{
  "path": "/advisors/ny/fee-only",
  "url": "https://advisorcensus.com/advisors/ny/fee-only/page/5",
  "page_type": "state_fee",
  "title": "Fee-only financial advisors in New York",
  "filters": {},
  "scope_total": 659,
  "faq": [
    {
      "q": "How many financial advisory firms are there in New York?",
      "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in New York?",
      "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in New York offer financial planning?",
      "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in New York fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": null,
  "citation": "AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.",
  "total_firms": 659,
  "page": 5,
  "total_pages": 14,
  "sort": "name",
  "registration_types": {
    "sec": 360,
    "state": 299,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 659
    },
    {
      "code": "percentage_of_aum",
      "count": 595
    },
    {
      "code": "hourly",
      "count": 247
    },
    {
      "code": "subscription",
      "count": 19
    },
    {
      "code": "fixed",
      "count": 337
    },
    {
      "code": "commissions",
      "count": 0
    },
    {
      "code": "performance_based",
      "count": 0
    },
    {
      "code": "other",
      "count": 0
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 248
    },
    {
      "code": "5_to_9",
      "count": 134
    },
    {
      "code": "10_to_19",
      "count": 163
    },
    {
      "code": "20_plus",
      "count": 113
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 259
    },
    {
      "code": "25m_100m",
      "count": 127
    },
    {
      "code": "100m_500m",
      "count": 136
    },
    {
      "code": "500m_1b",
      "count": 40
    },
    {
      "code": "1b_5b",
      "count": 42
    },
    {
      "code": "over_5b",
      "count": 6
    },
    {
      "code": "not_reported",
      "count": 49
    }
  ],
  "firms": [
    {
      "crd_number": 299451,
      "name": "Ezana Capital Advisers, LLC",
      "name_as_filed": "EZANA CAPITAL ADVISERS, LLC",
      "url": "https://advisorcensus.com/firm/ezana-capital-advisers-llc-299451",
      "city": null,
      "state": null,
      "years_registered": 7,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341229,
      "name": "Factorpoint Planning, LLC",
      "name_as_filed": "FACTORPOINT PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/factorpoint-planning-llc-pittsford-ny-341229",
      "city": "Pittsford",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107562,
      "name": "Fagan Associates Inc",
      "name_as_filed": "FAGAN ASSOCIATES INC",
      "url": "https://advisorcensus.com/firm/fagan-associates-inc-troy-ny-107562",
      "city": "Troy",
      "state": "NY",
      "years_registered": 30,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108891,
      "name": "Family CFO, LLC",
      "name_as_filed": "FAMILY CFO, LLC",
      "url": "https://advisorcensus.com/firm/family-cfo-llc-new-york-ny-108891",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332378,
      "name": "FAR Financial",
      "name_as_filed": "FAR FINANCIAL",
      "url": "https://advisorcensus.com/firm/far-financial-332378",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330139,
      "name": "Fawley Wealth International",
      "name_as_filed": "FAWLEY WEALTH INTERNATIONAL",
      "url": "https://advisorcensus.com/firm/fawley-wealth-international-330139",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 129975,
      "name": "Federmann Financial Advisors Inc.",
      "name_as_filed": "FEDERMANN FINANCIAL ADVISORS INC.",
      "url": "https://advisorcensus.com/firm/federmann-financial-advisors-inc-rocky-point-ny-129975",
      "city": "Rocky Point",
      "state": "NY",
      "years_registered": 16,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317659,
      "name": "Fiduciary First Advising, LLC",
      "name_as_filed": "FIDUCIARY FIRST ADVISING, LLC",
      "url": "https://advisorcensus.com/firm/fiduciary-first-advising-llc-rochester-ny-317659",
      "city": "Rochester",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126510,
      "name": "Fieldstone Money Management, Inc.",
      "name_as_filed": "FIELDSTONE MONEY MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/fieldstone-money-management-inc-croton-on-hudson-ny-126510",
      "city": "Croton on Hudson",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 114951,
      "name": "Fien Capital Management, LLC",
      "name_as_filed": "FIEN CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/fien-capital-management-llc-rochester-ny-114951",
      "city": "Rochester",
      "state": "NY",
      "years_registered": 25,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166896,
      "name": "Fifth Avenue Wealth Advisors LLC",
      "name_as_filed": "FIFTH AVENUE WEALTH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/fifth-avenue-wealth-advisors-llc-new-york-ny-166896",
      "city": "New York",
      "state": "NY",
      "years_registered": 7,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325157,
      "name": "Financehq LLC",
      "name_as_filed": "FINANCEHQ LLC",
      "url": "https://advisorcensus.com/firm/financehq-llc-new-york-ny-325157",
      "city": "New York",
      "state": "NY",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 125537,
      "name": "Financial Advisor Network, Inc.",
      "name_as_filed": "FINANCIAL ADVISOR NETWORK, INC.",
      "url": "https://advisorcensus.com/firm/financial-advisor-network-inc-farmingdale-ny-125537",
      "city": "Farmingdale",
      "state": "NY",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106643,
      "name": "Financial Asset Management Corp",
      "name_as_filed": "FINANCIAL ASSET MANAGEMENT CORP",
      "url": "https://advisorcensus.com/firm/financial-asset-management-corp-chappaqua-ny-106643",
      "city": "Chappaqua",
      "state": "NY",
      "years_registered": 40,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319060,
      "name": "Financial Boss",
      "name_as_filed": "FINANCIAL BOSS",
      "url": "https://advisorcensus.com/firm/financial-boss-plainview-ny-319060",
      "city": "Plainview",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 126408,
      "name": "Financial Decisions (USA) LLC",
      "name_as_filed": "FINANCIAL DECISIONS (USA) LLC",
      "url": "https://advisorcensus.com/firm/financial-decisions-usa-llc-126408",
