# Flat-fee financial advisors in New York

> AdvisorCensus lists 1,036 investment advisory firms with a principal office in New York that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/flat-fee

## At a glance

- Investment advisory firms: 1,036
- Registration: SEC-registered investment adviser: 711, State-registered investment adviser: 325
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 337 (33%); Percentage of assets 889 (86%); Hourly charges 474 (46%); Subscription fees (newsletter or periodical) 32 (3%); Fixed fees 1,036 (100%); Commissions 28 (3%); Performance-based fees 235 (23%); Other 162 (16%)
- Regulatory assets under management (Item 5.F): Under $25 million 220 (21%); $25 million to $100 million 155 (15%); $100 million to $500 million 216 (21%); $500 million to $1 billion 83 (8%); $1 billion to $5 billion 128 (12%); Over $5 billion 114 (11%); Not reported 120 (12%)
- Years registered: Under 5 years 338 (33%); 5 to 9 years 227 (22%); 10 to 19 years 291 (28%); 20 years or more 180 (17%)

## Firms (page 1 of 21, 1 to 50 of 1,036, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [1505 Capital LLC](https://advisorcensus.com/firm/1505-capital-llc-new-york-ny-298880) ([md](https://advisorcensus.com/firm/1505-capital-llc-new-york-ny-298880.md)) | 298880 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee, Performance fee, Other |
| [26NORTH](https://advisorcensus.com/firm/26north-new-york-ny-322923) ([md](https://advisorcensus.com/firm/26north-new-york-ny-322923.md)) | 322923 | New York, NY | SEC-registered investment adviser | Over $5 billion | 4 | % of assets, Fixed fee, Performance fee, Other |
| [3I Corporation](https://advisorcensus.com/firm/3i-corporation-new-york-ny-159892) ([md](https://advisorcensus.com/firm/3i-corporation-new-york-ny-159892.md)) | 159892 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Fixed fee, Performance fee |
| [400 Capital Management LLC](https://advisorcensus.com/firm/400-capital-management-llc-new-york-ny-160089) ([md](https://advisorcensus.com/firm/400-capital-management-llc-new-york-ny-160089.md)) | 160089 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Fixed fee, Performance fee |
| [4THOUGHT Financial Group Inc.](https://advisorcensus.com/firm/4thought-financial-group-inc-syosset-ny-162997) ([md](https://advisorcensus.com/firm/4thought-financial-group-inc-syosset-ny-162997.md)) | 162997 | Syosset, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Hourly, Subscription, Fixed fee |
| [501 North, LLC](https://advisorcensus.com/firm/501-north-llc-new-york-ny-338118) ([md](https://advisorcensus.com/firm/501-north-llc-new-york-ny-338118.md)) | 338118 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | Fixed fee, Performance fee |
| [9D Capital LLC](https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524) ([md](https://advisorcensus.com/firm/9d-capital-llc-new-york-ny-308524.md)) | 308524 | New York, NY | State-registered investment adviser | Under $25 million | 6 | % of assets, Fixed fee, Performance fee |
| [A.G. Morgan Financial Advisors, LLC](https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292) ([md](https://advisorcensus.com/firm/a-g-morgan-financial-advisors-llc-massapequa-ny-173292.md)) | 173292 | Massapequa, NY | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee, Commissions |
| [Abaya Wealth Management LLC](https://advisorcensus.com/firm/abaya-wealth-management-llc-buffalo-ny-317534) ([md](https://advisorcensus.com/firm/abaya-wealth-management-llc-buffalo-ny-317534.md)) | 317534 | Buffalo, NY | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly, Fixed fee |
| [Abbott Capital Management LLC](https://advisorcensus.com/firm/abbott-capital-management-llc-new-york-ny-106332) ([md](https://advisorcensus.com/firm/abbott-capital-management-llc-new-york-ny-106332.md)) | 106332 | New York, NY | SEC-registered investment adviser | Over $5 billion | 40 | % of assets, Fixed fee, Performance fee |
| [Abby Advisors LLC](https://advisorcensus.com/firm/abby-advisors-llc-334101) ([md](https://advisorcensus.com/firm/abby-advisors-llc-334101.md)) | 334101 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Aboveboard Wealth Management, LLC](https://advisorcensus.com/firm/aboveboard-wealth-management-llc-new-york-ny-298303) ([md](https://advisorcensus.com/firm/aboveboard-wealth-management-llc-new-york-ny-298303.md)) | 298303 | New York, NY | State-registered investment adviser | Not reported | 3 | Fixed fee |
| [Accfox Capital LLC](https://advisorcensus.com/firm/accfox-capital-llc-342409) ([md](https://advisorcensus.com/firm/accfox-capital-llc-342409.md)) | 342409 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee, Performance fee |
| [Accumulus Capital Management, LLC](https://advisorcensus.com/firm/accumulus-capital-management-llc-new-york-ny-160501) ([md](https://advisorcensus.com/firm/accumulus-capital-management-llc-new-york-ny-160501.md)) | 160501 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 14 | % of assets, Fixed fee, Performance fee |
