital-new-york-ny-316647.md)) | 316647 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Performance fee, Other |
| [501 North, LLC](https://advisorcensus.com/firm/501-north-llc-new-york-ny-338118) ([md](https://advisorcensus.com/firm/501-north-llc-new-york-ny-338118.md)) | 338118 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | Fixed fee, Performance fee |
| [50T Funds](https://advisorcensus.com/firm/50t-funds-new-york-ny-326720) ([md](https://advisorcensus.com/firm/50t-funds-new-york-ny-326720.md)) | 326720 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 2 | % of assets, Performance fee |
| [5C Advisor](https://advisorcensus.com/firm/5c-advisor-new-york-ny-330565) ([md](https://advisorcensus.com/firm/5c-advisor-new-york-ny-330565.md)) | 330565 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [5C Capital Management, LLC](https://advisorcensus.com/firm/5c-capital-management-llc-woodcliff-lake-nj-284213) ([md](https://advisorcensus.com/firm/5c-capital-management-llc-woodcliff-lake-nj-284213.md)) | 284213 | Woodcliff Lake, NJ | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Hourly, Fixed fee, Commissions |
| [5CLP Advisor](https://advisorcensus.com/firm/5clp-advisor-new-york-ny-328959) ([md](https://advisorcensus.com/firm/5clp-advisor-new-york-ny-328959.md)) | 328959 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets, Performance fee |
| [645 Ventures Management, LLC](https://advisorcensus.com/firm/645-ventures-management-llc-new-york-ny-292416) ([md](https://advisorcensus.com/firm/645-ventures-management-llc-new-york-ny-292416.md)) | 292416 | New York, NY | Exempt reporting adviser | Not reported | 8 | Not reported |
| [65 and Sunny! Registered Investment Advisors, LLC](https://advisorcensus.com/firm/65-and-sunny-registered-investment-advisors-llc-hampton-nj-175256) ([md](https://advisorcensus.com/firm/65-and-sunny-registered-investment-advisors-llc-hampton-nj-175256.md)) | 175256 | Hampton, NJ | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee, Commissions, Performance fee |
| [683 Capital Management, LLC](https://advisorcensus.com/firm/683-capital-management-llc-new-york-ny-156181) ([md](https://advisorcensus.com/firm/683-capital-management-llc-new-york-ny-156181.md)) | 156181 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Performance fee |

- Next page: https://advisorcensus.com/advisors/ny/new-york/page/2.md

## Questions people ask

**How many financial advisory firms are there in New York, NY?**
AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York, NY?**
518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York, NY offer financial planning?**
851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York, NY fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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- [Financial advisors in Rye Brook, NY](https://advisorcensus.com/advisors/ny/new-york/rye-brook) (https://advisorcensus.com/advisors/ny/new-york/rye-brook.md)
- [Financial advisors in Morristown, NJ](https://advisorcensus.com/advisors/ny/new-york/morristown) (https://advisorcensus.com/advisors/ny/new-york/morristown.md)
- [Financial advisors in New York City, NY](https://advisorcensus.com/advisors/ny/new-york/new-york-city) (https://advisorcensus.com/advisors/ny/new-york/new-york-city.md)
- [Financial advisors in Newark, NJ](https://advisorcensus.com/advisors/ny/new-york/newark) (https://advisorcensus.com/advisors/ny/new-york/newark.md)
- [Financial advisors in Rye, NY](https://advisorcensus.com/advisors/ny/new-york/rye) (https://advisorcensus.com/advisors/ny/new-york/rye.md)
- [Financial advisors in Rochester](https://advisorcensus.com/advisors/ny/rochester) (https://advisorcensus.com/advisors/ny/rochester.md)
- [Financial advisors in Albany](https://advisorcensus.com/advisors/ny/albany) (https://advisorcensus.com/advisors/ny/albany.md)
- [Financial advisors in Buffalo](https://advisorcensus.com/advisors/ny/buffalo) (https://advisorcensus.com/advisors/ny/buffalo.md)
- [Financial advisors in Syracuse](https://advisorcensus.com/advisors/ny/syracuse) (https://advisorcensus.com/advisors/ny/syracuse.md)
- [Financial advisors in Kiryas Joel](https://advisorcensus.com/advisors/ny/kiryas-joel) (https://advisorcensus.com/advisors/ny/kiryas-joel.md)
- [Financial advisors in Utica](https://advisorcensus.com/advisors/ny/utica) (https://advisorcensus.com/advisors/ny/utica.md)
- [Financial advisors in Kingston](https://advisorcensus.com/advisors/ny/kingston) (https://advisorcensus.com/advisors/ny/kingston.md)
- [Financial advisors in Ithaca](https://advisorcensus.com/advisors/ny/ithaca) (https://advisorcensus.com/advisors/ny/ithaca.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ny/new-york.csv

Cite as: AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.