      "city": null,
      "state": null,
      "years_registered": 26,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 134461,
      "name": "Financial Filosophy",
      "name_as_filed": "FINANCIAL FILOSOPHY",
      "url": "https://advisorcensus.com/firm/financial-filosophy-134461",
      "city": null,
      "state": null,
      "years_registered": 21,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166378,
      "name": "Financial Spyglass®",
      "name_as_filed": "FINANCIAL SPYGLASS®",
      "url": "https://advisorcensus.com/firm/financial-spyglass-rye-ny-166378",
      "city": "Rye",
      "state": "NY",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171743,
      "name": "Financial Strategy Advisors, LLC",
      "name_as_filed": "FINANCIAL STRATEGY ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/financial-strategy-advisors-llc-171743",
      "city": null,
      "state": null,
      "years_registered": 12,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312342,
      "name": "Fincera",
      "name_as_filed": "FINCERA",
      "url": "https://advisorcensus.com/firm/fincera-new-york-ny-312342",
      "city": "New York",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341489,
      "name": "Finish Line Wealth Management, LLC",
      "name_as_filed": "FINISH LINE WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/finish-line-wealth-management-llc-east-aurora-ny-341489",
      "city": "East Aurora",
      "state": "NY",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 158733,
      "name": "Fiorile & Associates, LLC",
      "name_as_filed": "FIORILE & ASSOCIATES, LLC",
      "url": "https://advisorcensus.com/firm/fiorile-and-associates-llc-saranac-lake-ny-158733",
      "city": "Saranac Lake",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319246,
      "name": "First Main Capital",
      "name_as_filed": "FIRST MAIN CAPITAL",
      "url": "https://advisorcensus.com/firm/first-main-capital-rochester-ny-319246",
      "city": "Rochester",
      "state": "NY",
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 321045,
      "name": "First Shelbourne",
      "name_as_filed": "FIRST SHELBOURNE",
      "url": "https://advisorcensus.com/firm/first-shelbourne-321045",
      "city": null,
      "state": null,
      "years_registered": 4,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333508,
      "name": "Fischer Advisors LLC",
      "name_as_filed": "FISCHER ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/fischer-advisors-llc-333508",
      "city": null,
      "state": null,
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 311629,
      "name": "Fitzwalter Capital (US) LLC",
      "name_as_filed": "FITZWALTER CAPITAL (US) LLC",
      "url": "https://advisorcensus.com/firm/fitzwalter-capital-us-llc-new-york-ny-311629",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "1b_5b",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 164516,
      "name": "Five Factor Capital Advisors",
      "name_as_filed": "FIVE FACTOR CAPITAL ADVISORS",
      "url": "https://advisorcensus.com/firm/five-factor-capital-advisors-rye-brook-ny-164516",
      "city": "Rye Brook",
      "state": "NY",
      "years_registered": 13,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167486,
      "name": "Flanagan Financial Management",
      "name_as_filed": "FLANAGAN FINANCIAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/flanagan-financial-management-167486",
      "city": null,
      "state": null,
      "years_registered": 13,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170592,
      "name": "Flomartin Securities Corporation",
      "name_as_filed": "FLOMARTIN SECURITIES CORPORATION",
      "url": "https://advisorcensus.com/firm/flomartin-securities-corporation-170592",
      "city": null,
      "state": null,
      "years_registered": 12,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 281503,
      "name": "Flower City Capital LLC",
      "name_as_filed": "FLOWER CITY CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/flower-city-capital-llc-pittsford-ny-281503",
      "city": "Pittsford",
      "state": "NY",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334596,
      "name": "FMD Wealth Advisors LLC",
      "name_as_filed": "FMD WEALTH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/fmd-wealth-advisors-llc-white-plains-ny-334596",
      "city": "White Plains",
      "state": "NY",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304183,
      "name": "Focus Asset Management LLC",
      "name_as_filed": "FOCUS ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/focus-asset-management-llc-new-york-ny-304183",
      "city": "New York",
      "state": "NY",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154516,
      "name": "Foresight Advisors",
      "name_as_filed": "FORESIGHT ADVISORS",
      "url": "https://advisorcensus.com/firm/foresight-advisors-154516",
      "city": null,
      "state": null,
      "years_registered": 8,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 281818,
      "name": "Foresight Global Investors, Inc.",
      "name_as_filed": "FORESIGHT GLOBAL INVESTORS, INC.",
      "url": "https://advisorcensus.com/firm/foresight-global-investors-inc-purchase-ny-281818",
      "city": "Purchase",
      "state": "NY",
      "years_registered": 10,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 310545,
      "name": "Forsyth Street Asset Management LLC",
      "name_as_filed": "FORSYTH STREET ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/forsyth-street-asset-management-llc-new-york-ny-310545",
      "city": "New York",
      "state": "NY",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108314,
      "name": "Forteris Wealth Management, Inc.",
      "name_as_filed": "FORTERIS WEALTH MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/forteris-wealth-management-inc-armonk-ny-108314",
      "city": "Armonk",
      "state": "NY",
      "years_registered": 32,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328536,
      "name": "Fortrove Partners",
      "name_as_filed": "FORTROVE PARTNERS",
      "url": "https://advisorcensus.com/firm/fortrove-partners-328536",
      "city": null,
      "state": null,
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
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    "license": "https://creativecommons.org/licenses/by/4.0/",
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}
