{ "path": "/advisors/ny/flat-fee", "url": "https://advisorcensus.com/advisors/ny/flat-fee/page/5", "page_type": "state_fee", "title": "Flat-fee financial advisors in New York", "filters": {}, "scope_total": 1036, "faq": [ { "q": "How many financial advisory firms are there in New York?", "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York?", "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York offer financial planning?", "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York who charge a fixed fee. AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.", "about_market": null, "citation": "AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.", "total_firms": 1036, "page": 5, "total_pages": 21, "sort": "name", "registration_types": { "sec": 711, "state": 325, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 337 }, { "code": "percentage_of_aum", "count": 889 }, { "code": "hourly", "count": 474 }, { "code": "subscription", "count": 32 }, { "code": "fixed", "count": 1036 }, { "code": "commissions", "count": 28 }, { "code": "performance_based", "count": 235 }, { "code": "other", "count": 162 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 338 }, { "code": "5_to_9", "count": 227 }, { "code": "10_to_19", "count": 291 }, { "code": "20_plus", "count": 180 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 220 }, { "code": "25m_100m", "count": 155 }, { "code": "100m_500m", "count": 216 }, { "code": "500m_1b", "count": 83 }, { "code": "1b_5b", "count": 128 }, { "code": "over_5b", "count": 114 }, { "code": "not_reported", "count": 120 } ], "firms": [ { "crd_number": 7059, "name": "Citigroup Global Markets Inc.", "name_as_filed": "CITIGROUP GLOBAL MARKETS INC.", "url": "https://advisorcensus.com/firm/citigroup-global-markets-inc-new-york-ny-7059", "city": "New York", "state": "NY", "years_registered": 62, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 106743, "name": "Citizens Private Wealth", "name_as_filed": "CITIZENS PRIVATE WEALTH", "url": "https://advisorcensus.com/firm/citizens-private-wealth-tarrytown-ny-106743", "city": "Tarrytown", "state": "NY", "years_registered": 34, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 317528, "name": "Citrin Cooperman Wealth Management, LLC", "name_as_filed": "CITRIN COOPERMAN WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/citrin-cooperman-wealth-management-llc-new-york-ny-317528", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 340279, "name": "Civitas Management LLC", "name_as_filed": "CIVITAS MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/civitas-management-llc-brooklyn-ny-340279", "city": "Brooklyn", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 326920, "name": "CJS Securities IA, Inc.", "name_as_filed": "CJS SECURITIES IA, INC.", "url": "https://advisorcensus.com/firm/cjs-securities-ia-inc-white-plains-ny-326920", "city": "White Plains", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 108803, "name": "Clarion Partners", "name_as_filed": "CLARION PARTNERS", "url": "https://advisorcensus.com/firm/clarion-partners-new-york-ny-108803", "city": "New York", "state": "NY", "years_registered": 44, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 166357, "name": "Claris Advisors, LLC", "name_as_filed": "CLARIS ADVISORS, LLC", "url": "https://advisorcensus.com/firm/claris-advisors-llc-new-york-ny-166357", "city": "New York", "state": "NY", "years_registered": 12, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 330701, "name": "Clarity Advisors", "name_as_filed": "CLARITY ADVISORS", "url": "https://advisorcensus.com/firm/clarity-advisors-330701", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 148888, "name": "Clarity Investments + Planning LLC", "name_as_filed": "CLARITY INVESTMENTS + PLANNING LLC", "url": "https://advisorcensus.com/firm/clarity-investments-plus-planning-llc-mount-kisco-ny-148888", "city": "Mount Kisco", "state": "NY", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 310156, "name": "Clarus Group LLC", "name_as_filed": "CLARUS GROUP LLC", "url": "https://advisorcensus.com/firm/clarus-group-llc-new-york-ny-310156", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 108253, "name": "Clearbrook Investment Consulting LLC", "name_as_filed": "CLEARBROOK INVESTMENT CONSULTING LLC", "url": "https://advisorcensus.com/firm/clearbrook-investment-consulting-llc-new-york-ny-108253", "city": "New York", "state": "NY", "years_registered": 27, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 155607, "name": "Clearbrook Investment Solutions LLC", "name_as_filed": "CLEARBROOK INVESTMENT SOLUTIONS LLC", "url": "https://advisorcensus.com/firm/clearbrook-investment-solutions-llc-new-york-ny-155607", "city": "New