# Fee-only financial advisors in New York

> AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ny/fee-only/page/3

## At a glance

- Investment advisory firms: 659
- Registration: SEC-registered investment adviser: 360, State-registered investment adviser: 299
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 659 (100%); Percentage of assets 595 (90%); Hourly charges 247 (37%); Subscription fees (newsletter or periodical) 19 (3%); Fixed fees 337 (51%)
- Regulatory assets under management (Item 5.F): Under $25 million 259 (39%); $25 million to $100 million 127 (19%); $100 million to $500 million 136 (21%); $500 million to $1 billion 40 (6%); $1 billion to $5 billion 42 (6%); Over $5 billion 6 (1%); Not reported 49 (7%)
- Years registered: Under 5 years 248 (38%); 5 to 9 years 134 (20%); 10 to 19 years 163 (25%); 20 years or more 113 (17%); Not reported 1 (0%)

## Firms (page 3 of 14, 101 to 150 of 659, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Brewster Financial Planning LLC](https://advisorcensus.com/firm/brewster-financial-planning-llc-brooklyn-ny-125291) ([md](https://advisorcensus.com/firm/brewster-financial-planning-llc-brooklyn-ny-125291.md)) | 125291 | Brooklyn, NY | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Hourly, Fixed fee |
| [Briarcliff Manor Wealth Advisors](https://advisorcensus.com/firm/briarcliff-manor-wealth-advisors-131321) ([md](https://advisorcensus.com/firm/briarcliff-manor-wealth-advisors-131321.md)) | 131321 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly |
| [Bridgewater Advisors Inc.](https://advisorcensus.com/firm/bridgewater-advisors-inc-new-york-ny-109826) ([md](https://advisorcensus.com/firm/bridgewater-advisors-inc-new-york-ny-109826.md)) | 109826 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 31 | % of assets |
| [Broadcore Investments LP](https://advisorcensus.com/firm/broadcore-investments-lp-165674) ([md](https://advisorcensus.com/firm/broadcore-investments-lp-165674.md)) | 165674 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets |
| [Broadway Advisor Group](https://advisorcensus.com/firm/broadway-advisor-group-albany-ny-324281) ([md](https://advisorcensus.com/firm/broadway-advisor-group-albany-ny-324281.md)) | 324281 | Albany, NY | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee |
| [Broadway Financial Management LLC](https://advisorcensus.com/firm/broadway-financial-management-llc-155795) ([md](https://advisorcensus.com/firm/broadway-financial-management-llc-155795.md)) | 155795 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 4 | % of assets, Fixed fee |
| [Brooklawn Capital Advisors](https://advisorcensus.com/firm/brooklawn-capital-advisors-new-york-ny-287796) ([md](https://advisorcensus.com/firm/brooklawn-capital-advisors-new-york-ny-287796.md)) | 287796 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 9 | Fixed fee |
| [Brooklyn FI, LLC](https://advisorcensus.com/firm/brooklyn-fi-llc-brooklyn-ny-292115) ([md](https://advisorcensus.com/firm/brooklyn-fi-llc-brooklyn-ny-292115.md)) | 292115 | Brooklyn, NY | SEC-registered investment adviser | $500 million to $1 billion | 5 | % of assets, Hourly, Fixed fee |
| [Brooklyn Plans LLC](https://advisorcensus.com/firm/brooklyn-plans-llc-brooklyn-ny-284104) ([md](https://advisorcensus.com/firm/brooklyn-plans-llc-brooklyn-ny-284104.md)) | 284104 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 10 | % of assets, Hourly, Fixed fee |
| [Bruderman Private Wealth](https://advisorcensus.com/firm/bruderman-private-wealth-locust-valley-ny-323195) ([md](https://advisorcensus.com/firm/bruderman-private-wealth-locust-valley-ny-323195.md)) | 323195 | Locust Valley, NY | SEC-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Bryant Group Advisors](https://advisorcensus.com/firm/bryant-group-advisors-new-york-ny-277095) ([md](https://advisorcensus.com/firm/bryant-group-advisors-new-york-ny-277095.md)) | 277095 | New York, NY | State-registered investment adviser | Under $25 million | 11 | % of assets, Fixed fee |
| [Bryden-Abrams Investment Management LLC](https://advisorcensus.com/firm/bryden-abrams-investment-management-llc-new-york-ny-143124) ([md](https://advisorcensus.com/firm/bryden-abrams-investment-management-llc-new-york-ny-143124.md)) | 143124 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 19 | % of assets, Fixed fee |
