{ "path": "/advisors/ny/flat-fee", "url": "https://advisorcensus.com/advisors/ny/flat-fee/page/17", "page_type": "state_fee", "title": "Flat-fee financial advisors in New York", "filters": {}, "scope_total": 1036, "faq": [ { "q": "How many financial advisory firms are there in New York?", "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York?", "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York offer financial planning?", "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in New York who charge a fixed fee. AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.", "about_market": null, "citation": "AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.", "total_firms": 1036, "page": 17, "total_pages": 21, "sort": "name", "registration_types": { "sec": 711, "state": 325, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 337 }, { "code": "percentage_of_aum", "count": 889 }, { "code": "hourly", "count": 474 }, { "code": "subscription", "count": 32 }, { "code": "fixed", "count": 1036 }, { "code": "commissions", "count": 28 }, { "code": "performance_based", "count": 235 }, { "code": "other", "count": 162 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 338 }, { "code": "5_to_9", "count": 227 }, { "code": "10_to_19", "count": 291 }, { "code": "20_plus", "count": 180 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 220 }, { "code": "25m_100m", "count": 155 }, { "code": "100m_500m", "count": 216 }, { "code": "500m_1b", "count": 83 }, { "code": "1b_5b", "count": 128 }, { "code": "over_5b", "count": 114 }, { "code": "not_reported", "count": 120 } ], "firms": [ { "crd_number": 337526, "name": "Regenesys Capital Management LLC", "name_as_filed": "REGENESYS CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/regenesys-capital-management-llc-new-york-ny-337526", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 307472, "name": "Retirable", "name_as_filed": "RETIRABLE", "url": "https://advisorcensus.com/firm/retirable-new-york-ny-307472", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 135768, "name": "Reynolds Consulting Services LLC", "name_as_filed": "REYNOLDS CONSULTING SERVICES LLC", "url": "https://advisorcensus.com/firm/reynolds-consulting-services-llc-hicksville-ny-135768", "city": "Hicksville", "state": "NY", "years_registered": 20, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 149171, "name": "RGA Investment Advisors, LLC", "name_as_filed": "RGA INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/rga-investment-advisors-llc-great-neck-ny-149171", "city": "Great Neck", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 319411, "name": "Rialto Wealth Management", "name_as_filed": "RIALTO WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/rialto-wealth-management-syracuse-ny-319411", "city": "Syracuse", "state": "NY", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 153577, "name": "Richard Bernstein Advisors LLC", "name_as_filed": "RICHARD BERNSTEIN ADVISORS LLC", "url": "https://advisorcensus.com/firm/richard-bernstein-advisors-llc-new-york-ny-153577", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 309760, "name": "Rise Advisors, LLC", "name_as_filed": "RISE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/rise-advisors-llc-rochester-ny-309760", "city": "Rochester", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 168652, "name": "Ritholtz Wealth Management", "name_as_filed": "RITHOLTZ WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/ritholtz-wealth-management-new-york-ny-168652", "city": "New York", "state": "NY", "years_registered": 13, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 172496, "name": "River Partners Capital Management, LP", "name_as_filed": "RIVER PARTNERS CAPITAL MANAGEMENT, LP", "url": "https://advisorcensus.com/firm/river-partners-capital-management-lp-new-york-ny-172496", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 152266, "name": "RMR Wealth Management", "name_as_filed": "RMR WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/rmr-wealth-management-new-york-ny-152266", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 107367, "name": "Robeco Institutional Asset Management US Inc", "name_as_filed": "ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC", "url": "https://advisorcensus.com/firm/robeco-institutional-asset-management-us-inc-new-york-ny-107367", "city": "New York", "state": "NY", "years_registered": 29, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 306782, "name": "Rochester Investments", "name_as_filed": "ROCHESTER INVESTMENTS", "url": "https://advisorcensus.com/firm/rochester-investments-rochester-ny-306782", "city": "Rochester", "state": "NY", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 322545, "name": "Rock Harbor Partners LLC", "name_as_filed": "ROCK HARBOR PARTNERS LLC", "url": "https://advisorcensus.com/firm/rock-harbor-partners-llc-larchmont-ny-322545", "city": "Larchmont", "state": "NY", "years_registered": 3, "raum_band": "1b_5b", "compensation_types": [ "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 115754, "name": "Rockbridge Investment Management, LLC", "name_as_filed": "ROCKBRIDGE INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rockbridge-investment-management-llc-syracuse-ny-115754", "city": "Syracuse", "state": "NY", "years_registered": 24, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 291361, "name": "Rockefeller Capital Management", "name_as_filed": "ROCKEFELLER CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/rockefeller-capital-management-new-york-ny-291361", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 294197, "name": "Rockefeller Capital Management", "name_as_filed": "ROCKEFELLER CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/rockefeller-capital-management-new-york-ny-294197", "city": "New York", "state": "NY", "years_registered": 8, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 324004, "name": "Rockline Wealth Management LLC", "name_as_filed": "ROCKLINE WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rockline-wealth-management-llc-islip-terrace-ny-324004", "city": "Islip Terrace", "state": "NY", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 156663, "name": "Rockwood