York", "state": "NY", "years_registered": 15, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 291834, "name": "Clearview Financial Planning, Inc.", "name_as_filed": "CLEARVIEW FINANCIAL PLANNING, INC.", "url": "https://advisorcensus.com/firm/clearview-financial-planning-inc-southold-ny-291834", "city": "Southold", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 341285, "name": "Clemons Financial Education Company", "name_as_filed": "CLEMONS FINANCIAL EDUCATION COMPANY", "url": "https://advisorcensus.com/firm/clemons-financial-education-company-341285", "city": null, "state": null, "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 335751, "name": "Clover Leaf Financial LLC", "name_as_filed": "CLOVER LEAF FINANCIAL LLC", "url": "https://advisorcensus.com/firm/clover-leaf-financial-llc-fairport-ny-335751", "city": "Fairport", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 175302, "name": "Cloverhill Capital Management", "name_as_filed": "CLOVERHILL CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/cloverhill-capital-management-new-york-ny-175302", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 154533, "name": "Clutch Capital Management, LLC", "name_as_filed": "CLUTCH CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/clutch-capital-management-llc-154533", "city": null, "state": null, "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions", "performance_based" ], "enhanced": false }, { "crd_number": 125561, "name": "Cobblestone Wealth Advisors", "name_as_filed": "COBBLESTONE WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/cobblestone-wealth-advisors-brooklyn-ny-125561", "city": "Brooklyn", "state": "NY", "years_registered": 25, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 338648, "name": "Comfort Capital Management", "name_as_filed": "COMFORT CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/comfort-capital-management-338648", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 288256, "name": "Compass Advisors", "name_as_filed": "COMPASS ADVISORS", "url": "https://advisorcensus.com/firm/compass-advisors-melville-ny-288256", "city": "Melville", "state": "NY", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 307127, "name": "Complete Advisors", "name_as_filed": "COMPLETE ADVISORS", "url": "https://advisorcensus.com/firm/complete-advisors-valley-stream-ny-307127", "city": "Valley Stream", "state": "NY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 171787, "name": "Compound Planning, Inc.", "name_as_filed": "COMPOUND PLANNING, INC.", "url": "https://advisorcensus.com/firm/compound-planning-inc-new-york-ny-171787", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 140510, "name": "Comprehensive Wealth Management Group, LLC", "name_as_filed": "COMPREHENSIVE WEALTH MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/comprehensive-wealth-management-group-llc-staten-island-ny-140510", "city": "Staten Island", "state": "NY", "years_registered": 20, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 150309, "name": "Congress Park Capital LLC", "name_as_filed": "CONGRESS PARK CAPITAL LLC", "url": "https://advisorcensus.com/firm/congress-park-capital-llc-saratoga-springs-ny-150309", "city": "Saratoga Springs", "state": "NY", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 112694, "name": "Consolidated Portfolio Review Corp", "name_as_filed": "CONSOLIDATED PORTFOLIO REVIEW CORP", "url": "https://advisorcensus.com/firm/consolidated-portfolio-review-corp-woodbury-ny-112694", "city": "Woodbury", "state": "NY", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 125704, "name": "Constellation Asset Management, Inc.", "name_as_filed": "CONSTELLATION ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/constellation-asset-management-inc-fayetteville-ny-125704", "city": "Fayetteville", "state": "NY", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 319652, "name": "Contessa Capital", "name_as_filed": "CONTESSA CAPITAL", "url": "https://advisorcensus.com/firm/contessa-capital-new-york-ny-319652", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 152895, "name": "Continuum Wealth Advisors, LLC", "name_as_filed": "CONTINUUM WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/continuum-wealth-advisors-llc-saratoga-springs-ny-152895", "city": "Saratoga Springs", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 124122, "name": "COOPER/HAIMS Advisors, LLC", "name_as_filed": "COOPER/HAIMS ADVISORS, LLC", "url": "https://advisorcensus.com/firm/cooper-haims-advisors-llc-victor-ny-124122", "city": "Victor", "state": "NY", "years_registered": 23, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 173653, "name": "Coordinated