{
  "path": "/advisors/ny/flat-fee",
  "url": "https://advisorcensus.com/advisors/ny/flat-fee/page/15",
  "page_type": "state_fee",
  "title": "Flat-fee financial advisors in New York",
  "filters": {},
  "scope_total": 1036,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York?",
      "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York?",
      "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York offer financial planning?",
      "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in New York who charge a fixed fee. AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.",
  "about_market": null,
  "citation": "AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.",
  "total_firms": 1036,
  "page": 15,
  "total_pages": 21,
  "sort": "name",
  "registration_types": {
    "sec": 711,
    "state": 325,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 337
    },
    {
      "code": "percentage_of_aum",
      "count": 889
    },
    {
      "code": "hourly",
      "count": 474
    },
    {
      "code": "subscription",
      "count": 32
    },
    {
      "code": "fixed",
      "count": 1036
    },
    {
      "code": "commissions",
      "count": 28
    },
    {
      "code": "performance_based",
      "count": 235
    },
    {
      "code": "other",
      "count": 162
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 338
    },
    {
      "code": "5_to_9",
      "count": 227
    },
    {
      "code": "10_to_19",
      "count": 291
    },
    {
      "code": "20_plus",
      "count": 180
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 220
    },
    {
      "code": "25m_100m",
      "count": 155
    },
    {
      "code": "100m_500m",
      "count": 216
    },
    {
      "code": "500m_1b",
      "count": 83
    },
    {
      "code": "1b_5b",
      "count": 128
    },
    {
      "code": "over_5b",
      "count": 114
    },
    {
      "code": "not_reported",
      "count": 120
    }
  ],
  "firms": [
    {
      "crd_number": 339661,
      "name": "OLA-I Consulting",
      "name_as_filed": "OLA-I CONSULTING",
      "url": "https://advisorcensus.com/firm/ola-i-consulting-339661",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 134519,
      "name": "Old Field Advisors LLC",
      "name_as_filed": "OLD FIELD ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/old-field-advisors-llc-setauket-ny-134519",
      "city": "Setauket",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297976,
      "name": "Old Slip Registered Investment Advisors, LLC",
      "name_as_filed": "OLD SLIP REGISTERED INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/old-slip-registered-investment-advisors-llc-new-york-ny-297976",
      "city": "New York",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147799,
      "name": "Olson Tax & Financial Planning",
      "name_as_filed": "OLSON TAX & FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/olson-tax-and-financial-planning-147799",
      "city": null,
      "state": null,
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325277,
      "name": "Onewelth Inc",
      "name_as_filed": "ONEWELTH INC",
      "url": "https://advisorcensus.com/firm/onewelth-inc-new-york-ny-325277",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306097,
      "name": "Onyx Bridge Wealth Group LLC",
      "name_as_filed": "ONYX BRIDGE WEALTH GROUP LLC",
      "url": "https://advisorcensus.com/firm/onyx-bridge-wealth-group-llc-tarrytown-ny-306097",
      "city": "Tarrytown",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289759,
      "name": "Opal Wealth Advisors, LLC",
      "name_as_filed": "OPAL WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/opal-wealth-advisors-llc-jericho-ny-289759",
      "city": "Jericho",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 249,
      "name": "Oppenheimer & Co. Inc.",
      "name_as_filed": "OPPENHEIMER & CO. INC.",
      "url": "https://advisorcensus.com/firm/oppenheimer-and-co-inc-new-york-ny-249",
      "city": "New York",
      "state": "NY",
      "years_registered": 71,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105559,
      "name": "Oppenheimer Asset Management",
      "name_as_filed": "OPPENHEIMER ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/oppenheimer-asset-management-new-york-ny-105559",
      "city": "New York",
      "state": "NY",
      "years_registered": 38,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299826,
      "name": "Optima Asset Management LP",
      "name_as_filed": "OPTIMA ASSET MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/optima-asset-management-lp-new-york-ny-299826",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 149256,
      "name": "Optimus Wealth Management Group, Inc.",
      "name_as_filed": "OPTIMUS WEALTH MANAGEMENT GROUP, INC.",
      "url": "https://advisorcensus.com/firm/optimus-wealth-management-group-inc-clifton-park-ny-149256",
      "city": "Clifton Park",
      "state": "NY",
      "years_registered": 17,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316847,
      "name": "Opto Investment Management, LLC",
      "name_as_filed": "OPTO INVESTMENT MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/opto-investment-management-llc-new-york-ny-316847",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343298,
      "name": "Optos Real Estate Credit, LLC",
      "name_as_filed": "OPTOS REAL ESTATE CREDIT, LLC",
      "url": "https://advisorcensus.com/firm/optos-real-estate-credit-llc-new-york-ny-343298",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107387,
      "name": "Orange Investment Advisors, Inc.",
      "name_as_filed": "ORANGE INVESTMENT ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/orange-investment-advisors-inc-goshen-ny-107387",
      "city": "Goshen",
      "state": "NY",
      "years_registered": 31,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 144346,
      "name": "Orchestral Financial Group Inc.",
      "name_as_filed": "ORCHESTRAL FINANCIAL GROUP INC.",