| [ACE & Company New York, Inc.](https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442) ([md](https://advisorcensus.com/firm/ace-and-company-new-york-inc-new-york-ny-304442.md)) | 304442 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 6 | Fixed fee |
| [Aces Advisors](https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407) ([md](https://advisorcensus.com/firm/aces-advisors-new-york-ny-315407.md)) | 315407 | New York, NY | State-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee |
| [Acres](https://advisorcensus.com/firm/acres-uniondale-ny-281190) ([md](https://advisorcensus.com/firm/acres-uniondale-ny-281190.md)) | 281190 | Uniondale, NY | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Fixed fee, Performance fee |
| [ADC Wealth Management, LLC](https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083) ([md](https://advisorcensus.com/firm/adc-wealth-management-llc-massapequa-ny-159083.md)) | 159083 | Massapequa, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Fixed fee |
| [Addigence Corporation](https://advisorcensus.com/firm/addigence-corporation-new-york-ny-323504) ([md](https://advisorcensus.com/firm/addigence-corporation-new-york-ny-323504.md)) | 323504 | New York, NY | SEC-registered investment adviser | Not reported | 1 | Fixed fee, Performance fee |
| [Adirondack Capital Advisors, LLC](https://advisorcensus.com/firm/adirondack-capital-advisors-llc-syracuse-ny-133305) ([md](https://advisorcensus.com/firm/adirondack-capital-advisors-llc-syracuse-ny-133305.md)) | 133305 | Syracuse, NY | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee, Other |
| [Adirondack Financial Services Corp](https://advisorcensus.com/firm/adirondack-financial-services-corp-utica-ny-126155) ([md](https://advisorcensus.com/firm/adirondack-financial-services-corp-utica-ny-126155.md)) | 126155 | Utica, NY | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets, Fixed fee |
| [Advanced Portfolio Management, LLC](https://advisorcensus.com/firm/advanced-portfolio-management-llc-new-york-ny-138769) ([md](https://advisorcensus.com/firm/advanced-portfolio-management-llc-new-york-ny-138769.md)) | 138769 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 20 | % of assets, Fixed fee, Performance fee |
| [Advisor Financial Services, Inc.](https://advisorcensus.com/firm/advisor-financial-services-inc-chatham-ny-118537) ([md](https://advisorcensus.com/firm/advisor-financial-services-inc-chatham-ny-118537.md)) | 118537 | Chatham, NY | SEC-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Aeolian Advisors Corporation](https://advisorcensus.com/firm/aeolian-advisors-corporation-nyack-ny-167526) ([md](https://advisorcensus.com/firm/aeolian-advisors-corporation-nyack-ny-167526.md)) | 167526 | Nyack, NY | State-registered investment adviser | Not reported | 13 | Hourly, Fixed fee |
| [Affluence](https://advisorcensus.com/firm/affluence-339023) ([md](https://advisorcensus.com/firm/affluence-339023.md)) | 339023 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Aging Issues Management LLC](https://advisorcensus.com/firm/aging-issues-management-llc-hawthorne-ny-328473) ([md](https://advisorcensus.com/firm/aging-issues-management-llc-hawthorne-ny-328473.md)) | 328473 | Hawthorne, NY | State-registered investment adviser | Not reported | 2 | Hourly, Fixed fee |
| [Ahakista Capital LLC](https://advisorcensus.com/firm/ahakista-capital-llc-new-york-ny-337864) ([md](https://advisorcensus.com/firm/ahakista-capital-llc-new-york-ny-337864.md)) | 337864 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | Fixed fee |
| [Aifam Group LLC](https://advisorcensus.com/firm/aifam-group-llc-rye-ny-158290) ([md](https://advisorcensus.com/firm/aifam-group-llc-rye-ny-158290.md)) | 158290 | Rye, NY | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Fixed fee, Performance fee |
| [Aimcdonnaugh & Co. Inc.](https://advisorcensus.com/firm/aimcdonnaugh-and-co-inc-baldwin-ny-124512) ([md](https://advisorcensus.com/firm/aimcdonnaugh-and-co-inc-baldwin-ny-124512.md)) | 124512 | Baldwin, NY | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly, Fixed fee |
| [AIP Management US](https://advisorcensus.com/firm/aip-management-us-new-york-ny-322515) ([md](https://advisorcensus.com/firm/aip-management-us-new-york-ny-322515.md)) | 322515 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 3 | Fixed fee |
| [AJF Capital Management, Inc.](https://advisorcensus.com/firm/ajf-capital-management-inc-new-york-ny-126414) ([md](https://advisorcensus.com/firm/ajf-capital-management-inc-new-york-ny-126414.md)) | 126414 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets, Fixed fee, Commissions |
| [Aksia LLC](https://advisorcensus.com/firm/aksia-llc-new-york-ny-143422) ([md](https://advisorcensus.com/firm/aksia-llc-new-york-ny-143422.md)) | 143422 | New York, NY | SEC-registered investment adviser | Over $5 billion | 19 | % of assets, Fixed fee, Performance fee |
| [Alaia Capital, LLC](https://advisorcensus.com/firm/alaia-capital-llc-new-york-ny-226775) ([md](https://advisorcensus.com/firm/alaia-capital-llc-new-york-ny-226775.md)) | 226775 | New York, NY | SEC-registered investment adviser | Not reported | 11 | % of assets, Fixed fee |
