{
  "path": "/advisors/ny/flat-fee",
  "url": "https://advisorcensus.com/advisors/ny/flat-fee/page/6",
  "page_type": "state_fee",
  "title": "Flat-fee financial advisors in New York",
  "filters": {},
  "scope_total": 1036,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York?",
      "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York?",
      "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York offer financial planning?",
      "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in New York who charge a fixed fee. AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.",
  "about_market": null,
  "citation": "AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.",
  "total_firms": 1036,
  "page": 6,
  "total_pages": 21,
  "sort": "name",
  "registration_types": {
    "sec": 711,
    "state": 325,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 337
    },
    {
      "code": "percentage_of_aum",
      "count": 889
    },
    {
      "code": "hourly",
      "count": 474
    },
    {
      "code": "subscription",
      "count": 32
    },
    {
      "code": "fixed",
      "count": 1036
    },
    {
      "code": "commissions",
      "count": 28
    },
    {
      "code": "performance_based",
      "count": 235
    },
    {
      "code": "other",
      "count": 162
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 338
    },
    {
      "code": "5_to_9",
      "count": 227
    },
    {
      "code": "10_to_19",
      "count": 291
    },
    {
      "code": "20_plus",
      "count": 180
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 220
    },
    {
      "code": "25m_100m",
      "count": 155
    },
    {
      "code": "100m_500m",
      "count": 216
    },
    {
      "code": "500m_1b",
      "count": 83
    },
    {
      "code": "1b_5b",
      "count": 128
    },
    {
      "code": "over_5b",
      "count": 114
    },
    {
      "code": "not_reported",
      "count": 120
    }
  ],
  "firms": [
    {
      "crd_number": 313938,
      "name": "DB Advisory America, Limited(ltd)",
      "name_as_filed": "DB ADVISORY AMERICA, LIMITED(LTD)",
      "url": "https://advisorcensus.com/firm/db-advisory-america-limited-ltd-new-york-ny-313938",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "1b_5b",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328758,
      "name": "DBM Planning, LLC",
      "name_as_filed": "DBM PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/dbm-planning-llc-new-york-ny-328758",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288159,
      "name": "Deepcurrents Investment Group LLC",
      "name_as_filed": "DEEPCURRENTS INVESTMENT GROUP LLC",
      "url": "https://advisorcensus.com/firm/deepcurrents-investment-group-llc-new-york-ny-288159",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160020,
      "name": "Delaware Avenue Advisors Inc.",
      "name_as_filed": "DELAWARE AVENUE ADVISORS INC.",
      "url": "https://advisorcensus.com/firm/delaware-avenue-advisors-inc-buffalo-ny-160020",
      "city": "Buffalo",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 149126,
      "name": "Delphin Investments",
      "name_as_filed": "DELPHIN INVESTMENTS",
      "url": "https://advisorcensus.com/firm/delphin-investments-149126",
      "city": null,
      "state": null,
      "years_registered": 10,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282317,
      "name": "Delta & Gamma Capital Management LLC",
      "name_as_filed": "DELTA & GAMMA CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/delta-and-gamma-capital-management-llc-new-york-ny-282317",
      "city": "New York",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338575,
      "name": "Derryrush Wealth",
      "name_as_filed": "DERRYRUSH WEALTH",
      "url": "https://advisorcensus.com/firm/derryrush-wealth-west-sayville-ny-338575",
      "city": "West Sayville",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338965,
      "name": "Develop Capital Partners, LP.",
      "name_as_filed": "DEVELOP CAPITAL PARTNERS, LP.",
      "url": "https://advisorcensus.com/firm/develop-capital-partners-lp-pittsford-ny-338965",
      "city": "Pittsford",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "500m_1b",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167581,
      "name": "Development Group LLC",
      "name_as_filed": "DEVELOPMENT GROUP LLC",
      "url": "https://advisorcensus.com/firm/development-group-llc-white-plains-ny-167581",
      "city": "White Plains",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322780,
      "name": "Diamond Nestegg",
      "name_as_filed": "DIAMOND NESTEGG",
      "url": "https://advisorcensus.com/firm/diamond-nestegg-new-york-ny-322780",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 136836,
      "name": "Divine Asset Management LLC",
      "name_as_filed": "DIVINE ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/divine-asset-management-llc-lake-hill-ny-136836",
      "city": "Lake Hill",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147897,
      "name": "DLB Wealth Advisors LLC",
      "name_as_filed": "DLB WEALTH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/dlb-wealth-advisors-llc-147897",
      "city": null,
      "state": null,
      "years_registered": 18,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316434,
      "name": "Domain Money Advisors, LLC",
      "name_as_filed": "DOMAIN MONEY ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/domain-money-advisors-llc-new-york-ny-316434",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124209,
      "name": "Dopkins Wealth Management, LLC",
      "name_as_filed": "DOPKINS WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/dopkins-wealth-management-llc-williamsville-ny-124209",
      "city": "Williamsville",
      "state": "NY",
      "years_registered": 23,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108680,
      "name": "Douglass Winthrop Advisors LLC",
