{ "path": "/advisors/ny/fee-only", "url": "https://advisorcensus.com/advisors/ny/fee-only/page/7", "page_type": "state_fee", "title": "Fee-only financial advisors in New York", "filters": {}, "scope_total": 659, "faq": [ { "q": "How many financial advisory firms are there in New York?", "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York?", "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York offer financial planning?", "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.", "about_market": null, "citation": "AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.", "total_firms": 659, "page": 7, "total_pages": 14, "sort": "name", "registration_types": { "sec": 360, "state": 299, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 659 }, { "code": "percentage_of_aum", "count": 595 }, { "code": "hourly", "count": 247 }, { "code": "subscription", "count": 19 }, { "code": "fixed", "count": 337 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 0 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 248 }, { "code": "5_to_9", "count": 134 }, { "code": "10_to_19", "count": 163 }, { "code": "20_plus", "count": 113 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 259 }, { "code": "25m_100m", "count": 127 }, { "code": "100m_500m", "count": 136 }, { "code": "500m_1b", "count": 40 }, { "code": "1b_5b", "count": 42 }, { "code": "over_5b", "count": 6 }, { "code": "not_reported", "count": 49 } ], "firms": [ { "crd_number": 328713, "name": "Hive Retirement Planning", "name_as_filed": "HIVE RETIREMENT PLANNING", "url": "https://advisorcensus.com/firm/hive-retirement-planning-328713", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 277166, "name": "Hommel Wealth Management, Inc.", "name_as_filed": "HOMMEL WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/hommel-wealth-management-inc-garden-city-ny-277166", "city": "Garden City", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 269969, "name": "Horizon Harvest Financial Planning", "name_as_filed": "HORIZON HARVEST FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/horizon-harvest-financial-planning-brooklyn-ny-269969", "city": "Brooklyn", "state": "NY", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 168922, "name": "Howard-Martin Capital Group, LLC", "name_as_filed": "HOWARD-MARTIN CAPITAL GROUP, LLC", "url": "https://advisorcensus.com/firm/howard-martin-capital-group-llc-new-york-ny-168922", "city": "New York", "state": "NY", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 104627, "name": "Howe and Rusling, Inc.", "name_as_filed": "HOWE AND RUSLING, INC.", "url": "https://advisorcensus.com/firm/howe-and-rusling-inc-rochester-ny-104627", "city": "Rochester", "state": "NY", "years_registered": 85, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 145480, "name": "HS Management Partners, LLC", "name_as_filed": "HS MANAGEMENT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/hs-management-partners-llc-new-york-ny-145480", "city": "New York", "state": "NY", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107769, "name": "Hudson Advisor Services, Inc.", "name_as_filed": "HUDSON ADVISOR SERVICES, INC.", "url": "https://advisorcensus.com/firm/hudson-advisor-services-inc-buffalo-ny-107769", "city": "Buffalo", "state": "NY", "years_registered": 29, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 286437, "name": "Hudson Canyon Capital Management", "name_as_filed": "HUDSON CANYON CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/hudson-canyon-capital-management-new-york-ny-286437", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 146338, "name": "Hudson Companies", "name_as_filed": "HUDSON COMPANIES", "url": "https://advisorcensus.com/firm/hudson-companies-pearl-river-ny-146338", "city": "Pearl River", "state": "NY", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 305105, "name": "Hudson Delaware Planning LLC", "name_as_filed": "HUDSON DELAWARE PLANNING LLC", "url": "https://advisorcensus.com/firm/hudson-delaware-planning-llc-stanfordville-ny-305105", "city": "Stanfordville", "state": "NY", "years_registered": 7, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 130021, "name": "Hudson Portfolio Management LLC", "name_as_filed": "HUDSON PORTFOLIO MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/hudson-portfolio-management-llc-garrison-ny-130021", "city": "Garrison", "state": "NY", "years_registered": 22, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 292553, "name": "Huguenot Financial Planning", "name_as_filed": "HUGUENOT FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/huguenot-financial-planning-292553", "city": null, "state": null, "years_registered": 8, "raum_band": "not_reported", "compensation_types": [ "hourly", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 