{
  "path": "/advisors/ny/flat-fee",
  "url": "https://advisorcensus.com/advisors/ny/flat-fee/page/8",
  "page_type": "state_fee",
  "title": "Flat-fee financial advisors in New York",
  "filters": {},
  "scope_total": 1036,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York?",
      "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York?",
      "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York offer financial planning?",
      "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in New York who charge a fixed fee. AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.",
  "about_market": null,
  "citation": "AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.",
  "total_firms": 1036,
  "page": 8,
  "total_pages": 21,
  "sort": "name",
  "registration_types": {
    "sec": 711,
    "state": 325,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 337
    },
    {
      "code": "percentage_of_aum",
      "count": 889
    },
    {
      "code": "hourly",
      "count": 474
    },
    {
      "code": "subscription",
      "count": 32
    },
    {
      "code": "fixed",
      "count": 1036
    },
    {
      "code": "commissions",
      "count": 28
    },
    {
      "code": "performance_based",
      "count": 235
    },
    {
      "code": "other",
      "count": 162
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 338
    },
    {
      "code": "5_to_9",
      "count": 227
    },
    {
      "code": "10_to_19",
      "count": 291
    },
    {
      "code": "20_plus",
      "count": 180
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 220
    },
    {
      "code": "25m_100m",
      "count": 155
    },
    {
      "code": "100m_500m",
      "count": 216
    },
    {
      "code": "500m_1b",
      "count": 83
    },
    {
      "code": "1b_5b",
      "count": 128
    },
    {
      "code": "over_5b",
      "count": 114
    },
    {
      "code": "not_reported",
      "count": 120
    }
  ],
  "firms": [
    {
      "crd_number": 281231,
      "name": "Focus Planning Group",
      "name_as_filed": "FOCUS PLANNING GROUP",
      "url": "https://advisorcensus.com/firm/focus-planning-group-bayport-ny-281231",
      "city": "Bayport",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154828,
      "name": "Focused Wealth Management, Inc.",
      "name_as_filed": "FOCUSED WEALTH MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/focused-wealth-management-inc-newburgh-ny-154828",
      "city": "Newburgh",
      "state": "NY",
      "years_registered": 15,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 145730,
      "name": "Followthru Planning Associates LLC",
      "name_as_filed": "FOLLOWTHRU PLANNING ASSOCIATES LLC",
      "url": "https://advisorcensus.com/firm/followthru-planning-associates-llc-145730",
      "city": null,
      "state": null,
      "years_registered": 18,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282588,
      "name": "Ford Financial Solutions, LLC",
      "name_as_filed": "FORD FINANCIAL SOLUTIONS, LLC",
      "url": "https://advisorcensus.com/firm/ford-financial-solutions-llc-new-york-ny-282588",
      "city": "New York",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "under_25m",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310545,
      "name": "Forsyth Street Asset Management LLC",
      "name_as_filed": "FORSYTH STREET ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/forsyth-street-asset-management-llc-new-york-ny-310545",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108314,
      "name": "Forteris Wealth Management, Inc.",
      "name_as_filed": "FORTERIS WEALTH MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/forteris-wealth-management-inc-armonk-ny-108314",
      "city": "Armonk",
      "state": "NY",
      "years_registered": 32,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328536,
      "name": "Fortrove Partners",
      "name_as_filed": "FORTROVE PARTNERS",
      "url": "https://advisorcensus.com/firm/fortrove-partners-328536",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341883,
      "name": "Forward Wealth",
      "name_as_filed": "FORWARD WEALTH",
      "url": "https://advisorcensus.com/firm/forward-wealth-341883",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 287468,
      "name": "Four Corners Financial",
      "name_as_filed": "FOUR CORNERS FINANCIAL",
      "url": "https://advisorcensus.com/firm/four-corners-financial-melville-ny-287468",
      "city": "Melville",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335385,
      "name": "Framework Wealth",
      "name_as_filed": "FRAMEWORK WEALTH",
      "url": "https://advisorcensus.com/firm/framework-wealth-335385",
      "city": null,
      "state": null,
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341347,
      "name": "Franklin Advisors Corp",
      "name_as_filed": "FRANKLIN ADVISORS CORP",
      "url": "https://advisorcensus.com/firm/franklin-advisors-corp-new-york-ny-341347",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147883,
      "name": "Frasca & Associates LLC",
      "name_as_filed": "FRASCA & ASSOCIATES LLC",
      "url": "https://advisorcensus.com/firm/frasca-and-associates-llc-new-york-ny-147883",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335359,
      "name": "Free Time Financial LLC",
      "name_as_filed": "FREE TIME FINANCIAL LLC",
      "url": "https://advisorcensus.com/firm/free-time-financial-llc-335359",
      "city": null,
      "state": null,
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126524,
      "name": "Frisch Financial Group, Inc.",
      "name_as_filed": "FRISCH FINANCIAL GROUP, INC.",
      "url": "https://advisorcensus.com/firm/frisch-financial-group-inc-melville-ny-126524",
      "city": "Melville",
      "state": "NY",
      "years_registered": 23,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154382,
      "name": "FSC Wealth Advisors, LLC",
      "name_as_filed": "FSC WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/fsc-wealth-advisors-llc-fishkill-ny-154382",
      "city": "Fishkill",
      "state": "NY",
