# Fee-only financial advisors in New York

> AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/fee-only/page/7

## At a glance

- Investment advisory firms: 659
- Registration: SEC-registered investment adviser: 360, State-registered investment adviser: 299
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 659 (100%); Percentage of assets 595 (90%); Hourly charges 247 (37%); Subscription fees (newsletter or periodical) 19 (3%); Fixed fees 337 (51%)
- Regulatory assets under management (Item 5.F): Under $25 million 259 (39%); $25 million to $100 million 127 (19%); $100 million to $500 million 136 (21%); $500 million to $1 billion 40 (6%); $1 billion to $5 billion 42 (6%); Over $5 billion 6 (1%); Not reported 49 (7%)
- Years registered: Under 5 years 248 (38%); 5 to 9 years 134 (20%); 10 to 19 years 163 (25%); 20 years or more 113 (17%); Not reported 1 (0%)

## Firms (page 7 of 14, 301 to 350 of 659, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Hive Retirement Planning](https://advisorcensus.com/firm/hive-retirement-planning-328713) ([md](https://advisorcensus.com/firm/hive-retirement-planning-328713.md)) | 328713 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets, Fixed fee |
| [Hommel Wealth Management, Inc.](https://advisorcensus.com/firm/hommel-wealth-management-inc-garden-city-ny-277166) ([md](https://advisorcensus.com/firm/hommel-wealth-management-inc-garden-city-ny-277166.md)) | 277166 | Garden City, NY | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly |
| [Horizon Harvest Financial Planning](https://advisorcensus.com/firm/horizon-harvest-financial-planning-brooklyn-ny-269969) ([md](https://advisorcensus.com/firm/horizon-harvest-financial-planning-brooklyn-ny-269969.md)) | 269969 | Brooklyn, NY | State-registered investment adviser | Not reported | 11 | Hourly, Fixed fee |
| [Howard-Martin Capital Group, LLC](https://advisorcensus.com/firm/howard-martin-capital-group-llc-new-york-ny-168922) ([md](https://advisorcensus.com/firm/howard-martin-capital-group-llc-new-york-ny-168922.md)) | 168922 | New York, NY | State-registered investment adviser | Under $25 million | 10 | % of assets, Hourly, Fixed fee |
| [Howe and Rusling, Inc.](https://advisorcensus.com/firm/howe-and-rusling-inc-rochester-ny-104627) ([md](https://advisorcensus.com/firm/howe-and-rusling-inc-rochester-ny-104627.md)) | 104627 | Rochester, NY | SEC-registered investment adviser | $1 billion to $5 billion | 85 | % of assets, Fixed fee |
| [HS Management Partners, LLC](https://advisorcensus.com/firm/hs-management-partners-llc-new-york-ny-145480) ([md](https://advisorcensus.com/firm/hs-management-partners-llc-new-york-ny-145480.md)) | 145480 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 18 | % of assets |
| [Hudson Advisor Services, Inc.](https://advisorcensus.com/firm/hudson-advisor-services-inc-buffalo-ny-107769) ([md](https://advisorcensus.com/firm/hudson-advisor-services-inc-buffalo-ny-107769.md)) | 107769 | Buffalo, NY | SEC-registered investment adviser | $100 million to $500 million | 29 | % of assets, Hourly, Fixed fee |
| [Hudson Canyon Capital Management](https://advisorcensus.com/firm/hudson-canyon-capital-management-new-york-ny-286437) ([md](https://advisorcensus.com/firm/hudson-canyon-capital-management-new-york-ny-286437.md)) | 286437 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Hudson Companies](https://advisorcensus.com/firm/hudson-companies-pearl-river-ny-146338) ([md](https://advisorcensus.com/firm/hudson-companies-pearl-river-ny-146338.md)) | 146338 | Pearl River, NY | SEC-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee |
| [Hudson Delaware Planning LLC](https://advisorcensus.com/firm/hudson-delaware-planning-llc-stanfordville-ny-305105) ([md](https://advisorcensus.com/firm/hudson-delaware-planning-llc-stanfordville-ny-305105.md)) | 305105 | Stanfordville, NY | State-registered investment adviser | Not reported | 7 | Fixed fee |
