{ "path": "/advisors/ny/fee-only", "url": "https://advisorcensus.com/advisors/ny/fee-only/page/2", "page_type": "state_fee", "title": "Fee-only financial advisors in New York", "filters": {}, "scope_total": 659, "faq": [ { "q": "How many financial advisory firms are there in New York?", "a": "AdvisorCensus lists 4,031 investment advisory firms with a principal office in New York, from Form ADV filings as of October 2026: 2,638 SEC-registered, 695 state-registered, and 698 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in New York?", "a": "659 of the 4,031 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in New York offer financial planning?", "a": "972 of the 3,333 firms in New York that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in New York fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 659 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 659 investment advisory firms with a principal office in New York that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.", "about_market": null, "citation": "AdvisorCensus. Fee-only financial advisors in New York: 659 firms from Form ADV filings as of October 2026.", "total_firms": 659, "page": 2, "total_pages": 14, "sort": "name", "registration_types": { "sec": 360, "state": 299, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 659 }, { "code": "percentage_of_aum", "count": 595 }, { "code": "hourly", "count": 247 }, { "code": "subscription", "count": 19 }, { "code": "fixed", "count": 337 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 0 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 248 }, { "code": "5_to_9", "count": 134 }, { "code": "10_to_19", "count": 163 }, { "code": "20_plus", "count": 113 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 259 }, { "code": "25m_100m", "count": 127 }, { "code": "100m_500m", "count": 136 }, { "code": "500m_1b", "count": 40 }, { "code": "1b_5b", "count": 42 }, { "code": "over_5b", "count": 6 }, { "code": "not_reported", "count": 49 } ], "firms": [ { "crd_number": 149008, "name": "Armory Capital Management, LLC", "name_as_filed": "ARMORY CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/armory-capital-management-llc-syracuse-ny-149008", "city": "Syracuse", "state": "NY", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 334234, "name": "Arons Wealth Management LLC", "name_as_filed": "ARONS WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/arons-wealth-management-llc-334234", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 126547, "name": "Arrival Capital Management LLC", "name_as_filed": "ARRIVAL CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/arrival-capital-management-llc-new-york-ny-126547", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 138928, "name": "Arrow Investment MGMT.", "name_as_filed": "ARROW INVESTMENT MGMT.", "url": "https://advisorcensus.com/firm/arrow-investment-mgmt-138928", "city": null, "state": null, "years_registered": 20, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 337923, "name": "Arrowpoint Asset Advisors, LLC", "name_as_filed": "ARROWPOINT ASSET ADVISORS, LLC", "url": "https://advisorcensus.com/firm/arrowpoint-asset-advisors-llc-337923", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 317344, "name": "Ascend Interplay, LLC", "name_as_filed": "ASCEND INTERPLAY, LLC", "url": "https://advisorcensus.com/firm/ascend-interplay-llc-new-york-ny-317344", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 307199, "name": "Ascent Systematic Advisors LLC", "name_as_filed": "ASCENT SYSTEMATIC ADVISORS LLC", "url": "https://advisorcensus.com/firm/ascent-systematic-advisors-llc-new-york-ny-307199", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 343623, "name": "Ascentio Capital, LP", "name_as_filed": "ASCENTIO CAPITAL, LP", "url": "https://advisorcensus.com/firm/ascentio-capital-lp-new-york-ny-343623", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 168788, "name": "Ashbay Capital, LLC", "name_as_filed": "ASHBAY CAPITAL, LLC", "url": "https://advisorcensus.com/firm/ashbay-capital-llc-new-york-ny-168788", "city": "New York,", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 327902, "name": "Aspire Strategist Portfolios LLC", "name_as_filed": "ASPIRE STRATEGIST PORTFOLIOS LLC", "url": "https://advisorcensus.com/firm/aspire-strategist-portfolios-llc-new-york-ny-327902", "city": "New York", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 338618, "name": "Aspire Wealth Advisory Group, LLC", "name_as_filed": "ASPIRE WEALTH ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/aspire-wealth-advisory-group-llc-new-york-ny-338618", "city": "New York", "state": "NY", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 288271, "name": "Astoria Portfolio Advisors LLC", "name_as_filed": "ASTORIA PORTFOLIO ADVISORS LLC", "url": "https://advisorcensus.com/firm/astoria-portfolio-advisors-llc-new-york-ny-288271", "city": "New York", "state": "NY", "years_registered": 6, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 336483, "name": "Atlas Meridian Capital LLC", "name_as_filed": "ATLAS MERIDIAN CAPITAL LLC", "url": "https://advisorcensus.com/firm/atlas-meridian-capital-llc-new-york-ny-336483", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 172961, "name": "Atwob", "name_as_filed": "ATWOB", "url": "https://advisorcensus.com/firm/atwob-katonah-ny-172961", "city": "Katonah", "state": "NY", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 174244, "name": "Aviles Capital Management LLC", "name_as_filed": "AVILES CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/aviles-capital-management-llc-174244", "city": null, "state": null, "years_registered": 11, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110346, "name": "AWM Investment Company Inc", "name_as_filed": "AWM INVESTMENT COMPANY INC", "url": "https://advisorcensus.com/firm/awm-investment-company-inc-new-york-ny-110346", "city": "New York", "state": "NY", "years_registered": 34, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 269905, "name": "Axon Consulting Inc", "name_as_filed": "AXON CONSULTING INC", "url": "https://advisorcensus.com/firm/axon-consulting-inc-new-york-ny-269905", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 172472, "name": "Bais Enterprise", "name_as_filed": "BAIS ENTERPRISE", "url": "https://advisorcensus.com/firm/bais-enterprise-172472", "city": null, "state": null, "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 125550, "name": "Barrett Wealth Management", "name_as_filed": "BARRETT WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/barrett-wealth-management-rochester-ny-125550", "city": "Rochester", "state": "NY", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112273, "name": "Basicvalue Asset Management Inc.", "name_as_filed": "BASICVALUE ASSET MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/basicvalue-asset-management-inc-new-york-ny-112273", "city": "New York", "state": "NY", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 181512, "name": "BCK Partners, Inc.", "name_as_filed": "BCK PARTNERS, INC.", "url": "https://advisorcensus.com/firm/bck-partners-inc-corning-ny-181512", "city": "Corning", "state": "NY", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 146182, "name": "BCM Benefits Inc.", "name_as_filed": "BCM BENEFITS INC.", "url": "https://advisorcensus.com/firm/bcm-benefits-inc-146182", "city": null, "state": null, "years_registered": 15, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 332668, "name": "Beatrice Advisors LP", "name_as_filed": "BEATRICE ADVISORS LP", "url": "https://advisorcensus.com/firm/beatrice-advisors-lp-new-york-ny-332668", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 313158, "name": "Beechnut Capital Management LLC", "name_as_filed": "BEECHNUT CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/beechnut-capital-management-llc-313158", "city": null, "state": null, "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 158238, "name": "Bell Rock Asset Management LLC", "name_as_filed": "BELL ROCK ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/bell-rock-asset-management-llc-158238", "city": null, "state": null, "years_registered": 15, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 332035, "name": "Bentham Wealth Advisors", "name_as_filed": "BENTHAM WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/bentham-wealth-advisors-williamsville-ny-332035", "city": "Williamsville", "state": "NY", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 125121, "name": "Bertolet Capital LLC", "name_as_filed": "BERTOLET CAPITAL LLC", "url": "https://advisorcensus.com/firm/bertolet-capital-llc-new-york-ny-125121", "city": "New York", "state": "NY", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 144080, "name": "Bespoke Investment Group, LLC", "name_as_filed": "BESPOKE INVESTMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/bespoke-investment-group-llc-harrison-ny-144080", "city": "Harrison", "state": "NY", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "subscription" ], "enhanced": false }, { "crd_number": 331691, "name": "Better Wealth