      "years_registered": 16,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343853,
      "name": "Future Proof Consulting Group LLC",
      "name_as_filed": "FUTURE PROOF CONSULTING GROUP LLC",
      "url": "https://advisorcensus.com/firm/future-proof-consulting-group-llc-white-plains-ny-343853",
      "city": "White Plains",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 152968,
      "name": "G-Squared Advisory LLC",
      "name_as_filed": "G-SQUARED ADVISORY LLC",
      "url": "https://advisorcensus.com/firm/g-squared-advisory-llc-mamaroneck-ny-152968",
      "city": "Mamaroneck",
      "state": "NY",
      "years_registered": 16,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 293908,
      "name": "Galaxy Digital Capital Management LP",
      "name_as_filed": "GALAXY DIGITAL CAPITAL MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/galaxy-digital-capital-management-lp-new-york-ny-293908",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300033,
      "name": "Garnett Station Partners",
      "name_as_filed": "GARNETT STATION PARTNERS",
      "url": "https://advisorcensus.com/firm/garnett-station-partners-new-york-ny-300033",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136156,
      "name": "Garrison Phillips, LLC",
      "name_as_filed": "GARRISON PHILLIPS, LLC",
      "url": "https://advisorcensus.com/firm/garrison-phillips-llc-rye-brook-ny-136156",
      "city": "Rye Brook",
      "state": "NY",
      "years_registered": 21,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128523,
      "name": "Generation Capital Management LLC",
      "name_as_filed": "GENERATION CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/generation-capital-management-llc-pittsford-ny-128523",
      "city": "Pittsford",
      "state": "NY",
      "years_registered": 17,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167353,
      "name": "Genesee Capital Advisors, LLC",
      "name_as_filed": "GENESEE CAPITAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/genesee-capital-advisors-llc-auburn-ny-167353",
      "city": "Auburn",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105906,
      "name": "Geovest Advisors Inc",
      "name_as_filed": "GEOVEST ADVISORS INC",
      "url": "https://advisorcensus.com/firm/geovest-advisors-inc-fairport-ny-105906",
      "city": "Fairport",
      "state": "NY",
      "years_registered": 38,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328073,
      "name": "Glenview Wealth LLC",
      "name_as_filed": "GLENVIEW WEALTH LLC",
      "url": "https://advisorcensus.com/firm/glenview-wealth-llc-new-york-ny-328073",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285374,
      "name": "Goalvest Advisory LLC",
      "name_as_filed": "GOALVEST ADVISORY LLC",
      "url": "https://advisorcensus.com/firm/goalvest-advisory-llc-new-york-ny-285374",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126189,
      "name": "Godfrey Financial Associates, Inc.",
      "name_as_filed": "GODFREY FINANCIAL ASSOCIATES, INC.",
      "url": "https://advisorcensus.com/firm/godfrey-financial-associates-inc-glenmont-ny-126189",
      "city": "Glenmont",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124217,
      "name": "Gold Coast Advisors, LLC",
      "name_as_filed": "GOLD COAST ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/gold-coast-advisors-llc-port-washington-ny-124217",
      "city": "Port Washington",
      "state": "NY",
      "years_registered": 21,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 156780,
      "name": "Golden Retirement Advisors, Inc.",
      "name_as_filed": "GOLDEN RETIREMENT ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/golden-retirement-advisors-inc-new-york-ny-156780",
      "city": "New York",
      "state": "NY",
      "years_registered": 15,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288841,
      "name": "Goldentree Asset Management Credit Advisor LLC",
      "name_as_filed": "GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLC",
      "url": "https://advisorcensus.com/firm/goldentree-asset-management-credit-advisor-llc-new-york-ny-288841",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 285239,
      "name": "Goldiron GP LLC",
      "name_as_filed": "GOLDIRON GP LLC",
      "url": "https://advisorcensus.com/firm/goldiron-gp-llc-new-york-ny-285239",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 361,
      "name": "Goldman Sachs & Co. LLC",
      "name_as_filed": "GOLDMAN SACHS & CO. LLC",
      "url": "https://advisorcensus.com/firm/goldman-sachs-and-co-llc-new-york-ny-361",
      "city": "New York",
      "state": "NY",
      "years_registered": 45,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "commissions",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107738,
      "name": "Goldman Sachs Asset Management, L.P.",
      "name_as_filed": "GOLDMAN SACHS ASSET MANAGEMENT, L.P.",
      "url": "https://advisorcensus.com/firm/goldman-sachs-asset-management-l-p-new-york-ny-107738",
      "city": "New York",
      "state": "NY",
      "years_registered": 35,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106693,
      "name": "Goldman Sachs Wealth Services, L.P.",
      "name_as_filed": "GOLDMAN SACHS WEALTH SERVICES, L.P.",
      "url": "https://advisorcensus.com/firm/goldman-sachs-wealth-services-l-p-cohoes-ny-106693",
      "city": "Cohoes",
      "state": "NY",
      "years_registered": 31,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324262,
      "name": "Good Capital",
      "name_as_filed": "GOOD CAPITAL",
      "url": "https://advisorcensus.com/firm/good-capital-324262",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171175,
      "name": "Good Life Wealth Management LLC",
      "name_as_filed": "GOOD LIFE WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/good-life-wealth-management-llc-livonia-ny-171175",
      "city": "Livonia",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 290005,
      "name": "Gotham Block, LLC",
      "name_as_filed": "GOTHAM BLOCK, LLC",
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