      "name_as_filed": "DOUGLASS WINTHROP ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/douglass-winthrop-advisors-llc-new-york-ny-108680",
      "city": "New York",
      "state": "NY",
      "years_registered": 26,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336294,
      "name": "Dovermont Wealth & Tax Solutions",
      "name_as_filed": "DOVERMONT WEALTH & TAX SOLUTIONS",
      "url": "https://advisorcensus.com/firm/dovermont-wealth-and-tax-solutions-montebello-ny-336294",
      "city": "Montebello",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330181,
      "name": "DR. Jeff Finance, LLC",
      "name_as_filed": "DR. JEFF FINANCE, LLC",
      "url": "https://advisorcensus.com/firm/dr-jeff-finance-llc-330181",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331459,
      "name": "Drawingboard Wealth Advisors",
      "name_as_filed": "DRAWINGBOARD WEALTH ADVISORS",
      "url": "https://advisorcensus.com/firm/drawingboard-wealth-advisors-331459",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 321216,
      "name": "DSJ Wealth Management LLC",
      "name_as_filed": "DSJ WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/dsj-wealth-management-llc-westbury-ny-321216",
      "city": "Westbury",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 327589,
      "name": "Dubois Capital Management LLC",
      "name_as_filed": "DUBOIS CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/dubois-capital-management-llc-327589",
      "city": null,
      "state": null,
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170884,
      "name": "Dutch Asset Corporation",
      "name_as_filed": "DUTCH ASSET CORPORATION",
      "url": "https://advisorcensus.com/firm/dutch-asset-corporation-selkirk-ny-170884",
      "city": "Selkirk",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 104518,
      "name": "DWS Investment Management Americas, Inc.",
      "name_as_filed": "DWS INVESTMENT MANAGEMENT AMERICAS, INC.",
      "url": "https://advisorcensus.com/firm/dws-investment-management-americas-inc-new-york-ny-104518",
      "city": "New York",
      "state": "NY",
      "years_registered": 85,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 281675,
      "name": "Eagle Bay Family Office",
      "name_as_filed": "EAGLE BAY FAMILY OFFICE",
      "url": "https://advisorcensus.com/firm/eagle-bay-family-office-new-york-ny-281675",
      "city": "New York",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110826,
      "name": "Eagle Strategies LLC",
      "name_as_filed": "EAGLE STRATEGIES LLC",
      "url": "https://advisorcensus.com/firm/eagle-strategies-llc-new-york-ny-110826",
      "city": "New York",
      "state": "NY",
      "years_registered": 37,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124875,
      "name": "Eagle Tax Planning & Advisory Group.llc",
      "name_as_filed": "EAGLE TAX PLANNING & ADVISORY GROUP.LLC",
      "url": "https://advisorcensus.com/firm/eagle-tax-planning-and-advisory-group-llc-ozone-park-ny-124875",
      "city": "Ozone Park",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335252,
      "name": "Eagle's Crest Advisors, LLC",
      "name_as_filed": "EAGLE'S CREST ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/eagle-s-crest-advisors-llc-huntington-ny-335252",
      "city": "Huntington",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304438,
      "name": "Eaglebrook Advisors",
      "name_as_filed": "EAGLEBROOK ADVISORS",
      "url": "https://advisorcensus.com/firm/eaglebrook-advisors-new-york-ny-304438",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147144,
      "name": "East End Advisors, LLC",
      "name_as_filed": "EAST END ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/east-end-advisors-llc-new-york-ny-147144",
      "city": "New York",
      "state": "NY",
      "years_registered": 18,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110584,
      "name": "East End Financial Group, Inc.",
      "name_as_filed": "EAST END FINANCIAL GROUP, INC.",
      "url": "https://advisorcensus.com/firm/east-end-financial-group-inc-riverhead-ny-110584",
      "city": "Riverhead",
      "state": "NY",
      "years_registered": 37,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160261,
      "name": "East End Wealth Management",
      "name_as_filed": "EAST END WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/east-end-wealth-management-hampton-bays-ny-160261",
      "city": "Hampton Bays",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 277083,
      "name": "Eden Advisory Services, LLC",
      "name_as_filed": "EDEN ADVISORY SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/eden-advisory-services-llc-albany-ny-277083",
      "city": "Albany",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329045,
      "name": "Educated Financial Planning",
      "name_as_filed": "EDUCATED FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/educated-financial-planning-329045",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334921,
      "name": "EG Capital Management LLC",
      "name_as_filed": "EG CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/eg-capital-management-llc-334921",
      "city": null,
      "state": null,
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 131728,
      "name": "Ehrenkranz Partners L.P.",
      "name_as_filed": "EHRENKRANZ PARTNERS L.P.",
      "url": "https://advisorcensus.com/firm/ehrenkranz-partners-l-p-new-york-ny-131728",
      "city": "New York",
      "state": "NY",
      "years_registered": 22,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332877,
      "name": "Eighty Rods Advisors",
      "name_as_filed": "EIGHTY RODS ADVISORS",
      "url": "https://advisorcensus.com/firm/eighty-rods-advisors-332877",
      "city": null,
      "state": null,
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 137036,
      "name": "Elco Management Company, LLC",
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