Capital, LLC", "name_as_filed": "ROCKWOOD CAPITAL, LLC", "url": "https://advisorcensus.com/firm/rockwood-capital-llc-new-york-ny-156663", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 147038, "name": "Ronald A. Bartlett & Associates, Ltd", "name_as_filed": "RONALD A. BARTLETT & ASSOCIATES, LTD", "url": "https://advisorcensus.com/firm/ronald-a-bartlett-and-associates-ltd-flushing-ny-147038", "city": "Flushing", "state": "NY", "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 284120, "name": "Rooted Planning Group", "name_as_filed": "ROOTED PLANNING GROUP", "url": "https://advisorcensus.com/firm/rooted-planning-group-corning-ny-284120", "city": "Corning", "state": "NY", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 337278, "name": "Rosci Lamb, LLC", "name_as_filed": "ROSCI LAMB, LLC", "url": "https://advisorcensus.com/firm/rosci-lamb-llc-new-york-ny-337278", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332346, "name": "Roscommon Analytics LLC", "name_as_filed": "ROSCOMMON ANALYTICS LLC", "url": "https://advisorcensus.com/firm/roscommon-analytics-llc-new-york-ny-332346", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 173677, "name": "Rosemark Advisors, Inc.", "name_as_filed": "ROSEMARK ADVISORS, INC.", "url": "https://advisorcensus.com/firm/rosemark-advisors-inc-bohemia-ny-173677", "city": "Bohemia", "state": "NY", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 161688, "name": "Rothschild Capital Partners", "name_as_filed": "ROTHSCHILD CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/rothschild-capital-partners-new-york-ny-161688", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 281827, "name": "Royale Asset Management LLC", "name_as_filed": "ROYALE ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/royale-asset-management-llc-pittsford-ny-281827", "city": "Pittsford", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 334982, "name": "Royalty Pharma Manager, LLC", "name_as_filed": "ROYALTY PHARMA MANAGER, LLC", "url": "https://advisorcensus.com/firm/royalty-pharma-manager-llc-new-york-ny-334982", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 335070, "name": "Royalty Pharma SUB-Manager, LLC", "name_as_filed": "ROYALTY PHARMA SUB-MANAGER, LLC", "url": "https://advisorcensus.com/firm/royalty-pharma-sub-manager-llc-new-york-ny-335070", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 161569, "name": "RP Management, LLC", "name_as_filed": "RP MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rp-management-llc-new-york-ny-161569", "city": "New York", "state": "NY", "years_registered": 14, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 341024, "name": "Ruth", "name_as_filed": "RUTH", "url": "https://advisorcensus.com/firm/ruth-341024", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 334978, "name": "Ryse Capital Management", "name_as_filed": "RYSE CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/ryse-capital-management-rochester-ny-334978", "city": "Rochester", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 305970, "name": "S Conway Consulting, LLC", "name_as_filed": "S CONWAY CONSULTING, LLC", "url": "https://advisorcensus.com/firm/s-conway-consulting-llc-ithaca-ny-305970", "city": "Ithaca", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 188521, "name": "S.e.e.d. Planning Group, LLC", "name_as_filed": "S.E.E.D. PLANNING GROUP, LLC", "url": "https://advisorcensus.com/firm/s-e-e-d-planning-group-llc-binghamton-ny-188521", "city": "Binghamton", "state": "NY", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 126096, "name": "SA Asset Management, Inc.", "name_as_filed": "SA ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/sa-asset-management-inc-woodbury-ny-126096", "city": "Woodbury", "state": "NY", "years_registered": 23, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 329856, "name": "Saddle Point Management, L.P.", "name_as_filed": "SADDLE POINT MANAGEMENT, L.P.", "url": "https://advisorcensus.com/firm/saddle-point-management-l-p-new-york-ny-329856", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 124787, "name": "Safe Harbor Asset Management, Inc.", "name_as_filed": "SAFE HARBOR ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/safe-harbor-asset-management-inc-huntington-ny-124787", "city": "Huntington", "state": "NY", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 152161, "name": "Safran Wealth Advisors, LLC", "name_as_filed": "SAFRAN WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/safran-wealth-advisors-llc-new-york-ny-152161", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 149365, "name": "Sage Hill Advisory and Management LLC", "name_as_filed": "SAGE HILL ADVISORY AND MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/sage-hill-advisory-and-management-llc-saratoga-springs-ny-149365", "city": "Saratoga Springs", "state": "NY", "years_registered": 17, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 298951, "name": "Sage Tree Wealth", "name_as_filed": "SAGE TREE WEALTH", "url": "https://advisorcensus.com/firm/sage-tree-wealth-fairport-ny-298951", "city": "Fairport", "state": "NY", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 3254, "name": "Sage, Rutty & Co., Inc.", "name_as_filed": "SAGE, RUTTY & CO., INC.", "url": "https://advisorcensus.com/firm/sage-rutty-and-co-inc-rochester-ny-3254", "city": "Rochester", "state": "NY", "years_registered": 36, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 142214, "name": "Samalin Wealth", "name_as_filed": "SAMALIN WEALTH", "url": "https://advisorcensus.com/firm/samalin-wealth-chappaqua-ny-142214", "city": "Chappaqua", "state": "NY", "years_registered": 19, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 326808, "name": "Samjo Management, LLC", "name_as_filed": "SAMJO MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/samjo-management-llc-new-york-ny-326808", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 136506, "name": "Sanders Smith Limited", "name_as_filed": "SANDERS SMITH LIMITED", "url": "https://advisorcensus.com/firm/sanders-smith-limited-tarrytown-ny-136506", "city": "Tarrytown", "state": "NY", "years_registered": 20, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { 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