{
  "path": "/advisors/ny/new-york",
  "url": "https://advisorcensus.com/advisors/ny/new-york",
  "page_type": "metro",
  "title": "Financial advisors in New York, NY",
  "filters": {},
  "scope_total": 3971,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York, NY?",
      "a": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, from Form ADV filings as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York, NY?",
      "a": "518 of the 3,971 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York, NY offer financial planning?",
      "a": "851 of the 3,242 firms in New York, NY that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York, NY fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 518 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 3,971 investment advisory firms with a principal office in the New York metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "New York has 3,971 investment advisory firms with a principal office in the metro area as of October 2026: 2,691 SEC-registered, 551 state-registered, and 729 exempt reporting advisers. 518 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 687 report under $100 million in regulatory assets under management. The metro area has 7,409,947 households, 1,637,705 of them with income of $200,000 or more, or 412 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in New York, NY: 3,971 firms from Form ADV filings as of October 2026.",
  "total_firms": 3971,
  "page": 1,
  "total_pages": 80,
  "sort": "name",
  "registration_types": {
    "sec": 2691,
    "state": 551,
    "exempt": 729
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 518
    },
    {
      "code": "percentage_of_aum",
      "count": 2931
    },
    {
      "code": "hourly",
      "count": 536
    },
    {
      "code": "subscription",
      "count": 39
    },
    {
      "code": "fixed",
      "count": 999
    },
    {
      "code": "commissions",
      "count": 52
    },
    {
      "code": "performance_based",
      "count": 1761
    },
    {
      "code": "other",
      "count": 607
    },
    {
      "code": "not_reported",
      "count": 729
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 1495
    },
    {
      "code": "5_to_9",
      "count": 893
    },
    {
      "code": "10_to_19",
      "count": 1047
    },
    {
      "code": "20_plus",
      "count": 527
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 350
    },
    {
      "code": "25m_100m",
      "count": 337
    },
    {
      "code": "100m_500m",
      "count": 761
    },
    {
      "code": "500m_1b",
      "count": 362
    },
    {
      "code": "1b_5b",
      "count": 631
    },
    {
      "code": "over_5b",
      "count": 565
    },
    {
      "code": "not_reported",
      "count": 965
    }
  ],
  "firms": [
    {
      "crd_number": 332097,
      "name": "05 Capital Advisors LLC",
      "name_as_filed": "05 CAPITAL ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/05-capital-advisors-llc-new-york-ny-332097",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 322360,
      "name": "10 East Partners LLC",
      "name_as_filed": "10 EAST PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/10-east-partners-llc-new-york-ny-322360",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330647,
      "name": "10,000 Days Capital Management LLC",
      "name_as_filed": "10,000 DAYS CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/10-000-days-capital-management-llc-new-york-ny-330647",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 160822,
      "name": "10th Lane Partners, LP",
      "name_as_filed": "10TH LANE PARTNERS, LP",
      "url": "https://advisorcensus.com/firm/10th-lane-partners-lp-new-york-ny-160822",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332547,
      "name": "10X Capital Partners",
      "name_as_filed": "10X CAPITAL PARTNERS",
      "url": "https://advisorcensus.com/firm/10x-capital-partners-new-york-ny-332547",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160197,
      "name": "12 West Capital Management LP",
      "name_as_filed": "12 WEST CAPITAL MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/12-west-capital-management-lp-new-york-ny-160197",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312504,
      "name": "1230 Advisors, LLC",
      "name_as_filed": "1230 ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/1230-advisors-llc-pound-ridge-ny-312504",
      "city": "Pound Ridge",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154009,
      "name": "13D Management LLC",
      "name_as_filed": "13D MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/13d-management-llc-new-york-ny-154009",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308929,
      "name": "140 Summer Partners LP",
      "name_as_filed": "140 SUMMER PARTNERS LP",
      "url": "https://advisorcensus.com/firm/140-summer-partners-lp-new-york-ny-308929",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298880,
      "name": "1505 Capital LLC",
      "name_as_filed": "1505 CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/1505-capital-llc-new-york-ny-298880",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333601,
      "name": "154 Partners Investment Management LLC",
      "name_as_filed": "154 PARTNERS INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/154-partners-investment-management-llc-new-york-ny-333601",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 150575,
      "name": "16th Amendment Advisors LLC",
      "name_as_filed": "16TH AMENDMENT ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/16th-amendment-advisors-llc-new-york-ny-150575",
      "city": "New York",
      "state": "NY",
      "years_registered": 17,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124288,
      "name": "191 Godwin Associates, Inc. D/B/A Godwin Capital Management",
      "name_as_filed": "191 GODWIN ASSOCIATES, INC. D/B/A GODWIN CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/191-godwin-associates-inc-d-b-a-godwin-capital-management-wyckoff-nj-124288",
      "city": "Wyckoff",
      "state": "NJ",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 337619,
      "name": "1932 Investment Management",
      "name_as_filed": "1932 INVESTMENT MANAGEMENT",
      "url": "https://advisorcensus.com/firm/1932-investment-management-newark-nj-337619",
      "city": "Newark",
      "state": "NJ",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291489,
      "name": "1984 Ventures Management, LLC",
      "name_as_filed": "1984 VENTURES MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/1984-ventures-management-llc-new-york-ny-291489",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 319422,
      "name": "1988 Asset Management, LLC",
      "name_as_filed": "1988 ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/1988-asset-management-llc-new-york-ny-319422",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 298723,
      "name": "1WS Capital Advisors, LLC",
      "name_as_filed": "1WS CAPITAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/1ws-capital-advisors-llc-new-york-ny-298723",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 344284,
      "name": "21BRIDGE Capital Partners LLC",
