{ "path": "/advisors/ny/flat-fee", "url": "https://advisorcensus.com/advisors/ny/flat-fee/page/21", "page_type": "state_fee", "title": "Flat-fee financial advisors in New York", "filters": {}, "scope_total": 1036, "faq": [ { "q": "How many financial advisory firms are there in New York?", "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York?", "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York offer financial planning?", "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York who charge a fixed fee. AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.", "about_market": null, "citation": "AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.", "total_firms": 1036, "page": 21, "total_pages": 21, "sort": "name", "registration_types": { "sec": 711, "state": 325, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 337 }, { "code": "percentage_of_aum", "count": 889 }, { "code": "hourly", "count": 474 }, { "code": "subscription", "count": 32 }, { "code": "fixed", "count": 1036 }, { "code": "commissions", "count": 28 }, { "code": "performance_based", "count": 235 }, { "code": "other", "count": 162 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 338 }, { "code": "5_to_9", "count": 227 }, { "code": "10_to_19", "count": 291 }, { "code": "20_plus", "count": 180 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 220 }, { "code": "25m_100m", "count": 155 }, { "code": "100m_500m", "count": 216 }, { "code": "500m_1b", "count": 83 }, { "code": "1b_5b", "count": 128 }, { "code": "over_5b", "count": 114 }, { "code": "not_reported", "count": 120 } ], "firms": [ { "crd_number": 282885, "name": "Wealthlet", "name_as_filed": "WEALTHLET", "url": "https://advisorcensus.com/firm/wealthlet-whitestone-ny-282885", "city": "Whitestone", "state": "NY", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 281725, "name": "Wealthnest Capital Inc.", "name_as_filed": "WEALTHNEST CAPITAL INC.", "url": "https://advisorcensus.com/firm/wealthnest-capital-inc-staten-island-ny-281725", "city": "Staten Island", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 127907, "name": "Wealthpro, LLC", "name_as_filed": "WEALTHPRO, LLC", "url": "https://advisorcensus.com/firm/wealthpro-llc-gloversville-ny-127907", "city": "Gloversville", "state": "NY", "years_registered": 22, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 106181, "name": "Wealthspire Advisors", "name_as_filed": "WEALTHSPIRE ADVISORS", "url": "https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181", "city": "New York", "state": "NY", "years_registered": 31, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 128535, "name": "Weisberg Financial Services", "name_as_filed": "WEISBERG FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/weisberg-financial-services-128535", "city": null, "state": null, "years_registered": 22, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 159331, "name": "Weiss Financial Group LLC", "name_as_filed": "WEISS FINANCIAL GROUP LLC", "url": "https://advisorcensus.com/firm/weiss-financial-group-llc-mahopac-ny-159331", "city": "Mahopac", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 334534, "name": "Welara", "name_as_filed": "WELARA", "url": "https://advisorcensus.com/firm/welara-new-york-ny-334534", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 149021, "name": "Wellington Shields & Co., LLC", "name_as_filed": "WELLINGTON SHIELDS & CO., LLC", "url": "https://advisorcensus.com/firm/wellington-shields-and-co-llc-new-york-ny-149021", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 150529, "name": "Wellington Shields Capital Management, LLC", "name_as_filed": "WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/wellington-shields-capital-management-llc-new-york-ny-150529", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 305692, "name": "Wembley Strategic Advisory LLC", "name_as_filed": "WEMBLEY STRATEGIC ADVISORY LLC", "url": "https://advisorcensus.com/firm/wembley-strategic-advisory-llc-new-york-ny-305692", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 295320, "name": "Wesfair Advisory Group, Inc.", "name_as_filed": "WESFAIR ADVISORY GROUP, INC.", "url": "https://advisorcensus.com/firm/wesfair-advisory-group-inc-chappaqua-ny-295320", "city": "Chappaqua", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 147138, "name": "West Financial Planning", "name_as_filed": "WEST FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/west-financial-planning-147138", "city": null, "state": null, "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 332418, "name": "Westchester