| [Hudson Portfolio Management LLC](https://advisorcensus.com/firm/hudson-portfolio-management-llc-garrison-ny-130021) ([md](https://advisorcensus.com/firm/hudson-portfolio-management-llc-garrison-ny-130021.md)) | 130021 | Garrison, NY | SEC-registered investment adviser | $100 million to $500 million | 22 | % of assets, Hourly, Fixed fee |
| [Huguenot Financial Planning](https://advisorcensus.com/firm/huguenot-financial-planning-292553) ([md](https://advisorcensus.com/firm/huguenot-financial-planning-292553.md)) | 292553 | Not reported, Not reported | State-registered investment adviser | Not reported | 8 | Hourly, Subscription, Fixed fee |
| [HV Capital Management](https://advisorcensus.com/firm/hv-capital-management-montgomery-ny-339467) ([md](https://advisorcensus.com/firm/hv-capital-management-montgomery-ny-339467.md)) | 339467 | Montgomery, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Subscription, Fixed fee |
| [Hypatia Capital Management LLC](https://advisorcensus.com/firm/hypatia-capital-management-llc-new-york-ny-311411) ([md](https://advisorcensus.com/firm/hypatia-capital-management-llc-new-york-ny-311411.md)) | 311411 | New York, NY | SEC-registered investment adviser | Under $25 million | 4 | % of assets |
| [Hyperion Wealth Management LLC](https://advisorcensus.com/firm/hyperion-wealth-management-llc-new-york-ny-321163) ([md](https://advisorcensus.com/firm/hyperion-wealth-management-llc-new-york-ny-321163.md)) | 321163 | New York, NY | State-registered investment adviser | Under $25 million | 4 | % of assets |
| [Ibis Capital Management, LLC](https://advisorcensus.com/firm/ibis-capital-management-llc-buffalo-ny-282069) ([md](https://advisorcensus.com/firm/ibis-capital-management-llc-buffalo-ny-282069.md)) | 282069 | Buffalo, NY | State-registered investment adviser | $25 million to $100 million | 10 | % of assets, Hourly |
| [Iconoclastic Capital Management LLC](https://advisorcensus.com/firm/iconoclastic-capital-management-llc-rochester-ny-310132) ([md](https://advisorcensus.com/firm/iconoclastic-capital-management-llc-rochester-ny-310132.md)) | 310132 | Rochester, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly, Fixed fee |
| [IFC Personal Money Managers, Inc.](https://advisorcensus.com/firm/ifc-personal-money-managers-inc-new-york-ny-126344) ([md](https://advisorcensus.com/firm/ifc-personal-money-managers-inc-new-york-ny-126344.md)) | 126344 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 11 | Hourly, Fixed fee |
| [Imperative Wealth Planning](https://advisorcensus.com/firm/imperative-wealth-planning-343196) ([md](https://advisorcensus.com/firm/imperative-wealth-planning-343196.md)) | 343196 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Independent Family Office, LLC](https://advisorcensus.com/firm/independent-family-office-llc-albany-ny-144811) ([md](https://advisorcensus.com/firm/independent-family-office-llc-albany-ny-144811.md)) | 144811 | Albany, NY | SEC-registered investment adviser | $500 million to $1 billion | 14 | % of assets, Fixed fee |
| [Independent Investors Inc](https://advisorcensus.com/firm/independent-investors-inc-nesconset-ny-105677) ([md](https://advisorcensus.com/firm/independent-investors-inc-nesconset-ny-105677.md)) | 105677 | Nesconset, NY | SEC-registered investment adviser | $500 million to $1 billion | 43 | % of assets |
| [Index Technologies Group LLC](https://advisorcensus.com/firm/index-technologies-group-llc-new-york-ny-327771) ([md](https://advisorcensus.com/firm/index-technologies-group-llc-new-york-ny-327771.md)) | 327771 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Indiano Capital Management](https://advisorcensus.com/firm/indiano-capital-management-rochester-ny-122620) ([md](https://advisorcensus.com/firm/indiano-capital-management-rochester-ny-122620.md)) | 122620 | Rochester, NY | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets |
| [Indieplan LLC](https://advisorcensus.com/firm/indieplan-llc-albany-ny-333461) ([md](https://advisorcensus.com/firm/indieplan-llc-albany-ny-333461.md)) | 333461 | Albany, NY | State-registered investment adviser | Not reported | 1 | Hourly, Fixed fee |