| [Bullington Advisors Inc.](https://advisorcensus.com/firm/bullington-advisors-inc-323957) ([md](https://advisorcensus.com/firm/bullington-advisors-inc-323957.md)) | 323957 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 3 | % of assets |
| [Burns Matteson Capital Management, LLC](https://advisorcensus.com/firm/burns-matteson-capital-management-llc-corning-ny-118315) ([md](https://advisorcensus.com/firm/burns-matteson-capital-management-llc-corning-ny-118315.md)) | 118315 | Corning, NY | SEC-registered investment adviser | $100 million to $500 million | 24 | % of assets, Hourly, Fixed fee |
| [C & C Financial Services, Inc.](https://advisorcensus.com/firm/c-and-c-financial-services-inc-great-neck-ny-106752) ([md](https://advisorcensus.com/firm/c-and-c-financial-services-inc-great-neck-ny-106752.md)) | 106752 | Great Neck, NY | SEC-registered investment adviser | $25 million to $100 million | 32 | % of assets, Hourly, Fixed fee |
| [Calculated Financial Solutions, LLC](https://advisorcensus.com/firm/calculated-financial-solutions-llc-cedarhurst-ny-140028) ([md](https://advisorcensus.com/firm/calculated-financial-solutions-llc-cedarhurst-ny-140028.md)) | 140028 | Cedarhurst, NY | State-registered investment adviser | Under $25 million | 19 | % of assets, Hourly, Fixed fee |
| [Cannistra Financial Advisors Inc.](https://advisorcensus.com/firm/cannistra-financial-advisors-inc-mount-kisco-ny-125340) ([md](https://advisorcensus.com/firm/cannistra-financial-advisors-inc-mount-kisco-ny-125340.md)) | 125340 | Mount Kisco, NY | State-registered investment adviser | $25 million to $100 million | 27 | % of assets, Hourly |
| [Canty Wealth Management](https://advisorcensus.com/firm/canty-wealth-management-ballston-spa-ny-118945) ([md](https://advisorcensus.com/firm/canty-wealth-management-ballston-spa-ny-118945.md)) | 118945 | Ballston Spa, NY | SEC-registered investment adviser | $100 million to $500 million | 19 | % of assets, Hourly |
| [Capable Wealth, LLC](https://advisorcensus.com/firm/capable-wealth-llc-latham-ny-288448) ([md](https://advisorcensus.com/firm/capable-wealth-llc-latham-ny-288448.md)) | 288448 | Latham, NY | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [Capital Counsel LLC](https://advisorcensus.com/firm/capital-counsel-llc-new-york-ny-109001) ([md](https://advisorcensus.com/firm/capital-counsel-llc-new-york-ny-109001.md)) | 109001 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 26 | % of assets |
| [Capital Designs](https://advisorcensus.com/firm/capital-designs-rochester-ny-125617) ([md](https://advisorcensus.com/firm/capital-designs-rochester-ny-125617.md)) | 125617 | Rochester, NY | State-registered investment adviser | Not reported | 38 | Hourly, Fixed fee |
| [Capital Financial Advisors of New York, LLC](https://advisorcensus.com/firm/capital-financial-advisors-of-new-york-llc-clifton-park-ny-125689) ([md](https://advisorcensus.com/firm/capital-financial-advisors-of-new-york-llc-clifton-park-ny-125689.md)) | 125689 | Clifton Park, NY | SEC-registered investment adviser | $100 million to $500 million | 18 | % of assets, Hourly, Fixed fee |
| [Capital Insights Group of WNY, LLC.](https://advisorcensus.com/firm/capital-insights-group-of-wny-llc-buffalo-ny-282909) ([md](https://advisorcensus.com/firm/capital-insights-group-of-wny-llc-buffalo-ny-282909.md)) | 282909 | Buffalo, NY | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee |
| [Capra Ibex Credit Opportunities, LLC](https://advisorcensus.com/firm/capra-ibex-credit-opportunities-llc-new-york-ny-332538) ([md](https://advisorcensus.com/firm/capra-ibex-credit-opportunities-llc-new-york-ny-332538.md)) | 332538 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | Fixed fee |
| [Carissima Capital LLC](https://advisorcensus.com/firm/carissima-capital-llc-troy-ny-331292) ([md](https://advisorcensus.com/firm/carissima-capital-llc-troy-ny-331292.md)) | 331292 | Troy, NY | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Carosa, Stanton & Depaolo Asset Management, LLC](https://advisorcensus.com/firm/carosa-stanton-and-depaolo-asset-management-llc-mendon-ny-104588) ([md](https://advisorcensus.com/firm/carosa-stanton-and-depaolo-asset-management-llc-mendon-ny-104588.md)) | 104588 | Mendon, NY | SEC-registered investment adviser | $25 million to $100 million | 29 | % of assets |
