# Flat-fee financial advisors in New York

> Find financial advisors in New York who charge a fixed fee. AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.

Updated October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/flat-fee/page/15

## At a glance

- Investment advisory firms: 1,036
- Registration: SEC-registered investment adviser: 711, State-registered investment adviser: 325
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 337 (33%); Percentage of assets 889 (86%); Hourly charges 474 (46%); Subscription fees (newsletter or periodical) 32 (3%); Fixed fees 1,036 (100%); Commissions 28 (3%); Performance-based fees 235 (23%); Other 162 (16%)
- Regulatory assets under management (Item 5.F): Under $25 million 220 (21%); $25 million to $100 million 155 (15%); $100 million to $500 million 216 (21%); $500 million to $1 billion 83 (8%); $1 billion to $5 billion 128 (12%); Over $5 billion 114 (11%); Not reported 120 (12%)
- Years registered: Under 5 years 338 (33%); 5 to 9 years 227 (22%); 10 to 19 years 291 (28%); 20 years or more 180 (17%)

## Firms (page 15 of 21, 701 to 750 of 1,036, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [OLA-I Consulting](https://advisorcensus.com/firm/ola-i-consulting-339661) ([md](https://advisorcensus.com/firm/ola-i-consulting-339661.md)) | 339661 | Not reported, Not reported | State-registered investment adviser | Not reported | 0 | Hourly, Subscription, Fixed fee |
| [Old Field Advisors LLC](https://advisorcensus.com/firm/old-field-advisors-llc-setauket-ny-134519) ([md](https://advisorcensus.com/firm/old-field-advisors-llc-setauket-ny-134519.md)) | 134519 | Setauket, NY | SEC-registered investment adviser | $25 million to $100 million | 5 | Hourly, Fixed fee |
| [Old Slip Registered Investment Advisors, LLC](https://advisorcensus.com/firm/old-slip-registered-investment-advisors-llc-new-york-ny-297976) ([md](https://advisorcensus.com/firm/old-slip-registered-investment-advisors-llc-new-york-ny-297976.md)) | 297976 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Olson Tax & Financial Planning](https://advisorcensus.com/firm/olson-tax-and-financial-planning-147799) ([md](https://advisorcensus.com/firm/olson-tax-and-financial-planning-147799.md)) | 147799 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Fixed fee |
| [Onewelth Inc](https://advisorcensus.com/firm/onewelth-inc-new-york-ny-325277) ([md](https://advisorcensus.com/firm/onewelth-inc-new-york-ny-325277.md)) | 325277 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee |
| [Onyx Bridge Wealth Group LLC](https://advisorcensus.com/firm/onyx-bridge-wealth-group-llc-tarrytown-ny-306097) ([md](https://advisorcensus.com/firm/onyx-bridge-wealth-group-llc-tarrytown-ny-306097.md)) | 306097 | Tarrytown, NY | SEC-registered investment adviser | $1 billion to $5 billion | 6 | % of assets, Hourly, Fixed fee |
| [Opal Wealth Advisors, LLC](https://advisorcensus.com/firm/opal-wealth-advisors-llc-jericho-ny-289759) ([md](https://advisorcensus.com/firm/opal-wealth-advisors-llc-jericho-ny-289759.md)) | 289759 | Jericho, NY | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Hourly, Fixed fee |
| [Oppenheimer & Co. Inc.](https://advisorcensus.com/firm/oppenheimer-and-co-inc-new-york-ny-249) ([md](https://advisorcensus.com/firm/oppenheimer-and-co-inc-new-york-ny-249.md)) | 249 | New York, NY | SEC-registered investment adviser | Over $5 billion | 71 | % of assets, Fixed fee, Commissions |
| [Oppenheimer Asset Management](https://advisorcensus.com/firm/oppenheimer-asset-management-new-york-ny-105559) ([md](https://advisorcensus.com/firm/oppenheimer-asset-management-new-york-ny-105559.md)) | 105559 | New York, NY | SEC-registered investment adviser | Over $5 billion | 38 | % of assets, Fixed fee |
| [Optima Asset Management LP](https://advisorcensus.com/firm/optima-asset-management-lp-new-york-ny-299826) ([md](https://advisorcensus.com/firm/optima-asset-management-lp-new-york-ny-299826.md)) | 299826 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Fixed fee, Performance fee |
| [Optimus Wealth Management Group, Inc.](https://advisorcensus.com/firm/optimus-wealth-management-group-inc-clifton-park-ny-149256) ([md](https://advisorcensus.com/firm/optimus-wealth-management-group-inc-clifton-park-ny-149256.md)) | 149256 | Clifton Park, NY | State-registered investment adviser | Not reported | 17 | Hourly, Fixed fee, Other |