      "url": "https://advisorcensus.com/firm/orchestral-financial-group-inc-amherst-ny-144346",
      "city": "Amherst",
      "state": "NY",
      "years_registered": 19,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 286225,
      "name": "Orion-Archstone Asset Management Inc.",
      "name_as_filed": "ORION-ARCHSTONE ASSET MANAGEMENT INC.",
      "url": "https://advisorcensus.com/firm/orion-archstone-asset-management-inc-new-york-ny-286225",
      "city": "New York",
      "state": "NY",
      "years_registered": 9,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 327602,
      "name": "Outerlands Capital Management, LLC",
      "name_as_filed": "OUTERLANDS CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/outerlands-capital-management-llc-new-york-ny-327602",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 117884,
      "name": "Overbrook Management Corporation",
      "name_as_filed": "OVERBROOK MANAGEMENT CORPORATION",
      "url": "https://advisorcensus.com/firm/overbrook-management-corporation-new-york-ny-117884",
      "city": "New York",
      "state": "NY",
      "years_registered": 24,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334551,
      "name": "Pacific Way Capital Management, LLC",
      "name_as_filed": "PACIFIC WAY CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/pacific-way-capital-management-llc-new-york-ny-334551",
      "city": "New York",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168354,
      "name": "Padovani Asset Management",
      "name_as_filed": "PADOVANI ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/padovani-asset-management-168354",
      "city": null,
      "state": null,
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 284014,
      "name": "Palm Drive Capital LLC",
      "name_as_filed": "PALM DRIVE CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/palm-drive-capital-llc-new-york-ny-284014",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306548,
      "name": "Palumbo Wealth Management LLC",
      "name_as_filed": "PALUMBO WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/palumbo-wealth-management-llc-great-neck-ny-306548",
      "city": "Great Neck",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 111479,
      "name": "Paradigm Asset Management",
      "name_as_filed": "PARADIGM ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/paradigm-asset-management-white-plains-ny-111479",
      "city": "White Plains",
      "state": "NY",
      "years_registered": 31,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 144990,
      "name": "Paradigm Consulting, Inc.",
      "name_as_filed": "PARADIGM CONSULTING, INC.",
      "url": "https://advisorcensus.com/firm/paradigm-consulting-inc-utica-ny-144990",
      "city": "Utica",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312399,
      "name": "Paramount Wealth Advisors",
      "name_as_filed": "PARAMOUNT WEALTH ADVISORS",
      "url": "https://advisorcensus.com/firm/paramount-wealth-advisors-buffalo-ny-312399",
      "city": "Buffalo",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 46173,
      "name": "Park Avenue Securities LLC",
      "name_as_filed": "PARK AVENUE SECURITIES LLC",
      "url": "https://advisorcensus.com/firm/park-avenue-securities-llc-new-york-ny-46173",
      "city": "New York",
      "state": "NY",
      "years_registered": 25,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174254,
      "name": "Parker Logan Advisors",
      "name_as_filed": "PARKER LOGAN ADVISORS",
      "url": "https://advisorcensus.com/firm/parker-logan-advisors-174254",
      "city": null,
      "state": null,
      "years_registered": 10,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160172,
      "name": "Parkview US LLC",
      "name_as_filed": "PARKVIEW US LLC",
      "url": "https://advisorcensus.com/firm/parkview-us-llc-new-york-ny-160172",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323507,
      "name": "Pathway Partners Wealth Advisors, LLC",
      "name_as_filed": "PATHWAY PARTNERS WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/pathway-partners-wealth-advisors-llc-amherst-ny-323507",
      "city": "Amherst",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 320902,
      "name": "Patricof Co",
      "name_as_filed": "PATRICOF CO",
      "url": "https://advisorcensus.com/firm/patricof-co-new-york-ny-320902",
      "city": "New York",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 120533,
      "name": "Patton Wealth Advisors",
      "name_as_filed": "PATTON WEALTH ADVISORS",
      "url": "https://advisorcensus.com/firm/patton-wealth-advisors-new-york-ny-120533",
      "city": "New York",
      "state": "NY",
      "years_registered": 11,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319259,
      "name": "Paul M Williams LLC",
      "name_as_filed": "PAUL M WILLIAMS LLC",
      "url": "https://advisorcensus.com/firm/paul-m-williams-llc-katonah-ny-319259",
      "city": "Katonah",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322420,
      "name": "Pave Investment Advisors, LLC.",
      "name_as_filed": "PAVE INVESTMENT ADVISORS, LLC.",
      "url": "https://advisorcensus.com/firm/pave-investment-advisors-llc-new-york-ny-322420",
      "city": "New York",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147119,
      "name": "Payne Capital Management, LLC",
      "name_as_filed": "PAYNE CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/payne-capital-management-llc-new-york-ny-147119",
      "city": "New York",
      "state": "NY",
      "years_registered": 18,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 163776,
      "name": "PDT Partners, LLC",
      "name_as_filed": "PDT PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/pdt-partners-llc-new-york-ny-163776",
      "city": "New York",
      "state": "NY",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based",
        "other"
      ],
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