| [Albanyadvisor Group LLC](https://advisorcensus.com/firm/albanyadvisor-group-llc-albany-ny-316226) ([md](https://advisorcensus.com/firm/albanyadvisor-group-llc-albany-ny-316226.md)) | 316226 | Albany, NY | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [Aldebaran Capital](https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811) ([md](https://advisorcensus.com/firm/aldebaran-capital-brooklyn-ny-343811.md)) | 343811 | Brooklyn, NY | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Alesco Advisors, LLC, an ESL Company](https://advisorcensus.com/firm/alesco-advisors-llc-an-esl-company-pittsford-ny-339091) ([md](https://advisorcensus.com/firm/alesco-advisors-llc-an-esl-company-pittsford-ny-339091.md)) | 339091 | Pittsford, NY | SEC-registered investment adviser | Over $5 billion | 0 | % of assets, Fixed fee, Other |
| [Aligned Climate Capital LLC](https://advisorcensus.com/firm/aligned-climate-capital-llc-new-york-ny-304716) ([md](https://advisorcensus.com/firm/aligned-climate-capital-llc-new-york-ny-304716.md)) | 304716 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 6 | Fixed fee, Performance fee, Other |
| [Allen Investment Management, LLC](https://advisorcensus.com/firm/allen-investment-management-llc-new-york-ny-124454) ([md](https://advisorcensus.com/firm/allen-investment-management-llc-new-york-ny-124454.md)) | 124454 | New York, NY | SEC-registered investment adviser | Over $5 billion | 23 | % of assets, Fixed fee, Performance fee |
| [Allianz Capital Partners of America LLC](https://advisorcensus.com/firm/allianz-capital-partners-of-america-llc-new-york-ny-161684) ([md](https://advisorcensus.com/firm/allianz-capital-partners-of-america-llc-new-york-ny-161684.md)) | 161684 | New York, NY | SEC-registered investment adviser | Over $5 billion | 14 | Fixed fee, Other |
| [Allies Capital Management](https://advisorcensus.com/firm/allies-capital-management-new-york-ny-319640) ([md](https://advisorcensus.com/firm/allies-capital-management-new-york-ny-319640.md)) | 319640 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee, Performance fee |
| [Allsquare Wealth Management, LLC](https://advisorcensus.com/firm/allsquare-wealth-management-llc-albany-ny-153591) ([md](https://advisorcensus.com/firm/allsquare-wealth-management-llc-albany-ny-153591.md)) | 153591 | Albany, NY | SEC-registered investment adviser | $100 million to $500 million | 16 | % of assets, Hourly, Fixed fee |
| [Alphanso](https://advisorcensus.com/firm/alphanso-324030) ([md](https://advisorcensus.com/firm/alphanso-324030.md)) | 324030 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | Subscription, Fixed fee, Performance fee |
| [Alpinvest US Holdings, LLC](https://advisorcensus.com/firm/alpinvest-us-holdings-llc-new-york-ny-328458) ([md](https://advisorcensus.com/firm/alpinvest-us-holdings-llc-new-york-ny-328458.md)) | 328458 | New York, NY | SEC-registered investment adviser | Over $5 billion | 2 | % of assets, Fixed fee, Performance fee |
| [Altamar Partners North America LLC](https://advisorcensus.com/firm/altamar-partners-north-america-llc-new-york-ny-283144) ([md](https://advisorcensus.com/firm/altamar-partners-north-america-llc-new-york-ny-283144.md)) | 283144 | New York, NY | SEC-registered investment adviser | Over $5 billion | 10 | Fixed fee, Other |
| [Altar Rock](https://advisorcensus.com/firm/altar-rock-new-york-ny-326868) ([md](https://advisorcensus.com/firm/altar-rock-new-york-ny-326868.md)) | 326868 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Altfest Personal Wealth Management](https://advisorcensus.com/firm/altfest-personal-wealth-management-new-york-ny-110130) ([md](https://advisorcensus.com/firm/altfest-personal-wealth-management-new-york-ny-110130.md)) | 110130 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 43 | % of assets, Hourly, Fixed fee |
| [Amazz Investment Management, Inc.](https://advisorcensus.com/firm/amazz-investment-management-inc-williamsville-ny-126545) ([md](https://advisorcensus.com/firm/amazz-investment-management-inc-williamsville-ny-126545.md)) | 126545 | Williamsville, NY | SEC-registered investment adviser | $25 million to $100 million | 11 | % of assets, Fixed fee |
| [Amber Road Investors LP](https://advisorcensus.com/firm/amber-road-investors-lp-new-york-ny-342249) ([md](https://advisorcensus.com/firm/amber-road-investors-lp-new-york-ny-342249.md)) | 342249 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee, Performance fee |
| [American Centurion Financial LLC](https://advisorcensus.com/firm/american-centurion-financial-llc-new-york-ny-166057) ([md](https://advisorcensus.com/firm/american-centurion-financial-llc-new-york-ny-166057.md)) | 166057 | New York, NY | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Hourly, Fixed fee |
| [American Financial & Tax Strategies, Inc.](https://advisorcensus.com/firm/american-financial-and-tax-strategies-inc-new-york-ny-115559) ([md](https://advisorcensus.com/firm/american-financial-and-tax-strategies-inc-new-york-ny-115559.md)) | 115559 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 32 | % of assets, Hourly, Fixed fee |