| [Opto Investment Management, LLC](https://advisorcensus.com/firm/opto-investment-management-llc-new-york-ny-316847) ([md](https://advisorcensus.com/firm/opto-investment-management-llc-new-york-ny-316847.md)) | 316847 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Fixed fee, Performance fee |
| [Optos Real Estate Credit, LLC](https://advisorcensus.com/firm/optos-real-estate-credit-llc-new-york-ny-343298) ([md](https://advisorcensus.com/firm/optos-real-estate-credit-llc-new-york-ny-343298.md)) | 343298 | New York, NY | SEC-registered investment adviser | Under $25 million | 0 | Fixed fee |
| [Orange Investment Advisors, Inc.](https://advisorcensus.com/firm/orange-investment-advisors-inc-goshen-ny-107387) ([md](https://advisorcensus.com/firm/orange-investment-advisors-inc-goshen-ny-107387.md)) | 107387 | Goshen, NY | SEC-registered investment adviser | $1 billion to $5 billion | 31 | % of assets, Hourly, Fixed fee, Other |
| [Orchestral Financial Group Inc.](https://advisorcensus.com/firm/orchestral-financial-group-inc-amherst-ny-144346) ([md](https://advisorcensus.com/firm/orchestral-financial-group-inc-amherst-ny-144346.md)) | 144346 | Amherst, NY | State-registered investment adviser | Under $25 million | 19 | % of assets, Hourly, Fixed fee |
| [Orion-Archstone Asset Management Inc.](https://advisorcensus.com/firm/orion-archstone-asset-management-inc-new-york-ny-286225) ([md](https://advisorcensus.com/firm/orion-archstone-asset-management-inc-new-york-ny-286225.md)) | 286225 | New York, NY | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [Outerlands Capital Management, LLC](https://advisorcensus.com/firm/outerlands-capital-management-llc-new-york-ny-327602) ([md](https://advisorcensus.com/firm/outerlands-capital-management-llc-new-york-ny-327602.md)) | 327602 | New York, NY | SEC-registered investment adviser | Under $25 million | 2 | % of assets, Fixed fee, Performance fee |
| [Overbrook Management Corporation](https://advisorcensus.com/firm/overbrook-management-corporation-new-york-ny-117884) ([md](https://advisorcensus.com/firm/overbrook-management-corporation-new-york-ny-117884.md)) | 117884 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 24 | % of assets, Fixed fee, Performance fee |
| [Pacific Way Capital Management, LLC](https://advisorcensus.com/firm/pacific-way-capital-management-llc-new-york-ny-334551) ([md](https://advisorcensus.com/firm/pacific-way-capital-management-llc-new-york-ny-334551.md)) | 334551 | New York, NY | SEC-registered investment adviser | Over $5 billion | 1 | % of assets, Fixed fee, Performance fee |
| [Padovani Asset Management](https://advisorcensus.com/firm/padovani-asset-management-168354) ([md](https://advisorcensus.com/firm/padovani-asset-management-168354.md)) | 168354 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 5 | % of assets, Hourly, Fixed fee |
| [Palm Drive Capital LLC](https://advisorcensus.com/firm/palm-drive-capital-llc-new-york-ny-284014) ([md](https://advisorcensus.com/firm/palm-drive-capital-llc-new-york-ny-284014.md)) | 284014 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee, Performance fee |
| [Palumbo Wealth Management LLC](https://advisorcensus.com/firm/palumbo-wealth-management-llc-great-neck-ny-306548) ([md](https://advisorcensus.com/firm/palumbo-wealth-management-llc-great-neck-ny-306548.md)) | 306548 | Great Neck, NY | SEC-registered investment adviser | $500 million to $1 billion | 6 | % of assets, Fixed fee |
| [Paradigm Asset Management](https://advisorcensus.com/firm/paradigm-asset-management-white-plains-ny-111479) ([md](https://advisorcensus.com/firm/paradigm-asset-management-white-plains-ny-111479.md)) | 111479 | White Plains, NY | SEC-registered investment adviser | $100 million to $500 million | 31 | % of assets, Fixed fee |
| [Paradigm Consulting, Inc.](https://advisorcensus.com/firm/paradigm-consulting-inc-utica-ny-144990) ([md](https://advisorcensus.com/firm/paradigm-consulting-inc-utica-ny-144990.md)) | 144990 | Utica, NY | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Fixed fee |
| [Paramount Wealth Advisors](https://advisorcensus.com/firm/paramount-wealth-advisors-buffalo-ny-312399) ([md](https://advisorcensus.com/firm/paramount-wealth-advisors-buffalo-ny-312399.md)) | 312399 | Buffalo, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Hourly, Fixed fee |