Advisory LLC", "name_as_filed": "BETTER WEALTH ADVISORY LLC", "url": "https://advisorcensus.com/firm/better-wealth-advisory-llc-331691", "city": null, "state": null, "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 334496, "name": "Betteredge Capital LLC", "name_as_filed": "BETTEREDGE CAPITAL LLC", "url": "https://advisorcensus.com/firm/betteredge-capital-llc-new-york-ny-334496", "city": "New York", "state": "NY", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 152117, "name": "BH Asset Management, LLC", "name_as_filed": "BH ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/bh-asset-management-llc-new-york-ny-152117", "city": "New York", "state": "NY", "years_registered": 16, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 165202, "name": "Biggin, Inc.", "name_as_filed": "BIGGIN, INC.", "url": "https://advisorcensus.com/firm/biggin-inc-melville-ny-165202", "city": "Melville", "state": "NY", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 331592, "name": "Birn Financial Inc", "name_as_filed": "BIRN FINANCIAL INC", "url": "https://advisorcensus.com/firm/birn-financial-inc-331592", "city": null, "state": null, "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 304330, "name": "Black Sea Gold Advisors LLC", "name_as_filed": "BLACK SEA GOLD ADVISORS LLC", "url": "https://advisorcensus.com/firm/black-sea-gold-advisors-llc-kingston-ny-304330", "city": "Kingston", "state": "NY", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 282864, "name": "Blaine Capital, LLC", "name_as_filed": "BLAINE CAPITAL, LLC", "url": "https://advisorcensus.com/firm/blaine-capital-llc-new-york-ny-282864", "city": "New York", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 153570, "name": "Blank Equity Management LLC", "name_as_filed": "BLANK EQUITY MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/blank-equity-management-llc-port-washington-ny-153570", "city": "Port Washington", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 317803, "name": "Bloomschon CPAS LLC", "name_as_filed": "BLOOMSCHON CPAS LLC", "url": "https://advisorcensus.com/firm/bloomschon-cpas-llc-jericho-ny-317803", "city": "Jericho", "state": "NY", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 318686, "name": "Blue Elm Advisors", "name_as_filed": "BLUE ELM ADVISORS", "url": "https://advisorcensus.com/firm/blue-elm-advisors-holmes-ny-318686", "city": "Holmes", "state": "NY", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159025, "name": "Blue Spark Capital Advisors", "name_as_filed": "BLUE SPARK CAPITAL ADVISORS", "url": "https://advisorcensus.com/firm/blue-spark-capital-advisors-new-york-ny-159025", "city": "New York", "state": "NY", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 316034, "name": "Bluering Advisors, Inc", "name_as_filed": "BLUERING ADVISORS, INC", "url": "https://advisorcensus.com/firm/bluering-advisors-inc-316034", "city": null, "state": null, "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 288987, "name": "Boerum Hill Financial Advisors LLC", "name_as_filed": "BOERUM HILL FINANCIAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/boerum-hill-financial-advisors-llc-brooklyn-ny-288987", "city": "Brooklyn", "state": "NY", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 340558, "name": "Bogart Advisory Group LLC", "name_as_filed": "BOGART ADVISORY GROUP LLC", "url": "https://advisorcensus.com/firm/bogart-advisory-group-llc-340558", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 301066, "name": "Bone Fide Wealth", "name_as_filed": "BONE FIDE WEALTH", "url": "https://advisorcensus.com/firm/bone-fide-wealth-new-york-ny-301066", "city": "New York", "state": "NY", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 162386, "name": "Bostwick Capital LLC", "name_as_filed": "BOSTWICK CAPITAL LLC", "url": "https://advisorcensus.com/firm/bostwick-capital-llc-locust-valley-ny-162386", "city": "Locust Valley", "state": "NY", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 111114, "name": "Bourne Lent Asset Managament, Inc.", "name_as_filed": "BOURNE LENT ASSET MANAGAMENT, INC.", "url": "https://advisorcensus.com/firm/bourne-lent-asset-managament-inc-pawling-ny-111114", "city": "Pawling", "state": "NY", "years_registered": 26, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 288133, "name": "Bpbi LLC", "name_as_filed": "BPBI LLC", "url": "https://advisorcensus.com/firm/bpbi-llc-new-york-ny-288133", "city": "New York", "state": "NY", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ 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