339467, "name": "HV Capital Management", "name_as_filed": "HV CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/hv-capital-management-montgomery-ny-339467", "city": "Montgomery", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 311411, "name": "Hypatia Capital Management LLC", "name_as_filed": "HYPATIA CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/hypatia-capital-management-llc-new-york-ny-311411", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 321163, "name": "Hyperion Wealth Management LLC", "name_as_filed": "HYPERION WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/hyperion-wealth-management-llc-new-york-ny-321163", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 282069, "name": "Ibis Capital Management, LLC", "name_as_filed": "IBIS CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/ibis-capital-management-llc-buffalo-ny-282069", "city": "Buffalo", "state": "NY", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 310132, "name": "Iconoclastic Capital Management LLC", "name_as_filed": "ICONOCLASTIC CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/iconoclastic-capital-management-llc-rochester-ny-310132", "city": "Rochester", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 126344, "name": "IFC Personal Money Managers, Inc.", "name_as_filed": "IFC PERSONAL MONEY MANAGERS, INC.", "url": "https://advisorcensus.com/firm/ifc-personal-money-managers-inc-new-york-ny-126344", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 343196, "name": "Imperative Wealth Planning", "name_as_filed": "IMPERATIVE WEALTH PLANNING", "url": "https://advisorcensus.com/firm/imperative-wealth-planning-343196", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 144811, "name": "Independent Family Office, LLC", "name_as_filed": "INDEPENDENT FAMILY OFFICE, LLC", "url": "https://advisorcensus.com/firm/independent-family-office-llc-albany-ny-144811", "city": "Albany", "state": "NY", "years_registered": 14, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 105677, "name": "Independent Investors Inc", "name_as_filed": "INDEPENDENT INVESTORS INC", "url": "https://advisorcensus.com/firm/independent-investors-inc-nesconset-ny-105677", "city": "Nesconset", "state": "NY", "years_registered": 43, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 327771, "name": "Index Technologies Group LLC", "name_as_filed": "INDEX TECHNOLOGIES GROUP LLC", "url": "https://advisorcensus.com/firm/index-technologies-group-llc-new-york-ny-327771", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 122620, "name": "Indiano Capital Management", "name_as_filed": "INDIANO CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/indiano-capital-management-rochester-ny-122620", "city": "Rochester", "state": "NY", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333461, "name": "Indieplan LLC", "name_as_filed": "INDIEPLAN LLC", "url": "https://advisorcensus.com/firm/indieplan-llc-albany-ny-333461", "city": "Albany", "state": "NY", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 127216, "name": "Infiniti Wealth Management", "name_as_filed": "INFINITI WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/infiniti-wealth-management-brewster-ny-127216", "city": "Brewster", "state": "NY", "years_registered": 18, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 130920, "name": "Integrated Financial Consulting, LLC", "name_as_filed": "INTEGRATED FINANCIAL CONSULTING, LLC", "url": "https://advisorcensus.com/firm/integrated-financial-consulting-llc-airmont-ny-130920", "city": "Airmont", "state": "NY", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 289318, "name": "Integrated Wealth Management Solutions, LLC", "name_as_filed": "INTEGRATED WEALTH MANAGEMENT SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/integrated-wealth-management-solutions-llc-289318", "city": null, "state": null, "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 161647, "name": "Integrity Advisory Partners LLC", "name_as_filed": "INTEGRITY ADVISORY PARTNERS LLC", "url": "https://advisorcensus.com/firm/integrity-advisory-partners-llc-new-york-ny-161647", "city": "New York", "state": "NY", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342280, "name": "Interstellar Wealth LLC", "name_as_filed": "INTERSTELLAR WEALTH LLC", "url": "https://advisorcensus.com/firm/interstellar-wealth-llc-342280", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 285955, "name": "Investall, Inc.", "name_as_filed": "INVESTALL, INC.", "url": "https://advisorcensus.com/firm/investall-inc-new-york-ny-285955", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 