| [Park Avenue Securities LLC](https://advisorcensus.com/firm/park-avenue-securities-llc-new-york-ny-46173) ([md](https://advisorcensus.com/firm/park-avenue-securities-llc-new-york-ny-46173.md)) | 46173 | New York, NY | SEC-registered investment adviser | Over $5 billion | 25 | % of assets, Hourly, Fixed fee |
| [Parker Logan Advisors](https://advisorcensus.com/firm/parker-logan-advisors-174254) ([md](https://advisorcensus.com/firm/parker-logan-advisors-174254.md)) | 174254 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 10 | % of assets, Fixed fee |
| [Parkview US LLC](https://advisorcensus.com/firm/parkview-us-llc-new-york-ny-160172) ([md](https://advisorcensus.com/firm/parkview-us-llc-new-york-ny-160172.md)) | 160172 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Fixed fee |
| [Pathway Partners Wealth Advisors, LLC](https://advisorcensus.com/firm/pathway-partners-wealth-advisors-llc-amherst-ny-323507) ([md](https://advisorcensus.com/firm/pathway-partners-wealth-advisors-llc-amherst-ny-323507.md)) | 323507 | Amherst, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Fixed fee |
| [Patricof Co](https://advisorcensus.com/firm/patricof-co-new-york-ny-320902) ([md](https://advisorcensus.com/firm/patricof-co-new-york-ny-320902.md)) | 320902 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Fixed fee, Performance fee |
| [Patton Wealth Advisors](https://advisorcensus.com/firm/patton-wealth-advisors-new-york-ny-120533) ([md](https://advisorcensus.com/firm/patton-wealth-advisors-new-york-ny-120533.md)) | 120533 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 11 | % of assets, Fixed fee, Performance fee, Other |
| [Paul M Williams LLC](https://advisorcensus.com/firm/paul-m-williams-llc-katonah-ny-319259) ([md](https://advisorcensus.com/firm/paul-m-williams-llc-katonah-ny-319259.md)) | 319259 | Katonah, NY | State-registered investment adviser | Not reported | 4 | % of assets, Hourly, Fixed fee |
| [Pave Investment Advisors, LLC.](https://advisorcensus.com/firm/pave-investment-advisors-llc-new-york-ny-322420) ([md](https://advisorcensus.com/firm/pave-investment-advisors-llc-new-york-ny-322420.md)) | 322420 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Fixed fee |
| [Payne Capital Management, LLC](https://advisorcensus.com/firm/payne-capital-management-llc-new-york-ny-147119) ([md](https://advisorcensus.com/firm/payne-capital-management-llc-new-york-ny-147119.md)) | 147119 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 18 | % of assets, Hourly, Fixed fee |
| [PDT Partners, LLC](https://advisorcensus.com/firm/pdt-partners-llc-new-york-ny-163776) ([md](https://advisorcensus.com/firm/pdt-partners-llc-new-york-ny-163776.md)) | 163776 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Fixed fee, Performance fee, Other |
| [Peak Altitude Partners, LP](https://advisorcensus.com/firm/peak-altitude-partners-lp-new-york-ny-338110) ([md](https://advisorcensus.com/firm/peak-altitude-partners-lp-new-york-ny-338110.md)) | 338110 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Fixed fee, Performance fee |
| [Peak Wealth Management](https://advisorcensus.com/firm/peak-wealth-management-saratoga-springs-ny-332411) ([md](https://advisorcensus.com/firm/peak-wealth-management-saratoga-springs-ny-332411.md)) | 332411 | Saratoga Springs, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |
| [Peartree Advisory](https://advisorcensus.com/firm/peartree-advisory-rochester-ny-335723) ([md](https://advisorcensus.com/firm/peartree-advisory-rochester-ny-335723.md)) | 335723 | Rochester, NY | State-registered investment adviser | Not reported | 1 | Hourly, Fixed fee |
| [Pelkonen and Associates LLC](https://advisorcensus.com/firm/pelkonen-and-associates-llc-melville-ny-305933) ([md](https://advisorcensus.com/firm/pelkonen-and-associates-llc-melville-ny-305933.md)) | 305933 | Melville, NY | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee |
| [Pension Fund Evaluations, Inc.](https://advisorcensus.com/firm/pension-fund-evaluations-inc-centereach-ny-10985) ([md](https://advisorcensus.com/firm/pension-fund-evaluations-inc-centereach-ny-10985.md)) | 10985 | Centereach, NY | SEC-registered investment adviser | Not reported | 45 | Fixed fee |