| [Infiniti Wealth Management](https://advisorcensus.com/firm/infiniti-wealth-management-brewster-ny-127216) ([md](https://advisorcensus.com/firm/infiniti-wealth-management-brewster-ny-127216.md)) | 127216 | Brewster, NY | SEC-registered investment adviser | $100 million to $500 million | 18 | % of assets, Hourly, Fixed fee |
| [Integrated Financial Consulting, LLC](https://advisorcensus.com/firm/integrated-financial-consulting-llc-airmont-ny-130920) ([md](https://advisorcensus.com/firm/integrated-financial-consulting-llc-airmont-ny-130920.md)) | 130920 | Airmont, NY | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets, Hourly, Fixed fee |
| [Integrated Wealth Management Solutions, LLC](https://advisorcensus.com/firm/integrated-wealth-management-solutions-llc-289318) ([md](https://advisorcensus.com/firm/integrated-wealth-management-solutions-llc-289318.md)) | 289318 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [Integrity Advisory Partners LLC](https://advisorcensus.com/firm/integrity-advisory-partners-llc-new-york-ny-161647) ([md](https://advisorcensus.com/firm/integrity-advisory-partners-llc-new-york-ny-161647.md)) | 161647 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee |
| [Interstellar Wealth LLC](https://advisorcensus.com/firm/interstellar-wealth-llc-342280) ([md](https://advisorcensus.com/firm/interstellar-wealth-llc-342280.md)) | 342280 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Investall, Inc.](https://advisorcensus.com/firm/investall-inc-new-york-ny-285955) ([md](https://advisorcensus.com/firm/investall-inc-new-york-ny-285955.md)) | 285955 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 9 | % of assets, Fixed fee |
| [Investry, LLC](https://advisorcensus.com/firm/investry-llc-scarsdale-ny-310803) ([md](https://advisorcensus.com/firm/investry-llc-scarsdale-ny-310803.md)) | 310803 | Scarsdale, NY | State-registered investment adviser | Under $25 million | 5 | % of assets, Hourly, Fixed fee |
| [Iris Advisors](https://advisorcensus.com/firm/iris-advisors-new-york-ny-126162) ([md](https://advisorcensus.com/firm/iris-advisors-new-york-ny-126162.md)) | 126162 | New York, NY | State-registered investment adviser | $25 million to $100 million | 23 | % of assets |
| [Ives Hill Wealth Management](https://advisorcensus.com/firm/ives-hill-wealth-management-dewitt-ny-341031) ([md](https://advisorcensus.com/firm/ives-hill-wealth-management-dewitt-ny-341031.md)) | 341031 | Dewitt, NY | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly |
| [Ivesta Corp](https://advisorcensus.com/firm/ivesta-corp-new-york-ny-337603) ([md](https://advisorcensus.com/firm/ivesta-corp-new-york-ny-337603.md)) | 337603 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets |
| [J. Stern & Co., LLC](https://advisorcensus.com/firm/j-stern-and-co-llc-new-york-city-ny-326509) ([md](https://advisorcensus.com/firm/j-stern-and-co-llc-new-york-city-ny-326509.md)) | 326509 | New York City, NY | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets |
| [J.C. Goodgal, Inc.](https://advisorcensus.com/firm/j-c-goodgal-inc-128318) ([md](https://advisorcensus.com/firm/j-c-goodgal-inc-128318.md)) | 128318 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 22 | % of assets |
| [J.M. Goldberg Wealth Management LLC](https://advisorcensus.com/firm/j-m-goldberg-wealth-management-llc-307782) ([md](https://advisorcensus.com/firm/j-m-goldberg-wealth-management-llc-307782.md)) | 307782 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 6 | % of assets, Hourly |
| [J.r.pluta Capital Management, Inc.](https://advisorcensus.com/firm/j-r-pluta-capital-management-inc-pittsford-ny-124758) ([md](https://advisorcensus.com/firm/j-r-pluta-capital-management-inc-pittsford-ny-124758.md)) | 124758 | Pittsford, NY | State-registered investment adviser | Under $25 million | 23 | % of assets |
| [J.w.burns & Company, Inc.](https://advisorcensus.com/firm/j-w-burns-and-company-inc-dewitt-ny-107835) ([md](https://advisorcensus.com/firm/j-w-burns-and-company-inc-dewitt-ny-107835.md)) | 107835 | Dewitt, NY | SEC-registered investment adviser | $1 billion to $5 billion | 49 | % of assets |