Wealth Management", "name_as_filed": "WESTCHESTER WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/westchester-wealth-management-332418", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 120755, "name": "Westco Advisory Services, Inc.", "name_as_filed": "WESTCO ADVISORY SERVICES, INC.", "url": "https://advisorcensus.com/firm/westco-advisory-services-inc-lynbrook-ny-120755", "city": "Lynbrook", "state": "NY", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 306083, "name": "Western New York Financial Group, LLC", "name_as_filed": "WESTERN NEW YORK FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/western-new-york-financial-group-llc-buffalo-ny-306083", "city": "Buffalo", "state": "NY", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 155054, "name": "Westfuller Advisors, LLC", "name_as_filed": "WESTFULLER ADVISORS, LLC", "url": "https://advisorcensus.com/firm/westfuller-advisors-llc-new-york-ny-155054", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 164431, "name": "Westmore Asset Management", "name_as_filed": "WESTMORE ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/westmore-asset-management-pearl-river-ny-164431", "city": "Pearl River", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 319716, "name": "Wharton Wealth Planning, LLC", "name_as_filed": "WHARTON WEALTH PLANNING, LLC", "url": "https://advisorcensus.com/firm/wharton-wealth-planning-llc-new-york-ny-319716", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 117307, "name": "Whitney & Company", "name_as_filed": "WHITNEY & COMPANY", "url": "https://advisorcensus.com/firm/whitney-and-company-rochester-ny-117307", "city": "Rochester", "state": "NY", "years_registered": 24, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 331643, "name": "Wieder Financial Corp.", "name_as_filed": "WIEDER FINANCIAL CORP.", "url": "https://advisorcensus.com/firm/wieder-financial-corp-yonkers-ny-331643", "city": "Yonkers", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 335728, "name": "Willcox Wealth Management", "name_as_filed": "WILLCOX WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/willcox-wealth-management-new-york-ny-335728", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 343930, "name": "Willow Run Advisors", "name_as_filed": "WILLOW RUN ADVISORS", "url": "https://advisorcensus.com/firm/willow-run-advisors-new-york-ny-343930", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 133839, "name": "Wilmington Capital Securities, LLC", "name_as_filed": "WILMINGTON CAPITAL SECURITIES, LLC", "url": "https://advisorcensus.com/firm/wilmington-capital-securities-llc-garden-city-ny-133839", "city": "Garden City", "state": "NY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 144440, "name": "Wilson Advisors, LLC", "name_as_filed": "WILSON ADVISORS, LLC", "url": "https://advisorcensus.com/firm/wilson-advisors-llc-clifton-park-ny-144440", "city": "Clifton Park", "state": "NY", "years_registered": 19, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 282098, "name": "Winthrop Partners - EPA, LLC", "name_as_filed": "WINTHROP PARTNERS - EPA, LLC", "url": "https://advisorcensus.com/firm/winthrop-partners-epa-llc-orchard-ny-282098", "city": "Orchard", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 282100, "name": "Winthrop Partners - WNY, LLC", "name_as_filed": "WINTHROP PARTNERS - WNY, LLC", "url": "https://advisorcensus.com/firm/winthrop-partners-wny-llc-orchard-ny-282100", "city": "Orchard", "state": "NY", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 282102, "name": "Winthrop Partners - WPA , LLC", "name_as_filed": "WINTHROP PARTNERS - WPA , LLC", "url": "https://advisorcensus.com/firm/winthrop-partners-wpa-llc-orchard-ny-282102", "city": "Orchard", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 153872, "name": "WNY Asset Management, LLC", "name_as_filed": "WNY ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/wny-asset-management-llc-williamsville-ny-153872", "city": "Williamsville", "state": "NY", "years_registered": 16, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 299120, "name": "WU Wealth Advisory, LLC", "name_as_filed": "WU WEALTH ADVISORY, LLC", "url": "https://advisorcensus.com/firm/wu-wealth-advisory-llc-299120", "city": null, "state": null, "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342547, "name": "Yearwood Financial", "name_as_filed": "YEARWOOD FINANCIAL", "url": "https://advisorcensus.com/firm/yearwood-financial-342547", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], 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