Planning Group, Inc.", "name_as_filed": "COORDINATED PLANNING GROUP, INC.", "url": "https://advisorcensus.com/firm/coordinated-planning-group-inc-melville-ny-173653", "city": "Melville", "state": "NY", "years_registered": 11, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 310199, "name": "Cordoba Advisory Partners LLC", "name_as_filed": "CORDOBA ADVISORY PARTNERS LLC", "url": "https://advisorcensus.com/firm/cordoba-advisory-partners-llc-new-york-ny-310199", "city": "New York", "state": "NY", "years_registered": 5, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 119635, "name": "Core Alpha, Inc.", "name_as_filed": "CORE ALPHA, INC.", "url": "https://advisorcensus.com/firm/core-alpha-inc-rochester-ny-119635", "city": "Rochester", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 109385, "name": "Corinthian Partners Asset Management LLC", "name_as_filed": "CORINTHIAN PARTNERS ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/corinthian-partners-asset-management-llc-new-york-ny-109385", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 145355, "name": "Cornell Pochily Investment Advisors, Inc.", "name_as_filed": "CORNELL POCHILY INVESTMENT ADVISORS, INC.", "url": "https://advisorcensus.com/firm/cornell-pochily-investment-advisors-inc-ithaca-ny-145355", "city": "Ithaca", "state": "NY", "years_registered": 18, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 337489, "name": "Countryside Financial LLC", "name_as_filed": "COUNTRYSIDE FINANCIAL LLC", "url": "https://advisorcensus.com/firm/countryside-financial-llc-williamsville-ny-337489", "city": "Williamsville", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 282485, "name": "Courier Capital, LLC", "name_as_filed": "COURIER CAPITAL, LLC", "url": "https://advisorcensus.com/firm/courier-capital-llc-buffalo-ny-282485", "city": "Buffalo", "state": "NY", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 285328, "name": "Covision Advisors LLC", "name_as_filed": "COVISION ADVISORS LLC", "url": "https://advisorcensus.com/firm/covision-advisors-llc-new-york-ny-285328", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 171632, "name": "Creative Wealth Builders, LLC", "name_as_filed": "CREATIVE WEALTH BUILDERS, LLC", "url": "https://advisorcensus.com/firm/creative-wealth-builders-llc-171632", "city": null, "state": null, "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 166276, "name": "Crescent Hill Partners LLC", "name_as_filed": "CRESCENT HILL PARTNERS LLC", "url": "https://advisorcensus.com/firm/crescent-hill-partners-llc-saratoga-springs-ny-166276", "city": "Saratoga Springs", "state": "NY", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 131570, "name": "Crewcial Partners LLC", "name_as_filed": "CREWCIAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/crewcial-partners-llc-new-york-ny-131570", "city": "New York", "state": "NY", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 288330, "name": "Cross Border Wealth, LLC", "name_as_filed": "CROSS BORDER WEALTH, LLC", "url": "https://advisorcensus.com/firm/cross-border-wealth-llc-new-york-ny-288330", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 286594, "name": "Crossingbridge Advisors, LLC", "name_as_filed": "CROSSINGBRIDGE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/crossingbridge-advisors-llc-pleasantville-ny-286594", "city": "Pleasantville", "state": "NY", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 172315, "name": "Crystal Brook Advisors", "name_as_filed": "CRYSTAL BROOK ADVISORS", "url": "https://advisorcensus.com/firm/crystal-brook-advisors-172315", "city": null, "state": null, "years_registered": 11, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 310948, "name": "CSD Financial 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{ "crd_number": 117833, "name": "D'Arcangelo Financial Advisors, LLC", "name_as_filed": "D'ARCANGELO FINANCIAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/d-arcangelo-financial-advisors-llc-poughkeepsie-ny-117833", "city": "Poughkeepsie", "state": "NY", "years_registered": 26, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 108356, "name": "Dahab Associates Inc", "name_as_filed": "DAHAB ASSOCIATES INC", "url": "https://advisorcensus.com/firm/dahab-associates-inc-bay-shore-ny-108356", "city": "Bay Shore", "state": "NY", "years_registered": 40, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 173609, "name": "David's Planning Services, LLC", "name_as_filed": "DAVID'S PLANNING SERVICES, LLC", "url": "https://advisorcensus.com/firm/david-s-planning-services-llc-173609", "city": null, "state": null, "years_registered": 11, "raum_band": 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