      "name_as_filed": "21BRIDGE CAPITAL PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/21bridge-capital-partners-llc-new-york-ny-344284",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 328136,
      "name": "21SHARES US LLC",
      "name_as_filed": "21SHARES US LLC",
      "url": "https://advisorcensus.com/firm/21shares-us-llc-new-york-ny-328136",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341112,
      "name": "2201 Capital, LLC",
      "name_as_filed": "2201 CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/2201-capital-llc-new-york-ny-341112",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323898,
      "name": "22V Asset Management",
      "name_as_filed": "22V ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/22v-asset-management-new-york-ny-323898",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 121097,
      "name": "2444 Investment Services, LLC",
      "name_as_filed": "2444 INVESTMENT SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/2444-investment-services-llc-manasquan-nj-121097",
      "city": "Manasquan",
      "state": "NJ",
      "years_registered": 24,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340499,
      "name": "25MADISON Propel Fund Management Company",
      "name_as_filed": "25MADISON PROPEL FUND MANAGEMENT COMPANY",
      "url": "https://advisorcensus.com/firm/25madison-propel-fund-management-company-new-york-ny-340499",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 321930,
      "name": "25MADISON Ventures Management Company, LLC",
      "name_as_filed": "25MADISON VENTURES MANAGEMENT COMPANY, LLC",
      "url": "https://advisorcensus.com/firm/25madison-ventures-management-company-llc-new-york-ny-321930",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 322923,
      "name": "26NORTH",
      "name_as_filed": "26NORTH",
      "url": "https://advisorcensus.com/firm/26north-new-york-ny-322923",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323152,
      "name": "26NORTH Direct Lending",
      "name_as_filed": "26NORTH DIRECT LENDING",
      "url": "https://advisorcensus.com/firm/26north-direct-lending-new-york-ny-323152",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334821,
      "name": "2E Capital Partners LP",
      "name_as_filed": "2E CAPITAL PARTNERS LP",
      "url": "https://advisorcensus.com/firm/2e-capital-partners-lp-new-york-ny-334821",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328190,
      "name": "2XIDEAS",
      "name_as_filed": "2XIDEAS",
      "url": "https://advisorcensus.com/firm/2xideas-new-york-ny-328190",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "subscription"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310762,
      "name": "325 Capital",
      "name_as_filed": "325 CAPITAL",
      "url": "https://advisorcensus.com/firm/325-capital-new-york-ny-310762",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 284266,
      "name": "337 Frontier Capital, LP",
      "name_as_filed": "337 FRONTIER CAPITAL, LP",
      "url": "https://advisorcensus.com/firm/337-frontier-capital-lp-new-york-ny-284266",
      "city": "New York",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343132,
      "name": "3A Capital, LLC",
      "name_as_filed": "3A CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/3a-capital-llc-new-york-ny-343132",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300835,
      "name": "3B1 Partners, LLC",
      "name_as_filed": "3B1 PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/3b1-partners-llc-new-york-ny-300835",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156934,
      "name": "3G Capital Partners LP",
      "name_as_filed": "3G CAPITAL PARTNERS LP",
      "url": "https://advisorcensus.com/firm/3g-capital-partners-lp-new-york-ny-156934",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159892,
      "name": "3I Corporation",
      "name_as_filed": "3I CORPORATION",
      "url": "https://advisorcensus.com/firm/3i-corporation-new-york-ny-159892",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 327514,
      "name": "3I Management LLC",
      "name_as_filed": "3I MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/3i-management-llc-new-york-ny-327514",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 310590,
      "name": "3I Wealth Management LLC",
      "name_as_filed": "3I WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/3i-wealth-management-llc-fairfield-nj-310590",
      "city": "Fairfield",
      "state": "NJ",
      "years_registered": 5,
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    {
      "crd_number": 339627,
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    },
    {
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    {
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    },
    {
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      "crd_number": 162997,
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    {
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    {
      "crd_number": 284213,
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      "name_as_filed": "5C CAPITAL MANAGEMENT, LLC",
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    {
      "crd_number": 328959,
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    {
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      "raum_band": "not_reported",
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    {
      "crd_number": 175256,
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    },
    {
      "crd_number": 156181,
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      "name_as_filed": "683 CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/683-capital-management-llc-new-york-ny-156181",
      "city": "New York",
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  ],
  "states": [],
  "metros": [],
  "siblings": {
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      "path": "/advisors/ny",
      "label": "Financial advisors in New York"
    },
    "metro": {
      "path": "/advisors/ny/new-york",
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    },
    "city_pages": [
      {
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    "fee_pages": [
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        "path": "/advisors/ny/new-york/flat-fee",
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      {
        "path": "/advisors/ny/new-york/hourly",
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        "path": "/advisors/ny/new-york/tech-employees-with-equity-compensation",
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        "path": "/advisors/ny/new-york/widowhood",
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  },
  "csv": "https://advisorcensus.com/advisors/ny/new-york.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  },
  "sec_registrations_12_months": {
    "new_sec_registrations": 206,
    "sec_registered_at_start": 2598,
    "per_100_registered": 7.93,
    "national_per_100": 10.11,
    "as_of": "2026-10-01",
    "sentence": "Over the 12 months to October 1, 2026, 206 firms here registered with the SEC as investment advisers: 7.9 for every 100 already registered, against 10.1 nationally.",
    "source": "https://advisorcensus.com/reports/monthly/2026-10"
  }
}