| [Carrick Lane LLC](https://advisorcensus.com/firm/carrick-lane-llc-new-york-ny-309148) ([md](https://advisorcensus.com/firm/carrick-lane-llc-new-york-ny-309148.md)) | 309148 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 5 | % of assets |
| [Carroll Financial Group, Inc.](https://advisorcensus.com/firm/carroll-financial-group-inc-139704) ([md](https://advisorcensus.com/firm/carroll-financial-group-inc-139704.md)) | 139704 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 20 | % of assets, Hourly |
| [Carsons Capital LLC](https://advisorcensus.com/firm/carsons-capital-llc-333489) ([md](https://advisorcensus.com/firm/carsons-capital-llc-333489.md)) | 333489 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Carswell Investments, LLC](https://advisorcensus.com/firm/carswell-investments-llc-east-syracuse-ny-158205) ([md](https://advisorcensus.com/firm/carswell-investments-llc-east-syracuse-ny-158205.md)) | 158205 | East Syracuse, NY | SEC-registered investment adviser | $100 million to $500 million | 15 | % of assets, Fixed fee |
| [Castfirm Advisors LLC](https://advisorcensus.com/firm/castfirm-advisors-llc-garden-city-ny-327519) ([md](https://advisorcensus.com/firm/castfirm-advisors-llc-garden-city-ny-327519.md)) | 327519 | Garden City, NY | SEC-registered investment adviser | $25 million to $100 million | 0 | % of assets, Fixed fee |
| [Cavalcade Capital LLC](https://advisorcensus.com/firm/cavalcade-capital-llc-new-york-ny-327292) ([md](https://advisorcensus.com/firm/cavalcade-capital-llc-new-york-ny-327292.md)) | 327292 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [CDT Capital Wealth Advisory LLC](https://advisorcensus.com/firm/cdt-capital-wealth-advisory-llc-syosset-ny-340966) ([md](https://advisorcensus.com/firm/cdt-capital-wealth-advisory-llc-syosset-ny-340966.md)) | 340966 | Syosset, NY | State-registered investment adviser | Under $25 million | 0 | % of assets |
| [Cenador Financial Advisers LLC](https://advisorcensus.com/firm/cenador-financial-advisers-llc-new-york-ny-171804) ([md](https://advisorcensus.com/firm/cenador-financial-advisers-llc-new-york-ny-171804.md)) | 171804 | New York, NY | State-registered investment adviser | Under $25 million | 11 | % of assets, Hourly |
| [Centennial Wealth Management Inc.](https://advisorcensus.com/firm/centennial-wealth-management-inc-159381) ([md](https://advisorcensus.com/firm/centennial-wealth-management-inc-159381.md)) | 159381 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 14 | % of assets |
| [Central Park Financial Planning](https://advisorcensus.com/firm/central-park-financial-planning-rye-brook-ny-292189) ([md](https://advisorcensus.com/firm/central-park-financial-planning-rye-brook-ny-292189.md)) | 292189 | Rye Brook, NY | State-registered investment adviser | Under $25 million | 8 | Fixed fee |
| [Change Global Investment, LLC](https://advisorcensus.com/firm/change-global-investment-llc-new-york-ny-167844) ([md](https://advisorcensus.com/firm/change-global-investment-llc-new-york-ny-167844.md)) | 167844 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Charles Pratt & Company, L.L.C.](https://advisorcensus.com/firm/charles-pratt-and-company-l-l-c-new-york-ny-104864) ([md](https://advisorcensus.com/firm/charles-pratt-and-company-l-l-c-new-york-ny-104864.md)) | 104864 | New York, NY | SEC-registered investment adviser | $500 million to $1 billion | 42 | % of assets |
| [Charybdis Investments International](https://advisorcensus.com/firm/charybdis-investments-international-high-falls-ny-284971) ([md](https://advisorcensus.com/firm/charybdis-investments-international-high-falls-ny-284971.md)) | 284971 | High Falls, NY | State-registered investment adviser | Under $25 million | 6 | % of assets |
| [CIO Capital Group LLC](https://advisorcensus.com/firm/cio-capital-group-llc-new-york-ny-336490) ([md](https://advisorcensus.com/firm/cio-capital-group-llc-new-york-ny-336490.md)) | 336490 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets |
| [Circle N Advisors, LLC](https://advisorcensus.com/firm/circle-n-advisors-llc-fishkill-ny-271027) ([md](https://advisorcensus.com/firm/circle-n-advisors-llc-fishkill-ny-271027.md)) | 271027 | Fishkill, NY | SEC-registered investment adviser | $25 million to $100 million | 11 | % of assets |
| [Citrin Cooperman Wealth Management, LLC](https://advisorcensus.com/firm/citrin-cooperman-wealth-management-llc-new-york-ny-317528) ([md](https://advisorcensus.com/firm/citrin-cooperman-wealth-management-llc-new-york-ny-317528.md)) | 317528 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Fixed fee |
| [Civitas Management LLC](https://advisorcensus.com/firm/civitas-management-llc-brooklyn-ny-340279) ([md](https://advisorcensus.com/firm/civitas-management-llc-brooklyn-ny-340279.md)) | 340279 | Brooklyn, NY | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Clarion Call Capital](https://advisorcensus.com/firm/clarion-call-capital-new-york-ny-333446) ([md](https://advisorcensus.com/firm/clarion-call-capital-new-york-ny-333446.md)) | 333446 | New York, NY | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets |
| [Clarity Investments + Planning LLC](https://advisorcensus.com/firm/clarity-investments-plus-planning-llc-mount-kisco-ny-148888) ([md](https://advisorcensus.com/firm/clarity-investments-plus-planning-llc-mount-kisco-ny-148888.md)) | 148888 | Mount Kisco, NY | SEC-registered investment adviser | $100 million to $500 million | 17 | % of assets, Hourly, Fixed fee |
| [Clear Point Advisors, Inc.](https://advisorcensus.com/firm/clear-point-advisors-inc-melville-ny-111775) ([md](https://advisorcensus.com/firm/clear-point-advisors-inc-melville-ny-111775.md)) | 111775 | Melville, NY | SEC-registered investment adviser | $100 million to $500 million | 28 | % of assets, Hourly |
| [Clearbrook Investment Solutions LLC](https://advisorcensus.com/firm/clearbrook-investment-solutions-llc-new-york-ny-155607) ([md](https://advisorcensus.com/firm/clearbrook-investment-solutions-llc-new-york-ny-155607.md)) | 155607 | New York, NY | SEC-registered investment adviser | $100 million to $500 million | 15 | % of assets, Fixed fee |
| [Clearview Financial Planning, Inc.](https://advisorcensus.com/firm/clearview-financial-planning-inc-southold-ny-291834) ([md](https://advisorcensus.com/firm/clearview-financial-planning-inc-southold-ny-291834.md)) | 291834 | Southold, NY | SEC-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [Cloud Peak Advisors](https://advisorcensus.com/firm/cloud-peak-advisors-new-york-ny-293021) ([md](https://advisorcensus.com/firm/cloud-peak-advisors-new-york-ny-293021.md)) | 293021 | New York, NY | State-registered investment adviser | Under $25 million | 7 | % of assets |
| [Cohen Klingenstein, LLC](https://advisorcensus.com/firm/cohen-klingenstein-llc-new-york-ny-148428) ([md](https://advisorcensus.com/firm/cohen-klingenstein-llc-new-york-ny-148428.md)) | 148428 | New York, NY | SEC-registered investment adviser | $1 billion to $5 billion | 18 | % of assets |

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## Questions people ask

**How many financial advisory firms are there in New York?**
AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in New York?**
659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in New York offer financial planning?**
972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in New York fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in New York](https://advisorcensus.com/advisors/ny) (https://advisorcensus.com/advisors/ny.md)
- [Flat-fee financial advisors in New York](https://advisorcensus.com/advisors/ny/flat-fee) (https://advisorcensus.com/advisors/ny/flat-fee.md)
- [Hourly financial advisors in New York](https://advisorcensus.com/advisors/ny/hourly) (https://advisorcensus.com/advisors/ny/hourly.md)
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- [Fee-only financial advisors in Glens Falls, NY](https://advisorcensus.com/advisors/ny/glens-falls/fee-only) (https://advisorcensus.com/advisors/ny/glens-falls/fee-only.md)
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Cite as: AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.