- Next page: https://advisorcensus.com/advisors/ny/flat-fee/page/2.md

## Questions people ask

**How many financial advisory firms are there in New York?**
AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York?**
659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York offer financial planning?**
972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in New York](https://advisorcensus.com/advisors/ny) (https://advisorcensus.com/advisors/ny.md)
- [Fee-only financial advisors in New York](https://advisorcensus.com/advisors/ny/fee-only) (https://advisorcensus.com/advisors/ny/fee-only.md)
- [Hourly financial advisors in New York](https://advisorcensus.com/advisors/ny/hourly) (https://advisorcensus.com/advisors/ny/hourly.md)
- [Flat-fee financial advisors in New York, NY](https://advisorcensus.com/advisors/ny/new-york/flat-fee) (https://advisorcensus.com/advisors/ny/new-york/flat-fee.md)
- [Flat-fee financial advisors in Rochester, NY](https://advisorcensus.com/advisors/ny/rochester/flat-fee) (https://advisorcensus.com/advisors/ny/rochester/flat-fee.md)
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- [Flat-fee financial advisors in Syracuse, NY](https://advisorcensus.com/advisors/ny/syracuse/flat-fee) (https://advisorcensus.com/advisors/ny/syracuse/flat-fee.md)
- [Flat-fee financial advisors in Ithaca, NY](https://advisorcensus.com/advisors/ny/ithaca/flat-fee) (https://advisorcensus.com/advisors/ny/ithaca/flat-fee.md)
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- [Flat-fee financial advisors in Binghamton, NY](https://advisorcensus.com/advisors/ny/binghamton/flat-fee) (https://advisorcensus.com/advisors/ny/binghamton/flat-fee.md)
- [Flat-fee financial advisors in Glens Falls, NY](https://advisorcensus.com/advisors/ny/glens-falls/flat-fee) (https://advisorcensus.com/advisors/ny/glens-falls/flat-fee.md)

Cite as: AdvisorCensus. Flat-fee financial advisors in New York: 1,036 firms from Form ADV filings as of October 2026.