310803, "name": "Investry, LLC", "name_as_filed": "INVESTRY, LLC", "url": "https://advisorcensus.com/firm/investry-llc-scarsdale-ny-310803", "city": "Scarsdale", "state": "NY", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 126162, "name": "Iris Advisors", "name_as_filed": "IRIS ADVISORS", "url": "https://advisorcensus.com/firm/iris-advisors-new-york-ny-126162", "city": "New York", "state": "NY", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 341031, "name": "Ives Hill Wealth Management", "name_as_filed": "IVES HILL WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/ives-hill-wealth-management-dewitt-ny-341031", "city": "Dewitt", "state": "NY", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 337603, "name": "Ivesta Corp", "name_as_filed": "IVESTA CORP", "url": "https://advisorcensus.com/firm/ivesta-corp-new-york-ny-337603", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 326509, "name": "J. Stern & Co., LLC", "name_as_filed": "J. STERN & CO., LLC", "url": "https://advisorcensus.com/firm/j-stern-and-co-llc-new-york-city-ny-326509", "city": "New York City", "state": "NY", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 128318, "name": "J.C. Goodgal, Inc.", "name_as_filed": "J.C. GOODGAL, INC.", "url": "https://advisorcensus.com/firm/j-c-goodgal-inc-128318", "city": null, "state": null, "years_registered": 22, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 307782, "name": "J.M. Goldberg Wealth Management LLC", "name_as_filed": "J.M. GOLDBERG WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/j-m-goldberg-wealth-management-llc-307782", "city": null, "state": null, "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 124758, "name": "J.r.pluta Capital Management, Inc.", "name_as_filed": "J.R.PLUTA CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/j-r-pluta-capital-management-inc-pittsford-ny-124758", "city": "Pittsford", "state": "NY", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107835, "name": "J.w.burns & Company, Inc.", "name_as_filed": "J.W.BURNS & COMPANY, INC.", "url": "https://advisorcensus.com/firm/j-w-burns-and-company-inc-dewitt-ny-107835", "city": "Dewitt", "state": "NY", "years_registered": 49, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 338362, "name": "Jack Creek Partners LLC", "name_as_filed": "JACK CREEK PARTNERS LLC", "url": "https://advisorcensus.com/firm/jack-creek-partners-llc-new-york-ny-338362", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 133332, "name": "James D. Vooys CPA/PFS", "name_as_filed": "JAMES D. VOOYS CPA/PFS", "url": "https://advisorcensus.com/firm/james-d-vooys-cpa-pfs-albany-ny-133332", "city": "Albany", "state": "NY", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 132747, "name": "Janal Capital Management LLC", "name_as_filed": "JANAL CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/janal-capital-management-llc-132747", "city": null, "state": null, "years_registered": 21, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 337952, "name": "Jarombek Capital LLC", "name_as_filed": "JAROMBEK CAPITAL LLC", "url": "https://advisorcensus.com/firm/jarombek-capital-llc-337952", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 119111, "name": "Jbglobal.com LLC", "name_as_filed": "JBGLOBAL.COM LLC", "url": "https://advisorcensus.com/firm/jbglobal-com-llc-new-york-ny-119111", "city": "New York", "state": "NY", "years_registered": 15, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 132484, "name": "JC Miano Investment Advisory Service", "name_as_filed": "JC MIANO INVESTMENT ADVISORY SERVICE", "url": "https://advisorcensus.com/firm/jc-miano-investment-advisory-service-utica-ny-132484", "city": "Utica", "state": "NY", "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 329042, "name": "Jet Stream Wealth Management", "name_as_filed": "JET STREAM WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/jet-stream-wealth-management-329042", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 160026, "name": "JFK Advisory Services, LLC", "name_as_filed": "JFK ADVISORY SERVICES, LLC", "url": "https://advisorcensus.com/firm/jfk-advisory-services-llc-160026", "city": null, "state": null, "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159351, "name": "JM Advisors, LLC", "name_as_filed": "JM ADVISORS, LLC", "url": "https://advisorcensus.com/firm/jm-advisors-llc-albany-ny-159351", "city": "Albany", "state": "NY", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 170706, "name": "John C. Saunders, C.P.A., P.C.", "name_as_filed": "JOHN C. SAUNDERS, C.P.A., P.C.", "url": "https://advisorcensus.com/firm/john-c-saunders-c-p-a-p-c-rochester-ny-170706", "city": "Rochester", "state": "NY", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 105361, "name": "John G. Ullman & Associates, Inc", "name_as_filed": "JOHN G. 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