| [Penso Advisors, LLC](https://advisorcensus.com/firm/penso-advisors-llc-new-york-ny-158297) ([md](https://advisorcensus.com/firm/penso-advisors-llc-new-york-ny-158297.md)) | 158297 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Fixed fee, Performance fee |
| [Perennial](https://advisorcensus.com/firm/perennial-new-york-ny-168859) ([md](https://advisorcensus.com/firm/perennial-new-york-ny-168859.md)) | 168859 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 13 | % of assets, Fixed fee |
| [Pershing Square Capital Management, L.P.](https://advisorcensus.com/firm/pershing-square-capital-management-l-p-new-york-ny-132982) ([md](https://advisorcensus.com/firm/pershing-square-capital-management-l-p-new-york-ny-132982.md)) | 132982 | New York, NY | SEC-registered investment adviser | Over $5 billion | 21 | % of assets, Fixed fee, Performance fee, Other |
| [Personal Asset Strategies, Inc.](https://advisorcensus.com/firm/personal-asset-strategies-inc-westbury-ny-128627) ([md](https://advisorcensus.com/firm/personal-asset-strategies-inc-westbury-ny-128627.md)) | 128627 | Westbury, NY | SEC-registered investment adviser | $25 million to $100 million | 21 | % of assets, Hourly, Fixed fee, Performance fee |
| [Phin Capital, Inc.](https://advisorcensus.com/firm/phin-capital-inc-new-york-ny-300396) ([md](https://advisorcensus.com/firm/phin-capital-inc-new-york-ny-300396.md)) | 300396 | New York, NY | State-registered investment adviser | Not reported | 7 | % of assets, Hourly, Fixed fee, Performance fee, Other |
| [Piano Wealth Management](https://advisorcensus.com/firm/piano-wealth-management-victor-ny-317854) ([md](https://advisorcensus.com/firm/piano-wealth-management-victor-ny-317854.md)) | 317854 | Victor, NY | SEC-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |
| [Pine Ridge Advisers LLC](https://advisorcensus.com/firm/pine-ridge-advisers-llc-new-york-ny-296362) ([md](https://advisorcensus.com/firm/pine-ridge-advisers-llc-new-york-ny-296362.md)) | 296362 | New York, NY | SEC-registered investment adviser | Over $5 billion | 8 | % of assets, Fixed fee, Other |
| [Pinnacle Associates, Ltd.](https://advisorcensus.com/firm/pinnacle-associates-ltd-new-york-ny-110631) ([md](https://advisorcensus.com/firm/pinnacle-associates-ltd-new-york-ny-110631.md)) | 110631 | New York, NY | SEC-registered investment adviser | Over $5 billion | 42 | % of assets, Fixed fee |
| [Pinnacle Wealth Strategies, LLC](https://advisorcensus.com/firm/pinnacle-wealth-strategies-llc-albany-ny-156941) ([md](https://advisorcensus.com/firm/pinnacle-wealth-strategies-llc-albany-ny-156941.md)) | 156941 | Albany, NY | State-registered investment adviser | Not reported | 15 | Hourly, Fixed fee |
| [Piton Investment Management, LP](https://advisorcensus.com/firm/piton-investment-management-lp-garden-city-ny-282517) ([md](https://advisorcensus.com/firm/piton-investment-management-lp-garden-city-ny-282517.md)) | 282517 | Garden City, NY | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets, Fixed fee |

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## Questions people ask

**How many financial advisory firms are there in New York?**
AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York?**
659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York offer financial planning?**
972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in New York](https://advisorcensus.com/advisors/ny) (https://advisorcensus.com/advisors/ny.md)
- [Fee-only financial advisors in New York](https://advisorcensus.com/advisors/ny/fee-only) (https://advisorcensus.com/advisors/ny/fee-only.md)
- [Hourly financial advisors in New York](https://advisorcensus.com/advisors/ny/hourly) (https://advisorcensus.com/advisors/ny/hourly.md)
- [Flat-fee financial advisors in New York, NY](https://advisorcensus.com/advisors/ny/new-york/flat-fee) (https://advisorcensus.com/advisors/ny/new-york/flat-fee.md)
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- [Flat-fee financial advisors in Binghamton, NY](https://advisorcensus.com/advisors/ny/binghamton/flat-fee) (https://advisorcensus.com/advisors/ny/binghamton/flat-fee.md)
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Cite as: AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.