| [Jack Creek Partners LLC](https://advisorcensus.com/firm/jack-creek-partners-llc-new-york-ny-338362) ([md](https://advisorcensus.com/firm/jack-creek-partners-llc-new-york-ny-338362.md)) | 338362 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 0 | % of assets |
| [James D. Vooys CPA/PFS](https://advisorcensus.com/firm/james-d-vooys-cpa-pfs-albany-ny-133332) ([md](https://advisorcensus.com/firm/james-d-vooys-cpa-pfs-albany-ny-133332.md)) | 133332 | Albany, NY | State-registered investment adviser | Under $25 million | 14 | % of assets, Hourly |
| [Janal Capital Management LLC](https://advisorcensus.com/firm/janal-capital-management-llc-132747) ([md](https://advisorcensus.com/firm/janal-capital-management-llc-132747.md)) | 132747 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 21 | % of assets |
| [Jarombek Capital LLC](https://advisorcensus.com/firm/jarombek-capital-llc-337952) ([md](https://advisorcensus.com/firm/jarombek-capital-llc-337952.md)) | 337952 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Jbglobal.com LLC](https://advisorcensus.com/firm/jbglobal-com-llc-new-york-ny-119111) ([md](https://advisorcensus.com/firm/jbglobal-com-llc-new-york-ny-119111.md)) | 119111 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 15 | % of assets |
| [JC Miano Investment Advisory Service](https://advisorcensus.com/firm/jc-miano-investment-advisory-service-utica-ny-132484) ([md](https://advisorcensus.com/firm/jc-miano-investment-advisory-service-utica-ny-132484.md)) | 132484 | Utica, NY | SEC-registered investment adviser | $25 million to $100 million | 19 | % of assets |
| [Jet Stream Wealth Management](https://advisorcensus.com/firm/jet-stream-wealth-management-329042) ([md](https://advisorcensus.com/firm/jet-stream-wealth-management-329042.md)) | 329042 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [JFK Advisory Services, LLC](https://advisorcensus.com/firm/jfk-advisory-services-llc-160026) ([md](https://advisorcensus.com/firm/jfk-advisory-services-llc-160026.md)) | 160026 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 14 | % of assets, Hourly, Fixed fee |
| [JM Advisors, LLC](https://advisorcensus.com/firm/jm-advisors-llc-albany-ny-159351) ([md](https://advisorcensus.com/firm/jm-advisors-llc-albany-ny-159351.md)) | 159351 | Albany, NY | State-registered investment adviser | Not reported | 14 | Fixed fee |
| [John C. Saunders, C.P.A., P.C.](https://advisorcensus.com/firm/john-c-saunders-c-p-a-p-c-rochester-ny-170706) ([md](https://advisorcensus.com/firm/john-c-saunders-c-p-a-p-c-rochester-ny-170706.md)) | 170706 | Rochester, NY | State-registered investment adviser | Under $25 million | 12 | % of assets |
| [John G. Ullman & Associates, Inc](https://advisorcensus.com/firm/john-g-ullman-and-associates-inc-horseheads-ny-105361) ([md](https://advisorcensus.com/firm/john-g-ullman-and-associates-inc-horseheads-ny-105361.md)) | 105361 | Horseheads, NY | SEC-registered investment adviser | $1 billion to $5 billion | 48 | % of assets |

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## Questions people ask

**How many financial advisory firms are there in New York?**
AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York?**
659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York offer financial planning?**
972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in New York](https://advisorcensus.com/advisors/ny) (https://advisorcensus.com/advisors/ny.md)
- [Flat-fee financial advisors in New York](https://advisorcensus.com/advisors/ny/flat-fee) (https://advisorcensus.com/advisors/ny/flat-fee.md)
- [Hourly financial advisors in New York](https://advisorcensus.com/advisors/ny/hourly) (https://advisorcensus.com/advisors/ny/hourly.md)
- [Fee-only financial advisors in New York, NY](https://advisorcensus.com/advisors/ny/new-york/fee-only) (https://advisorcensus.com/advisors/ny/new-york/fee-only.md)
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Cite as: AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.